Polar topology explained

In functional analysis and related areas of mathematics a polar topology, topology of

l{G}

-convergence or topology of uniform convergence on the sets of

l{G}

is a method to define locally convex topologies on the vector spaces of a pairing.

Preliminaries

See main article: Dual system.

A pairing is a triple

(X,Y,b)

consisting of two vector spaces over a field

K

(either the real numbers or complex numbers) and a bilinear map

b:X x Y\toK.

A dual pair or dual system is a pairing

(X,Y,b)

satisfying the following two separation axioms:

Y

separates/distinguishes points of

X

: for all non-zero

x\inX,

there exists

y\inY

such that

b(x,y)0,

and

X

separates/distinguishes points of

Y

: for all non-zero

y\inY,

there exists

x\inX

such that

b(x,y)0.

Polars

See main article: Polar set.

The polar or absolute polar of a subset

A\subseteqX

is the set

A\circ:=\left\{y\inY:\supx|b(x,y)|\leq1\right\}.

Dually, the polar or absolute polar of a subset

B\subseteqY

is denoted by

B\circ,

and defined by

B\circ:=\left\{x\inX:\supy|b(x,y)|\leq1\right\}.

In this case, the absolute polar of a subset

B\subseteqY

is also called the prepolar of

B

and may be denoted by

{}\circB.

The polar is a convex balanced set containing the origin.

If

A\subseteqX

then the bipolar of

A,

denoted by

A\circ,

is defined by

A\circ={}\circ(A\circ).

Similarly, if

B\subseteqY

then the bipolar of

B

is defined to be

B\circ=\left({}\circB\right)\circ.

Weak topologies

Suppose that

(X,Y,b)

is a pairing of vector spaces over

K.

Notation: For all

x\inX,

let

b(x,\bull):Y\toK

denote the linear functional on

Y

defined by

y\mapstob(x,y)

and let

b(X,\bull)=\left\{b(x,\bull)~:~x\inX\right\}.

Similarly, for all

y\inY,

let

b(\bull,y):X\toK

be defined by

x\mapstob(x,y)

and let

b(\bull,Y)=\left\{b(\bull,y)~:~y\inY\right\}.

The weak topology on

X

induced by

Y

(and

b

) is the weakest TVS topology on

X,

denoted by

\sigma(X,Y,b)

or simply

\sigma(X,Y),

making all maps

b(\bull,y):X\toK

continuous, as

y

ranges over

Y.

Similarly, there are the dual definition of the weak topology on

Y

induced by

X

(and

b

), which is denoted by

\sigma(Y,X,b)

or simply

\sigma(Y,X)

: it is the weakest TVS topology on

Y

making all maps

b(x,\bull):Y\toK

continuous, as

x

ranges over

X.

Weak boundedness and absorbing polars

It is because of the following theorem that it is almost always assumed that the family

l{G}

consists of

\sigma(X,Y,b)

-bounded subsets of

X.

Dual definitions and results

Every pairing

(X,Y,b)

can be associated with a corresponding pairing

(Y,X,\hat{b})

where by definition

\hat{b}(y,x)=b(x,y).

There is a repeating theme in duality theory, which is that any definition for a pairing

(X,Y,b)

has a corresponding dual definition for the pairing

(Y,X,\hat{b}).

Convention and Definition: Given any definition for a pairing

(X,Y,b),

one obtains a dual definition by applying it to the pairing

(Y,X,\hat{b}).

If the definition depends on the order of

X

and

Y

(e.g. the definition of "the weak topology

\sigma(X,Y)

defined on

X

by

Y

") then by switching the order of

X

and

Y,

it is meant that this definition should be applied to

(Y,X,\hat{b})

(e.g. this gives us the definition of "the weak topology

\sigma(Y,X)

defined on

Y

by

X

").

For instance, after defining "

X

distinguishes points of

Y

" (resp, "

S

is a total subset of

Y

") as above, then the dual definition of "

Y

distinguishes points of

X

" (resp, "

S

is a total subset of

X

") is immediately obtained. For instance, once

\sigma(X,Y)

is defined then it should be automatically assume that

\sigma(Y,X)

has been defined without mentioning the analogous definition. The same applies to many theorems.

