Min-max heap | |
Type: | binary tree/heap |
Presented By: | M. D. Atkinson, J. R. Sack, N. Santoro, T. Strothotte |
Invented Year: | 1986 |
Delete Avg: | [1] |
In computer science, a min-max heap is a complete binary tree data structure which combines the usefulness of both a min-heap and a max-heap, that is, it provides constant time retrieval and logarithmic time removal of both the minimum and maximum elements in it.[2] This makes the min-max heap a very useful data structure to implement a double-ended priority queue. Like binary min-heaps and max-heaps, min-max heaps support logarithmic insertion and deletion and can be built in linear time.[3] Min-max heaps are often represented implicitly in an array;[4] hence it's referred to as an implicit data structure.
The min-max heap property is: each node at an even level in the tree is less than all of its descendants, while each node at an odd level in the tree is greater than all of its descendants.
The structure can also be generalized to support other order-statistics operations efficiently, such as find-median
, delete-median
,find(k)
(determine the kth smallest value in the structure) and the operation delete(k)
(delete the kth smallest value in the structure), for any fixed value (or set of values) of k. These last two operations can be implemented in constant and logarithmic time, respectively. The notion of min-max ordering can be extended to other structures based on the max- or min-ordering, such as leftist trees, generating a new (and more powerful) class of data structures. A min-max heap can also be useful when implementing an external quicksort.[5]
x
x
x.key
x
x
x.key
x
A max-min heap is defined analogously; in such a heap, the maximum value is stored at the root, and the smallest value is stored at one of the root's children.
In the following operations we assume that the min-max heap is represented in an array A[1..N]
; The
ith
\lfloorlog2i\rfloor
Creating a min-max heap is accomplished by an adaptation of Floyd's linear-time heap construction algorithm, which proceeds in a bottom-up fashion. A typical Floyd's build-heap algorithm[6] goes as follows:
function FLOYD-BUILD-HEAP(h): for each index i from
\lfloorlength(h)/2\rfloor
In this function, h is the initial array, whose elements may not be ordered according to the min-max heap property. The push-down
operation (which sometimes is also called heapify) of a min-max heap is explained next.
The push-down
algorithm (or trickle-down
as it is called in) is as follows:
function PUSH-DOWN(h, i): if i is on a min level then: PUSH-DOWN-MIN(h, i) else: PUSH-DOWN-MAX(h, i) endif
function PUSH-DOWN-MIN(h, i): if i has children then: m := index of the smallest child or grandchild of i if m is a grandchild of i then: if h[m] < h[i] then: swap h[m] and h[i] if h[m] > h[parent(m)] then: swap h[m] and h[parent(m)] endif PUSH-DOWN(h, m) endif else if h[m] < h[i] then: swap h[m] and h[i] endif endif
The algorithm for push-down-max
is identical to that for push-down-min, but with all of the comparison operators reversed.
function PUSH-DOWN-MAX(h, i): if i has children then: m := index of the largest child or grandchild of i if m is a grandchild of i then: if h[m] > h[i] then: swap h[m] and h[i] if h[m] < h[parent(m)] then: swap h[m] and h[parent(m)] endif PUSH-DOWN(h, m) endif else if h[m] > h[i] then: swap h[m] and h[i] endif endif
As the recursive calls in push-down-min
and push-down-max
are in tail position, these functions can be trivially converted to purely iterative forms executing in constant space: function PUSH-DOWN-ITER(h, m): while m has children then: i := m if i is on a min level then: m := index of the smallest child or grandchild of i if h[m] < h[i] then: swap h[m] and h[i] if m is a grandchild of i then: if h[m] > h[parent(m)] then: swap h[m] and h[parent(m)] endif else break endif else break endif else: m := index of the largest child or grandchild of i if h[m] > h[i] then: swap h[m] and h[i] if m is a grandchild of i then: if h[m] < h[parent(m)] then: swap h[m] and h[parent(m)] endif else break endif else break endif endif endwhile
To add an element to a min-max heap perform following operations:
This process is implemented by calling the push-up
algorithm described below on the index of the newly-appended key.
The push-up
algorithm (or bubble-up
as it is called in [7]) is as follows: function PUSH-UP(h, i): if i is not the root then: if i is on a min level then: if h[i] > h[parent(i)] then: swap h[i] and h[parent(i)] PUSH-UP-MAX(h, parent(i)) else: PUSH-UP-MIN(h, i) endif else: if h[i] < h[parent(i)] then: swap h[i] and h[parent(i)] PUSH-UP-MIN(h, parent(i)) else: PUSH-UP-MAX(h, i) endif endif endif
function PUSH-UP-MIN(h, i): if i has a grandparent and h[i] < h[grandparent(i)] then: swap h[i] and h[grandparent(i)] PUSH-UP-MIN(h, grandparent(i)) endif
As with the push-down
operations, push-up-max
is identical to push-up-min
, but with comparison operators reversed: function PUSH-UP-MAX(h, i): if i has a grandparent and h[i] > h[grandparent(i)] then: swap h[i] and h[grandparent(i)] PUSH-UP-MAX(h, grandparent(i)) endif
As the recursive calls to push-up-min
and push-up-max
are in tail position, these functions also can be trivially converted to purely iterative forms executing in constant space: function PUSH-UP-MIN-ITER(h, i): while i has a grandparent and h[i] < h[grandparent(i)] then: swap h[i] and h[grandparent(i)] i := grandparent(i) endwhile
Here is one example for inserting an element to a Min-Max Heap.
Say we have the following min-max heap and want to insert a new node with value 6.
Initially, node 6 is inserted as a right child of the node 11. 6 is less than 11, therefore it is less than all the nodes on the max levels (41), and we need to check only the min levels (8 and 11). We should swap the nodes 6 and 11 and then swap 6 and 8. So, 6 gets moved to the root position of the heap, the former root 8 gets moved down to replace 11, and 11 becomes a right child of 8.
Consider adding the new node 81 instead of 6. Initially, the node is inserted as a right child of the node 11. 81 is greater than 11, therefore it is greater than any node on any of the min levels (8 and 11). Now, we only need to check the nodes on the max levels (41) and make one swap.
The minimum node (or a minimum node in the case of duplicate keys) of a Min-Max Heap is always located at the root. Find Minimum is thus a trivial constant time operation which simply returns the roots.
The maximum node (or a maximum node in the case of duplicate keys) of a Min-Max Heap that contains more than one node is always located on the first max level--i.e., as one of the immediate children of the root. Find Maximum thus requires at most one comparison, to determine which of the two children of the root is larger, and as such is also a constant time operation. If the Min-Max heap contains one node then that node is the maximum node.
Removing the minimum is just a special case of removing an arbitrary node whose index in the array is known. In this case, the last element of the array is removed (reducing the length of the array) and used to replace the root, at the head of the array. push-down
is then called on the root index to restore the heap property in
O(log2(n))
Removing the maximum is again a special case of removing an arbitrary node with known index. As in the Find Maximum operation, a single comparison is required to identify the maximal child of the root, after which it is replaced with the final element of the array and push-down
is then called on the index of the replaced maximum to restore the heap property.
The min-max-median heap is a variant of the min-max heap, suggested in the original publication on the structure, that supports the operations of an order statistic tree.