Partially ordered set explained

In mathematics, especially order theory, a partial order on a set is an arrangement such that, for certain pairs of elements, one precedes the other. The word partial is used to indicate that not every pair of elements needs to be comparable; that is, there may be pairs for which neither element precedes the other. Partial orders thus generalize total orders, in which every pair is comparable.

Formally, a partial order is a homogeneous binary relation that is reflexive, antisymmetric, and transitive. A partially ordered set (poset for short) is an ordered pair

P=(X,\leq)

consisting of a set

X

(called the ground set of

P

) and a partial order

\leq

on

X

. When the meaning is clear from context and there is no ambiguity about the partial order, the set

X

itself is sometimes called a poset.

Partial order relations

The term partial order usually refers to the reflexive partial order relations, referred to in this article as non-strict partial orders. However some authors use the term for the other common type of partial order relations, the irreflexive partial order relations, also called strict partial orders. Strict and non-strict partial orders can be put into a one-to-one correspondence, so for every strict partial order there is a unique corresponding non-strict partial order, and vice versa.

Partial orders

P

that is reflexive, antisymmetric, and transitive. That is, for all

a,b,c\inP,

it must satisfy:
  1. Reflexivity:

a\leqa

, i.e. every element is related to itself.
  1. Antisymmetry: if

a\leqb

and

b\leqa

then

a=b

, i.e. no two distinct elements precede each other.
  1. Transitivity: if

a\leqb

and

b\leqc

then

a\leqc

.

A non-strict partial order is also known as an antisymmetric preorder.

Strict partial orders

An irreflexive, strong, or is a homogeneous relation < on a set

P

that is irreflexive, asymmetric, and transitive; that is, it satisfies the following conditions for all

a,b,c\inP:

  1. Irreflexivity:

\neg\left(a<a\right)

, i.e. no element is related to itself (also called anti-reflexive).
  1. Asymmetry: if

a<b

then not

b<a

.
  1. Transitivity: if

a<b

and

b<c

then

a<c

.

Irreflexivity and transitivity together imply asymmetry. Also, asymmetry implies irreflexivity. In other words, a transitive relation is asymmetric if and only if it is irreflexive.[2] So the definition is the same if it omits either irreflexivity or asymmetry (but not both).

A strict partial order is also known as an asymmetric strict preorder.

Correspondence of strict and non-strict partial order relations

Strict and non-strict partial orders on a set

P

are closely related. A non-strict partial order

\leq

may be converted to a strict partial order by removing all relationships of the form

a\leqa;

that is, the strict partial order is the set

<:=\leq\setminus\DeltaP

where

\DeltaP:=\{(p,p):p\inP\}

is the identity relation on

P x P

and

\setminus

denotes set subtraction. Conversely, a strict partial order < on

P

may be converted to a non-strict partial order by adjoining all relationships of that form; that is,

\leq:=\DeltaP\cup<

is a non-strict partial order. Thus, if

\leq

is a non-strict partial order, then the corresponding strict partial order < is the irreflexive kernel given bya < b \text a \leq b \text a \neq b.Conversely, if < is a strict partial order, then the corresponding non-strict partial order

\leq

is the reflexive closure given by:a \leq b \text a < b \text a = b.

Dual orders

See main article: Duality (order theory).

The dual (or opposite)

Rop

of a partial order relation

R

is defined by letting

Rop

be the converse relation of

R

, i.e.

xRopy

if and only if

yRx

. The dual of a non-strict partial order is a non-strict partial order, and the dual of a strict partial order is a strict partial order. The dual of a dual of a relation is the original relation.

Notation

Given a set

P

and a partial order relation, typically the non-strict partial order

\leq

, we may uniquely extend our notation to define four partial order relations

\leq,

<,

\geq,

and

>

, where

\leq

is a non-strict partial order relation on

P

,

<

is the associated strict partial order relation on

P

(the irreflexive kernel of

\leq

),

\geq

is the dual of

\leq

, and

>

is the dual of

<

. Strictly speaking, the term partially ordered set refers to a set with all of these relations defined appropriately. But practically, one need only consider a single relation,

(P,\leq)

or

(P,<)

, or, in rare instances, the non-strict and strict relations together,

(P,\leq,<)

.[3]

The term ordered set is sometimes used as a shorthand for partially ordered set, as long as it is clear from the context that no other kind of order is meant. In particular, totally ordered sets can also be referred to as "ordered sets", especially in areas where these structures are more common than posets. Some authors use different symbols than

\leq

such as

\sqsubseteq

[4] or

\preceq

[5] to distinguish partial orders from total orders.