Convention: Adhering to common practice, unless clarity is needed, whenever a definition (or result) is given for a pairing

(X,Y,b)

then mention the corresponding dual definition (or result) will be omitted but it may nevertheless be used.

In particular, although this article will only define the general notion of polar topologies on

Y

with

l{G}

being a collection of

\sigma(X,Y)

-bounded subsets of

X,

this article will nevertheless use the dual definition for polar topologies on

X

with

l{G}

being a collection of

\sigma(Y,X)

-bounded subsets of

Y.

Identification of

(X,Y)

with

(Y,X)

Although it is technically incorrect and an abuse of notation, the following convention is nearly ubiquitous:

Convention: This article will use the common practice of treating a pairing

(X,Y,b)

interchangeably with

\left(Y,X,\hat{b}\right)

and also denoting

\left(Y,X,\hat{b}\right)

by

(Y,X,b).

Polar topologies

Throughout,

(X,Y,b)

is a pairing of vector spaces over the field

K

and

l{G}

is a non-empty collection of

\sigma(X,Y,b)

-bounded subsets of

X.

For every

G\inl{G}

and

r>0,

rG\circ=r\left(G\circ\right)

is convex and balanced and because

G

is a

\sigma(X,Y,b)

-bounded, the set

rG\circ

is absorbing in

Y.

The polar topology on

Y

determined (or generated) by

l{G}

(and

b

), also called the

l{G}

-topology
on

Y

or the topology of uniform convergence on the sets of

l{G},

is the unique topological vector space (TVS) topology on

Y

for which

\left\{rG\circ~:~G\inl{G},r>0\right\}

forms a neighbourhood subbasis at the origin. When

Y

is endowed with this

l{G}

-topology then it is denoted by

Yl{G

}.

If

\left(ri\right)

infty
i=1
is a sequence of positive numbers converging to

0

then the defining neighborhood subbasis at

0

may be replaced with

\left\{riG\circ~:~G\inl{G},i=1,2,\ldots\right\}

without changing the resulting topology.

When

l{G}

is a directed set with respect to subset inclusion (i.e. if for all

G,H\inl{G},

there exists some

K\not\inl{G}

such that

G\cupH\subseteqK

) then the defining neighborhood subbasis at the origin actually forms a neighborhood basis at

0.

Seminorms defining the polar topology

Every

G\inl{G}

determines a seminorm

pG:Y\toR

defined by

pG(y)=\supg|b(g,y)|=\sup|b(G,y)|

where

G\circ=\left\{y\inY:pG(y)\leq1\right\}

and

pG

is in fact the Minkowski functional of

G\circ.

Because of this, the

l{G}

-topology on

Y

is always a locally convex topology.
Modifying

l{G}

If every positive scalar multiple of a set in

l{G}

is contained in some set belonging to

l{G}

then the defining neighborhood subbasis at the origin can be replaced with

\left\{G\circ:G\inl{G}\right\}

without changing the resulting topology.

The following theorem gives ways in which

l{G}

can be modified without changing the resulting

l{G}

-topology on

Y.

It is because of this theorem that many authors often require that

l{G}

also satisfy the following additional conditions:

Some authors further assume that every

x\inX

belongs to some set

G\inl{G}

because this assumption suffices to ensure that the

l{G}

-topology is Hausdorff.
Convergence of nets and filters

If

\left(yi\right)i

is a net in

Y

then

\left(yi\right)i\to0

in the

l{G}

-topology on

Y

if and only if for every

G\inl{G},

pG(yi)=\supg|b(g,yi)|\to0,

or in words, if and only if for every

G\inl{G},

the net of linear functionals

(b(\bull,yi))i

on

X

converges uniformly to

0

on

G

; here, for each

i\inI,

the linear functional

b(\bull,yi)

is defined by

x\mapstob(x,yi).

