Monthly income preferred stock explained

Monthly income preferred stock or MIPS is a hybrid security created by Eli Jacobson,[1] a Sullivan & Cromwell tax partner, and introduced to the market by Goldman Sachs in 1993.[2] In essence, MIPS is a combination of deeply subordinated debt and preferred stock.

MIPS is structured in such a way as to make payments on the security an interest expense for the borrower and dividend for the lender. A special purpose entity of the issuer sells the preferred stock to the public and then lends the proceeds to the parent. The parent's interest payments to the subsidiary are tax-deductible as interest and are used by the SPE to pay preferred dividends to the investors.[3] However, the interest income received by the SPE is not taxable income, because it is organized as a tax-free entity.

Because of these features, MIPS at one point dominated the market for traditional perpetual preferred equity, accounting for over 70% of all new preferred issues.[4] However, MIPS as a tax shelter no longer works. The credit rating agencies consider MIPS to be preferred stock.

External links

Notes and References

  1. Web site: Eliyahu D. Jacobson. https://web.archive.org/web/20160305223610/https://www.sullcrom.com/lawyers/EliyahuD-Jacobson. dead. 5 March 2016. 5 March 2016. 13 February 2019.
  2. Web site: FindArticles.com - CBSi. Findarticles.com. 13 February 2019.
  3. Web site: Monthly Income Preferred Securities - MIPS. Will. Kenton. Investopedia.com. 13 February 2019.
  4. Raising Capital Using Monthly Income Preferred Stock: Market Reaction and Implications for Capital Structure Theory. Financial Management. 29. 2. 5–20. 3666282. Irvine. Paul. Rosenfeld. James. 2000. 10.2307/3666282. 10.1.1.202.7889.