When referring to partial orders,

\leq

should not be taken as the complement of

>

. The relation

>

is the converse of the irreflexive kernel of

\leq

, which is always a subset of the complement of

\leq

, but

>

is equal to the complement of

\leq

if, and only if,

\leq

is a total order.

Alternative definitions

Another way of defining a partial order, found in computer science, is via a notion of comparison. Specifically, given

\leq,<,\geq,and>

as defined previously, it can be observed that two elements x and y may stand in any of four mutually exclusive relationships to each other: either, or, or, or x and y are incomparable. This can be represented by a function

compare:P x P\to\{<,>,=,\vert\}

that returns one of four codes when given two elements.[6] [7]

Notes and References

  1. Book: Partially Ordered Sets. Mathematical Tools for Data Mining: Set Theory, Partial Orders, Combinatorics. Springer. 2008. 9781848002012. https://books.google.com/books?id=6i-F3ZNcub4C&pg=PA127. Simovici, Dan A. . Djeraba, Chabane . amp .
  2. Flaška . V. . Ježek . J. . Kepka . T. . Kortelainen . J. . Transitive Closures of Binary Relations I . Acta Universitatis Carolinae. Mathematica et Physica . 2007 . 48 . 1 . 55–69 . School of Mathematics – Physics Charles University . Prague . Lemma 1.1 (iv). This source refers to asymmetric relations as "strictly antisymmetric".
  3. Book: Avigad . Jeremy . Lewis . Robert Y. . van Doorn . Floris . Logic and Proof . 29 March 2021 . Release 3.18.4 . 24 July 2021 . 13.2. More on Orderings. So we can think of every partial order as really being a pair, consisting of a weak partial order and an associated strict one..
  4. Web site: Rounds . William C. . Lectures slides . EECS 203: DISCRETE MATHEMATICS . 23 July 2021 . 7 March 2002.
  5. Book: Kwong . Harris . A Spiral Workbook for Discrete Mathematics . 25 April 2018 . 23 July 2021 . en . 7.4: Partial and Total Ordering.
  6. Web site: Finite posets . Sage 9.2.beta2 Reference Manual: Combinatorics . 5 January 2022. compare_elements(x, y): Compare x and y in the poset. If, return −1. If, return 0. If, return 1. If x and y are not comparable, return None..
  7. CALCULEMUS-2003 – 11th Symposium on the Integration of Symbolic Computation and Mechanized Reasoning. Roma, Italy . 11 September 2003 . Making proofs in a hierarchy of mathematical structures. Aracne . en. Virgile. Prevosto. Mathieu. Jaume. 89–100.
  8. Book: Wallis . W. D. . A Beginner's Guide to Discrete Mathematics . 14 March 2013 . Springer Science & Business Media . 978-1-4757-3826-1 . 100 . en.
  9. Book: Merrifield . Richard E. . Simmons . Howard E. . Howard Ensign Simmons Jr. . Topological Methods in Chemistry . 1989 . John Wiley & Sons . New York . 0-471-83817-9 . 27 July 2012 . 28 . A partially ordered set is conveniently represented by a Hasse diagram... . registration .
  10. Book: P. R. Halmos. Naive Set Theory. registration. 1974. Springer . 978-1-4757-1645-0. 82.
  11. Book: Jech, Thomas . Thomas Jech . The Axiom of Choice . 2008 . 1973 . . 978-0-486-46624-8.
  12. L. E. Jr. Ward. Partially Ordered Topological Spaces. Proceedings of the American Mathematical Society. 5 . 1954. 144–161. 1. 10.1090/S0002-9939-1954-0063016-5. 10338.dmlcz/101379. free.
  13. Chen . Peter . Ding . Guoli . Seiden . Steve . On Poset Merging . 2 . 5 January 2022 . A comparison between two elements s, t in S returns one of three distinct values, namely s≤t, s>t or s|t.}} This definition is equivalent to a partial order on a setoid, where equality is taken to be a defined equivalence relation rather than set equality.[7]

    Wallis defines a more general notion of a partial order relation as any homogeneous relation that is transitive and antisymmetric. This includes both reflexive and irreflexive partial orders as subtypes.[8]

    A finite poset can be visualized through its Hasse diagram.[9] Specifically, taking a strict partial order relation

    (P,<)

    , a directed acyclic graph (DAG) may be constructed by taking each element of

    P

    to be a node and each element of

    <

    to be an edge. The transitive reduction of this DAG is then the Hasse diagram. Similarly this process can be reversed to construct strict partial orders from certain DAGs. In contrast, the graph associated to a non-strict partial order has self-loops at every node and therefore is not a DAG; when a non-strict order is said to be depicted by a Hasse diagram, actually the corresponding strict order is shown.