If

y\inY

then

\left(yi\right)i\toy

in the

l{G}

-topology on

Y

if and only if for all

G\inl{G},

pG\left(yi-y\right)=\sup\left|b\left(G,yi-y\right)\right|\to0.

l{F}

on

Y

converges to an element

y\inY

in the

l{G}

-topology on

Y

if

l{F}

converges uniformly to

y

on each

G\inl{G}.

Properties

The results in the article Topologies on spaces of linear maps can be applied to polar topologies.

Throughout,

(X,Y,b)

is a pairing of vector spaces over the field

K

and

l{G}

is a non-empty collection of

\sigma(X,Y,b)

-bounded subsets of

X.

Hausdorffness

We say that

l{G}

covers

X

if every point in

X

belong to some set in

l{G}.

We say that

l{G}

is total in

X

if the linear span of

cup\nolimitsG

} G is dense in

X.

Proof of (2): If

Y=\{0\}

then we're done, so assume otherwise. Since the

l{G}

-topology on

Y

is a TVS topology, it suffices to show that the set

\{0\}

is closed in

Y.

Let

y\inY

be non-zero, let

f:X\toK

be defined by

f(x)=b(x,y)

for all

x\inX,

and let

V=\left\{s\inK:|s|>1\right\}.

Since

X

distinguishes points of

Y,

there exists some (non-zero)

x\inX

such that

f(x)0

where (since

f

is surjective) it can be assumed without loss of generality that

|f(x)|>1.

The set

U=f-1(V)

is a

\sigma(X,Y,b)

-open subset of

X

that is not empty (since it contains

x

). Since

cup\nolimitsG

} G is a

\sigma(X,Y,b)

-dense subset of

X

there exists some

G\inl{G}

and some

g\inG

such that

g\inU.

Since

g\inU,

|b(g,y)|>1

so that

y\not\inG\circ,

where

G\circ

is a subbasic closed neighborhood of the origin in the

l{G}

-topology on

Y.

Examples of polar topologies induced by a pairing

Throughout,

(X,Y,b)

will be a pairing of vector spaces over the field

K

and

l{G}

will be a non-empty collection of

\sigma(X,Y,b)

-bounded subsets of

X.

The following table will omit mention of

b.

The topologies are listed in an order that roughly corresponds with coarser topologies first and the finer topologies last; note that some of these topologies may be out of order e.g.

c(X,Y,b)

and the topology below it (i.e. the topology generated by

\sigma(X,Y,b)

-complete and bounded disks) or if

\sigma(X,Y,b)

is not Hausdorff. If more than one collection of subsets appears the same row in the left-most column then that means that the same polar topology is generated by these collections.

Notation: If

\Delta(Y,X,b)

denotes a polar topology on

Y

then

Y

endowed with this topology will be denoted by

Y\Delta(Y,,

Y\Delta(Y,

or simply

Y\Delta.

For example, if

\sigma(X,Y,b)

then

\Delta(Y,X,b)=\sigma

so that

Y\sigma(Y,,

Y\sigma(Y,

and

Y\sigma

all denote

Y

with endowed with

\sigma(X,Y,b).

l{G}\subseteq\wp(X)


("topology of uniform convergence on ...")
Notation Name ("topology of...")Alternative name
finite subsets of

X


(or

\sigma(X,Y,b)

-closed disked hulls of finite subsets of

X

)

\sigma(X,Y,b)


s(X,Y,b)

pointwise/simple convergenceweak/weak* topology

\sigma(X,Y,b)

-compact disks

\tau(X,Y,b)

Mackey topology

\sigma(X,Y,b)

-compact convex subsets

\gamma(X,Y,b)

compact convex convergence

\sigma(X,Y,b)

-compact subsets
(or balanced

\sigma(X,Y,b)

-compact subsets)

c(X,Y,b)

compact convergence

\sigma(X,Y,b)

-complete and bounded disks
convex balanced complete bounded convergence

\sigma(X,Y,b)

-precompact/totally bounded subsets
(or balanced

\sigma(X,Y,b)

-precompact subsets)
precompact convergence

\sigma(X,Y,b)

-infracomplete and bounded disks
convex balanced infracomplete bounded convergence

\sigma(X,Y,b)

-bounded subsets

b(X,Y,b)


\beta(X,Y,b)

bounded convergencestrong topology
Strongest polar topology

Weak topology σ(Y, X)

For any

x\inX,

a basic

\sigma(Y,X,b)

-neighborhood of

x

in

X

is a set of the form:

\left\{z\inX:|b(z-x,yi)|\leqrforalli\right\}

for some real

r>0

and some finite set of points

y1,\ldots,yn

in

Y.

The continuous dual space of

(Y,\sigma(Y,X,b))

is

X,

where more precisely, this means that a linear functional

f

on

Y

belongs to this continuous dual space if and only if there exists some

x\inX

such that

f(y)=b(x,y)

for all

y\inY.

The weak topology is the coarsest TVS topology on

Y

for which this is true.

In general, the convex balanced hull of a

\sigma(Y,X,b)

-compact subset of

Y

need not be

\sigma(Y,X,b)

-compact.

If

X

and

Y

are vector spaces over the complex numbers (which implies that

b

is complex valued) then let

XR

and

Y\R

denote these spaces when they are considered as vector spaces over the real numbers

\R.

Let

\operatorname{Re}b

denote the real part of

b

and observe that

\left(XR,YR,\operatorname{Re}b\right)

is a pairing. The weak topology

\sigma(Y,X,b)

on

Y

is identical to the weak topology

\sigma\left(XR,YR,\operatorname{Re}b\right).

This ultimately stems from the fact that for any complex-valued linear functional

f

on

Y

with real part

r:=\operatorname{Re}f.

then

f=r(y)-ir(iy)

for all

y\inY.

Mackey topology τ(Y, X)

The continuous dual space of

(Y,\tau(Y,X,b))

is

X

(in the exact same way as was described for the weak topology). Moreover, the Mackey topology is the finest locally convex topology on

Y

for which this is true, which is what makes this topology important.

Since in general, the convex balanced hull of a

\sigma(Y,X,b)

-compact subset of

Y

need not be

\sigma(Y,X,b)

-compact, the Mackey topology may be strictly coarser than the topology

c(X,Y,b).

Since every

\sigma(Y,X,b)

-compact set is

\sigma(Y,X,b)

-bounded, the Mackey topology is coarser than the strong topology

b(X,Y,b).

Strong topology (Y, X)

A neighborhood basis (not just a subbasis) at the origin for the

\beta(Y,X,b)

topology is:

\left\{A\circ~:~A\subseteqXisa\sigma(X,Y,b)-boundedsubsetofX\right\}.

The strong topology

\beta(Y,X,b)

is finer than the Mackey topology.

Polar topologies and topological vector spaces

Throughout this section,

X

will be a topological vector space (TVS) with continuous dual space

X'

and

(X,X',\langle\bull,\bull\rangle)

will be the canonical pairing, where by definition

\langlex,x'\rangle=x'(x).

The vector space

X

always distinguishes/separates the points of

X'

but

X'

may fail to distinguishes the points of

X

(this necessarily happens if, for instance,

X

is not Hausdorff), in which case the pairing

(X,X',\langle\bull,\bull\rangle)

is not a dual pair. By the Hahn–Banach theorem, if

X

is a Hausdorff locally convex space then

X'

separates points of

X

and thus

(X,X',\langle\bull,\bull\rangle)

forms a dual pair.

Properties

Polar topologies on the continuous dual space

Throughout,

X

will be a TVS over the field

K

with continuous dual space

X'

and

X

and

X'

will be associated with the canonical pairing. The table below defines many of the most common polar topologies on

X'.