    Examples

    Standard examples of posets arising in mathematics include:

    • The real numbers, or in general any totally ordered set, ordered by the standard less-than-or-equal relation ≤, is a partial order.
    • On the real numbers

    R

    , the usual less than relation < is a strict partial order. The same is also true of the usual greater than relation > on

    \R

    .

    \left(an\right)n\leq\left(bn\right)n

    if and only if

    an\leqbn

    for all

    n\in\N

    ; that is, a componentwise order.
    • For a set X and a partially ordered set P, the function space containing all functions from X to P, where if and only if for all

    x\inX.

    • A fence, a partially ordered set defined by an alternating sequence of order relations
    • The set of events in special relativity and, in most cases, general relativity, where for two events X and Y, if and only if Y is in the future light cone of X. An event Y can be causally affected by X only if .

    One familiar example of a partially ordered set is a collection of people ordered by genealogical descendancy. Some pairs of people bear the descendant-ancestor relationship, but other pairs of people are incomparable, with neither being a descendant of the other.

    Orders on the Cartesian product of partially ordered sets

    In order of increasing strength, i.e., decreasing sets of pairs, three of the possible partial orders on the Cartesian product of two partially ordered sets are (see Fig. 4):

    All three can similarly be defined for the Cartesian product of more than two sets.

    Applied to ordered vector spaces over the same field, the result is in each case also an ordered vector space.

    See also orders on the Cartesian product of totally ordered sets.

    Sums of partially ordered sets

    Another way to combine two (disjoint) posets is the ordinal sum (or linear sum),, defined on the union of the underlying sets X and Y by the order if and only if:

    • a, bX with aX b, or
    • a, bY with aY b, or
    • aX and bY.

    If two posets are well-ordered, then so is their ordinal sum.[10]

    Series-parallel partial orders are formed from the ordinal sum operation (in this context called series composition) and another operation called parallel composition. Parallel composition is the disjoint union of two partially ordered sets, with no order relation between elements of one set and elements of the other set.

    Derived notions

    The examples use the poset

    (l{P}(\{x,y,z\}),\subseteq)

    consisting of the set of all subsets of a three-element set

    \{x,y,z\},

    ordered by set inclusion (see Fig. 1).
    • a is related to b when ab. This does not imply that b is also related to a, because the relation need not be symmetric. For example,

    \{x\}

    is related to

    \{x,y\},

    but not the reverse.
    • a and b are comparable if or . Otherwise they are incomparable. For example,

    \{x\}

    and

    \{x,y,z\}

    are comparable, while

    \{x\}

    and

    \{y\}

    are not.
    • A total order or linear order is a partial order under which every pair of elements is comparable, i.e. trichotomy holds. For example, the natural numbers with their standard order.
    • A chain is a subset of a poset that is a totally ordered set. For example,

    \{\{\},\{x\},\{x,y,z\}\}

    is a chain.
    • An antichain is a subset of a poset in which no two distinct elements are comparable. For example, the set of singletons

    \{\{x\},\{y\},\{z\}\}.

    • An element a is said to be strictly less than an element b, if ab and

    ab.

    For example,

    \{x\}

    is strictly less than

    \{x,y\}.

    • An element a is said to be covered by another element b, written ab (or a <: b), if a is strictly less than b and no third element c fits between them; formally: if both ab and

    ab

    are true, and acb is false for each c with

    acb.

    Using the strict order <, the relation ab can be equivalently rephrased as " but not for any c". For example,

    \{x\}

    is covered by

    \{x,z\},

    but is not covered by

    \{x,y,z\}.

    Extrema

    There are several notions of "greatest" and "least" element in a poset

    P,

    notably:

    g\inP

    is a if

    a\leqg

    for every element

    a\inP.

    An element

    m\inP

    is a if

    m\leqa

    for every element

    a\inP.

    A poset can only have one greatest or least element. In our running example, the set

    \{x,y,z\}

    is the greatest element, and

    \{\}

    is the least.

    g\inP

    is a maximal element if there is no element

    a\inP

    such that

    a>g.

    Similarly, an element

    m\inP

    is a minimal element if there is no element

    a\inP

    such that

    a<m.