Notation: If

\Delta(X',Z)

denotes a polar topology then

X'

endowed with this topology will be denoted by

X'\Delta(X',

(e.g. if

\tau(X',X'')

then

\Delta=\tau

and

Z=X''

so that

X'\tau(X',

denotes

X'

with endowed with

\tau(X',X'')

).
If in addition,

Z=X

then this TVS may be denoted by

X'\Delta

(for example,

X'\sigma:=X'\sigma(X',

).

l{G}\subseteq\wp(X)


("topology of uniform convergence on ...")
Notation Name ("topology of...")Alternative name
finite subsets of

X


(or

\sigma(X',X)

-closed disked hulls of finite subsets of

X

)

\sigma(X',X)


s(X',X)

pointwise/simple convergenceweak/weak* topology
compact convex subsets

\gamma(X',X)

compact convex convergence
compact subsets
(or balanced compact subsets)

c(X',X)

compact convergence

\sigma(X',X)

-compact disks

\tau(X',X)

Mackey topology
precompact/totally bounded subsets
(or balanced precompact subsets)
precompact convergence
complete and bounded disksconvex balanced complete bounded convergence
infracomplete and bounded disksconvex balanced infracomplete bounded convergence
bounded subsets

b(X',X)


\beta(X',X)

bounded convergencestrong topology

\sigma(X'',X')

-compact disks in

X'':=\left(X'b\right)'

\tau(X',X'')

Mackey topology

The reason why some of the above collections (in the same row) induce the same polar topologies is due to some basic results. A closed subset of a complete TVS is complete and that a complete subset of a Hausdorff and complete TVS is closed. Furthermore, in every TVS, compact subsets are complete and the balanced hull of a compact (resp. totally bounded) subset is again compact (resp. totally bounded). Also, a Banach space can be complete without being weakly complete.

If

B\subseteqX

is bounded then

B\circ

is absorbing in

X'

(note that being absorbing is a necessary condition for

B\circ

to be a neighborhood of the origin in any TVS topology on

X'

). If

X

is a locally convex space and

B\circ

is absorbing in

X'

then

B

is bounded in

X.

Moreover, a subset

S\subseteqX

is weakly bounded if and only if

S\circ

is absorbing in

X'.

For this reason, it is common to restrict attention to families of bounded subsets of

X.

Weak/weak* topology

The

\sigma(X',X)

topology has the following properties:

Compact-convex convergence

If

X

is a Fréchet space then the topologies

\gamma\left(X',X\right)=c\left(X',X\right).

Compact convergence

If

X

is a Fréchet space or a LF-space then

c(X',X)

is complete.

Suppose that

X

is a metrizable topological vector space and that

W'\subseteqX'.

If the intersection of

W'

with every equicontinuous subset of

X'

is weakly-open, then

W'

is open in

c(X',X).

Precompact convergence

Banach–Alaoglu theorem

An equicontinuous subset

K\subseteqX'

has compact closure in the topology of uniform convergence on precompact sets. Furthermore, this topology on

K

coincides with the

\sigma(X',X)

topology.

Mackey topology

See main article: Mackey topology.

By letting

l{G}

be the set of all convex balanced weakly compact subsets of

X,

X'

will have the Mackey topology on

X'

or the topology of uniform convergence on convex balanced weakly compact sets, which is denoted by

\tau(X',X)

and

X'

with this topology is denoted by

X'\tau(X',.

Strong dual topology

See main article: Strong dual space.

Due to the importance of this topology, the continuous dual space of

X'b

is commonly denoted simply by

X''.

Consequently,

(X'b)'=X''.

The

b(X',X)

topology has the following properties:

Mackey topology

See main article: Mackey topology.

By letting

l{G}''

be the set of all convex balanced weakly compact subsets of

X''=\left(X'b\right)',X'

will have the Mackey topology on

X'

induced by

X''

or the topology of uniform convergence on convex balanced weakly compact subsets of

X''

, which is denoted by

\tau(X',X'')

and

X'

with this topology is denoted by

X'\tau(X',.

Polar topologies induced by subsets of the continuous dual space

Throughout,

X

will be a TVS over the field

K

with continuous dual space

X'

and the canonical pairing will be associated with

X

and

X'.

The table below defines many of the most common polar topologies on

X.

Notation: If

\Delta\left(X,X'\right)

denotes a polar topology on

X

then

X

endowed with this topology will be denoted by

X\Delta\left(X,

or

X\Delta

(e.g. for

\sigma\left(X,X'\right)

we'd have

\Delta=\sigma

so that

X\sigma(X,X')

and

X\sigma

both denote

X

with endowed with

\sigma\left(X,X'\right)

).

l{G}\subseteq\wp(X)


("topology of uniform convergence on ...")
Notation Name ("topology of...")Alternative name
finite subsets of

X'


(or

\sigma(X',Y)

-closed disked hulls of finite subsets of

X'

)

\sigma\left(X,X'\right)


s\left(X,X'\right)

pointwise/simple convergenceweak topology
equicontinuous subsets
(or equicontinuous disks)
(or weak-* compact equicontinuous disks)

\varepsilon(X,X')

equicontinuous convergence
weak-* compact disks

\tau\left(X,X'\right)

Mackey topology
weak-* compact convex subsets

\gamma\left(X,X'\right)

compact convex convergence
weak-* compact subsets
(or balanced weak-* compact subsets)

c\left(X,X'\right)

compact convergence
weak-* bounded subsets

b\left(X,X'\right)


\beta\left(X,X'\right)

bounded convergencestrong topology

The closure of an equicontinuous subset of

X'

is weak-* compact and equicontinuous and furthermore, the convex balanced hull of an equicontinuous subset is equicontinuous.

Weak topology

See main article: Weak topology.

Suppose that

X

and

Y

are Hausdorff locally convex spaces with

X

metrizable and that

u:X\toY

is a linear map. Then

u:X\toY

is continuous if and only if

u:\sigma\left(X,X'\right)\to\sigma\left(Y,Y'\right)

is continuous. That is,

u:X\toY

is continuous when

X

and

Y

carry their given topologies if and only if

u

is continuous when

X

and

Y

carry their weak topologies.

Convergence on equicontinuous sets

If

l{G}'

was the set of all convex balanced weakly compact equicontinuous subsets of

X',

then the same topology would have been induced.

If

X

is locally convex and Hausdorff then

X

's given topology (i.e. the topology that

X

started with) is exactly

\varepsilon(X,X').

That is, for

X

Hausdorff and locally convex, if

E\subsetX'

then

E

is equicontinuous if and only if

E\circ

is equicontinuous and furthermore, for any

S\subseteqX,

S

is a neighborhood of the origin if and only if

S\circ

is equicontinuous.

Importantly, a set of continuous linear functionals

H

on a TVS

X

is equicontinuous if and only if it is contained in the polar of some neighborhood

U

of the origin in

X

(i.e.

H\subseteqU\circ

). Since a TVS's topology is completely determined by the open neighborhoods of the origin, this means that via operation of taking the polar of a set, the collection of equicontinuous subsets of

X'

"encode" all information about

X

's topology (i.e. distinct TVS topologies on

X

produce distinct collections of equicontinuous subsets, and given any such collection one may recover the TVS original topology by taking the polars of sets in the collection). Thus uniform convergence on the collection of equicontinuous subsets is essentially "convergence on the topology of

X

".

Mackey topology

See main article: Mackey topology.

Suppose that

X

is a locally convex Hausdorff space. If

X

is metrizable or barrelled then

X

's original topology is identical to the Mackey topology

\tau\left(X,X'\right).

Topologies compatible with pairings

Let

X

be a vector space and let

Y

be a vector subspace of the algebraic dual of

X

that separates points on

X.

If

\tau

is any other locally convex Hausdorff topological vector space topology on

X,

then

\tau

is compatible with duality between

X

and

Y

if when

X

is equipped with

\tau,

then it has

Y

as its continuous dual space. If

X

is given the weak topology

\sigma(X,Y)

then

X\sigma(X,

is a Hausdorff locally convex topological vector space (TVS) and

\sigma(X,Y)

is compatible with duality between

X

and

Y

(i.e.

X\sigma(X,'=\left(X\sigma(X,\right)'=Y

). The question arises: what are all of the locally convex Hausdorff TVS topologies that can be placed on

X

that are compatible with duality between

X

and

Y

? The answer to this question is called the Mackey–Arens theorem.

References