    If a poset has a greatest element, it must be the unique maximal element, but otherwise there can be more than one maximal element, and similarly for least elements and minimal elements. In our running example,

    \{x,y,z\}

    and

    \{\}

    are the maximal and minimal elements. Removing these, there are 3 maximal elements and 3 minimal elements (see Fig. 5).
    • Upper and lower bounds: For a subset A of P, an element x in P is an upper bound of A if a ≤ x, for each element a in A. In particular, x need not be in A to be an upper bound of A. Similarly, an element x in P is a lower bound of A if a ≥ x, for each element a in A. A greatest element of P is an upper bound of P itself, and a least element is a lower bound of P. In our example, the set

    \{x,y\}

    is an for the collection of elements

    \{\{x\},\{y\}\}.

    As another example, consider the positive integers, ordered by divisibility: 1 is a least element, as it divides all other elements; on the other hand this poset does not have a greatest element. This partially ordered set does not even have any maximal elements, since any g divides for instance 2g, which is distinct from it, so g is not maximal. If the number 1 is excluded, while keeping divisibility as ordering on the elements greater than 1, then the resulting poset does not have a least element, but any prime number is a minimal element for it. In this poset, 60 is an upper bound (though not a least upper bound) of the subset

    \{2,3,5,10\},

    which does not have any lower bound (since 1 is not in the poset); on the other hand 2 is a lower bound of the subset of powers of 2, which does not have any upper bound. If the number 0 is included, this will be the greatest element, since this is a multiple of every integer (see Fig. 6).

    Mappings between partially ordered sets

    Given two partially ordered sets and, a function

    f:S\toT

    is called order-preserving, or monotone, or isotone, if for all

    x,y\inS,

    x\leqy

    implies .If is also a partially ordered set, and both

    f:S\toT

    and

    g:T\toU

    are order-preserving, their composition

    g\circf:S\toU

    is order-preserving, too.A function

    f:S\toT

    is called order-reflecting if for all

    x,y\inS,

    implies

    x\leqy.

    If is both order-preserving and order-reflecting, then it is called an order-embedding of into .In the latter case, is necessarily injective, since

    f(x)=f(y)

    implies

    x\leqyandy\leqx

    and in turn

    x=y

    according to the antisymmetry of

    \leq.

    If an order-embedding between two posets S and T exists, one says that S can be embedded into T. If an order-embedding

    f:S\toT

    is bijective, it is called an order isomorphism, and the partial orders and are said to be isomorphic. Isomorphic orders have structurally similar Hasse diagrams (see Fig. 7a). It can be shown that if order-preserving maps

    f:S\toT

    and

    g:T\toU

    exist such that

    g\circf

    and

    f\circg

    yields the identity function on S and T, respectively, then S and T are order-isomorphic.

    For example, a mapping

    f:\N\toP(\N)

    from the set of natural numbers (ordered by divisibility) to the power set of natural numbers (ordered by set inclusion) can be defined by taking each number to the set of its prime divisors. It is order-preserving: if divides, then each prime divisor of is also a prime divisor of . However, it is neither injective (since it maps both 12 and 6 to

    \{2,3\}

    ) nor order-reflecting (since 12 does not divide 6). Taking instead each number to the set of its prime power divisors defines a map

    g:\N\toP(\N)

    that is order-preserving, order-reflecting, and hence an order-embedding. It is not an order-isomorphism (since it, for instance, does not map any number to the set

    \{4\}

    ), but it can be made one by restricting its codomain to

    g(\N).

    Fig. 7b shows a subset of

    \N

    and its isomorphic image under . The construction of such an order-isomorphism into a power set can be generalized to a wide class of partial orders, called distributive lattices; see Birkhoff's representation theorem.

    Number of partial orders

    Sequence [{{fullurl:OEIS:A001035}} A001035] in OEIS gives the number of partial orders on a set of n labeled elements:

    The number of strict partial orders is the same as that of partial orders.

    If the count is made only up to isomorphism, the sequence 1, 1, 2, 5, 16, 63, 318, ... is obtained.

    Subposets

    A poset

    P*=(X*,\leq*)

    is called a subposet of another poset

    P=(X,\leq)

    provided that

    X*

    is a subset of

    X

    and

    \leq*

    is a subset of

    \leq

    . The latter condition is equivalent to the requirement that for any

    x

    and

    y

    in

    X*

    (and thus also in

    X

    ), if

    x\leq*y

    then

    x\leqy

    .

    If

    P*

    is a subposet of

    P

    and furthermore, for all

    x

    and

    y

    in

    X*

    , whenever

    x\leqy

    we also have

    x\leq*y

    , then we call

    P*

    the subposet of

    P

    induced by

    X*

    , and write

    P*=P[X*]

    .

    Linear extension

    A partial order

    \leq*

    on a set

    X

    is called an extension of another partial order

    \leq

    on

    X

    provided that for all elements

    x,y\inX,

    whenever

    x\leqy,

    it is also the case that

    x\leq*y.

    A linear extension is an extension that is also a linear (that is, total) order. As a classic example, the lexicographic order of totally ordered sets is a linear extension of their product order. Every partial order can be extended to a total order (order-extension principle).[11]

    In computer science, algorithms for finding linear extensions of partial orders (represented as the reachability orders of directed acyclic graphs) are called topological sorting.

    In category theory

    See main article: Posetal category. Every poset (and every preordered set) may be considered as a category where, for objects

    x

    and

    y,

    there is at most one morphism from

    x

    to

    y.

    More explicitly, let if (and otherwise the empty set) and

    (y,z)\circ(x,y)=(x,z).

    Such categories are sometimes called posetal.

    Posets are equivalent to one another if and only if they are isomorphic. In a poset, the smallest element, if it exists, is an initial object, and the largest element, if it exists, is a terminal object. Also, every preordered set is equivalent to a poset. Finally, every subcategory of a poset is isomorphism-closed.

    Partial orders in topological spaces

    See main article: Partially ordered space.

    If

    P

    is a partially ordered set that has also been given the structure of a topological space, then it is customary to assume that

    \{(a,b):a\leb\}

    is a closed subset of the topological product space

    P x P.

    Under this assumption partial order relations are well behaved at limits in the sense that if

    \limiai=a,

    and

    \limibi=b,

    and for all

    i,

    ai\leqbi,

    then

    a\leqb.

    [12]

    Intervals

    See also: Interval (mathematics).

    A convex set in a poset P is a subset of P with the property that, for any x and y in and any z in P, if xzy, then z is also in . This definition generalizes the definition of intervals of real numbers. When there is possible confusion with convex sets of geometry, one uses order-convex instead of "convex".

    A convex sublattice of a lattice L is a sublattice of L that is also a convex set of L. Every nonempty convex sublattice can be uniquely represented as the intersection of a filter and an ideal of L.

    An interval in a poset P is a subset that can be defined with interval notation:

    • For ab, the closed interval is the set of elements x satisfying (that is, and). It contains at least the elements a and b.
    • Using the corresponding strict relation "<", the open interval is the set of elements x satisfying (i.e. and). An open interval may be empty even if . For example, the open interval on the integers is empty since there is no integer such that .
    • The half-open intervals and are defined similarly.

    Whenever does not hold, all these intervals are empty. Every interval is a convex set, but the converse does not hold; for example, in the poset of divisors of 120, ordered by divisibility (see Fig. 7b), the set is convex, but not an interval.

    An interval is bounded if there exist elements

    a,b\inP

    such that . Every interval that can be represented in interval notation is obviously bounded, but the converse is not true. For example, let as a subposet of the real numbers. The subset is a bounded interval, but it has no infimum or supremum in P, so it cannot be written in interval notation using elements of P.

    A poset is called locally finite if every bounded interval is finite. For example, the integers are locally finite under their natural ordering. The lexicographical order on the cartesian product

    \N x \N

    is not locally finite, since .Using the interval notation, the property "a is covered by b" can be rephrased equivalently as

    [a,b]=\{a,b\}.

    This concept of an interval in a partial order should not be confused with the particular class of partial orders known as the interval orders.

    See also

    References

    • Book: Davey . B. A. . Priestley . H. A. . Introduction to Lattices and Order . 2nd . New York . Cambridge University Press . 2002 . 978-0-521-78451-1 . Introduction to Lattices and Order.
    • Jayant V. . Deshpande. On Continuity of a Partial Order. Proceedings of the American Mathematical Society. 19. 1968. 383–386. 2 . 10.1090/S0002-9939-1968-0236071-7 . free.
    • Book: Schmidt, Gunther. Gunther Schmidt. 2010. Relational Mathematics . Encyclopedia of Mathematics and its Applications. 132. Cambridge University Press . 978-0-521-76268-7.
    • Book: Bernd Schröder. Ordered Sets: An Introduction with Connections from Combinatorics to Topology. 11 May 2016 . Birkhäuser. 978-3-319-29788-0.
    • Book: Stanley, Richard P.. Richard P. Stanley. Enumerative Combinatorics 1 . Cambridge Studies in Advanced Mathematics. 49. Cambridge University Press. 0-521-66351-2 . 1997.
    • Book: Eilenberg, S.. N. Steenrod. Foundations of Algebraic Topology. Princeton University Press. 2016.
    • G.. Kalmbach. Extension of Homology Theory to Partially Ordered Sets. J. Reine Angew. Math.. 280. 1976. 134–156.

    External links

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