In psychometrics, item response theory (IRT) (also known as latent trait theory, strong true score theory, or modern mental test theory) is a paradigm for the design, analysis, and scoring of tests, questionnaires, and similar instruments measuring abilities, attitudes, or other variables. It is a theory of testing based on the relationship between individuals' performances on a test item and the test takers' levels of performance on an overall measure of the ability that item was designed to measure. Several different statistical models are used to represent both item and test taker characteristics.[1] Unlike simpler alternatives for creating scales and evaluating questionnaire responses, it does not assume that each item is equally difficult. This distinguishes IRT from, for instance, Likert scaling, in which "All items are assumed to be replications of each other or in other words items are considered to be parallel instruments".[2] By contrast, item response theory treats the difficulty of each item (the item characteristic curves, or ICCs) as information to be incorporated in scaling items.
It is based on the application of related mathematical models to testing data. Because it is often regarded as superior to classical test theory,[3] it is the preferred method for developing scales in the United States, especially when optimal decisions are demanded, as in so-called high-stakes tests, e.g., the Graduate Record Examination (GRE) and Graduate Management Admission Test (GMAT).
The name item response theory is due to the focus of the theory on the item, as opposed to the test-level focus of classical test theory. Thus IRT models the response of each examinee of a given ability to each item in the test. The term item is generic, covering all kinds of informative items. They might be multiple choice questions that have incorrect and correct responses, but are also commonly statements on questionnaires that allow respondents to indicate level of agreement (a rating or Likert scale), or patient symptoms scored as present/absent, or diagnostic information in complex systems.
IRT is based on the idea that the probability of a correct/keyed response to an item is a mathematical function of person and item parameters. (The expression "a mathematical function of person and item parameters" is analogous to Lewin's equation, B = f(P, E), which asserts that behavior is a function of the person in their environment.) The person parameter is construed as (usually) a single latent trait or dimension. Examples include general intelligence or the strength of an attitude. Parameters on which items are characterized include their difficulty (known as "location" for their location on the difficulty range); discrimination (slope or correlation), representing how steeply the rate of success of individuals varies with their ability; and a pseudoguessing parameter, characterising the (lower) asymptote at which even the least able persons will score due to guessing (for instance, 25% for a pure chance on a multiple choice item with four possible responses).
In the same manner, IRT can be used to measure human behavior in online social networks. The views expressed by different people can be aggregated to be studied using IRT. Its use in classifying information as misinformation or true information has also been evaluated.
The concept of the item response function was around before 1950. The pioneering work of IRT as a theory occurred during the 1950s and 1960s. Three of the pioneers were the Educational Testing Service psychometrician Frederic M. Lord,[4] the Danish mathematician Georg Rasch, and Austrian sociologist Paul Lazarsfeld, who pursued parallel research independently. Key figures who furthered the progress of IRT include Benjamin Drake Wright and David Andrich. IRT did not become widely used until the late 1970s and 1980s, when practitioners were told the "usefulness" and "advantages" of IRT on the one hand, and personal computers gave many researchers access to the computing power necessary for IRT on the other. In the 1990's Margaret Wu developed two item response software programs that analyse PISA and TIMSS data; ACER ConQuest (1998) and the R-package TAM (2010).
Among other things, the purpose of IRT is to provide a framework for evaluating how well assessments work, and how well individual items on assessments work. The most common application of IRT is in education, where psychometricians use it for developing and designing exams, maintaining banks of items for exams, and equating the difficulties of items for successive versions of exams (for example, to allow comparisons between results over time).[5]
IRT models are often referred to as latent trait models. The term latent is used to emphasize that discrete item responses are taken to be observable manifestations of hypothesized traits, constructs, or attributes, not directly observed, but which must be inferred from the manifest responses. Latent trait models were developed in the field of sociology, but are virtually identical to IRT models.
IRT is generally claimed as an improvement over classical test theory (CTT). For tasks that can be accomplished using CTT, IRT generally brings greater flexibility and provides more sophisticated information. Some applications, such as computerized adaptive testing, are enabled by IRT and cannot reasonably be performed using only classical test theory. Another advantage of IRT over CTT is that the more sophisticated information IRT provides allows a researcher to improve the reliability of an assessment.
IRT entails three assumptions:
{\theta}
The trait is further assumed to be measurable on a scale (the mere existence of a test assumes this), typically set to a standard scale with a mean of 0.0 and a standard deviation of 1.0. Unidimensionality should be interpreted as homogeneity, a quality that should be defined or empirically demonstrated in relation to a given purpose or use, but not a quantity that can be measured. 'Local independence' means (a) that the chance of one item being used is not related to any other item(s) being used and (b) that response to an item is each and every test-taker's independent decision, that is, there is no cheating or pair or group work. The topic of dimensionality is often investigated with factor analysis, while the IRF is the basic building block of IRT and is the center of much of the research and literature.
The IRF gives the probability that a person with a given ability level will answer correctly. Persons with lower ability have less of a chance, while persons with high ability are very likely to answer correctly; for example, students with higher math ability are more likely to get a math item correct. The exact value of the probability depends, in addition to ability, on a set of item parameters for the IRF.
For example, in the three parameter logistic model (3PL), the probability of a correct response to a dichotomous item i, usually a multiple-choice question, is:
pi({\theta})=ci+
1-ci | ||||||
|
where
{\theta}
ai
bi
ci
The item parameters can be interpreted as changing the shape of the standard logistic function:
P(t)= | 1 |
1+e-t |
.
p(b)=(1+c)/2,
ci
p'(b)=a ⋅ (1-c)/4.
p(-infty)=c.
c=0,
p(b)=1/2
p'(b)=a/4,
a(\theta-b)
c=0
In other words, the standard logistic function has an asymptotic minimum of 0 (
c=0
b=0
P(0)=1/2
P'(0)=1/4.
a
b
c
[0,1]
[c,1].
The parameter
bi
{\theta}
ci
bi
The item parameter
ai
ai
For items such as multiple choice items, the parameter
ci
ci
ci
Broadly speaking, IRT models can be divided into two families: unidimensional and multidimensional. Unidimensional models require a single trait (ability) dimension
{\theta}
IRT models can also be categorized based on the number of scored responses. The typical multiple choice item is dichotomous; even though there may be four or five options, it is still scored only as correct/incorrect (right/wrong). Another class of models apply to polytomous outcomes, where each response has a different score value.[7] [8] A common example of this is Likert-type items, e.g., "Rate on a scale of 1 to 5." Another example is partial-credit scoring, to which models like the Polytomous Rasch model may be applied.
Dichotomous IRT models are described by the number of parameters they make use of.[9] The 3PL is named so because it employs three item parameters. The two-parameter model (2PL) assumes that the data have no guessing, but that items can vary in terms of location (
bi
ai
bi
di,
1-ci
di-ci
bi
bi
bi
ai
ci
di
The 2PL is equivalent to the 3PL model with
ci=0
The 1PL assumes not only that guessing is not present (or irrelevant), but that all items are equivalent in terms of discrimination, analogous to a common factor analysis with identical loadings for all items. Individual items or individuals might have secondary factors but these are assumed to be mutually independent and collectively orthogonal.
An alternative formulation constructs IRFs based on the normal probability distribution; these are sometimes called normal ogive models. For example, the formula for a two-parameter normal-ogive IRF is:
pi(\theta)=\Phi\left(
\theta-bi | |
\sigmai |
\right)
where Φ is the cumulative distribution function (CDF) of the standard normal distribution.
The normal-ogive model derives from the assumption of normally distributed measurement error and is theoretically appealing on that basis. Here
bi
{\sigma}i
ai
One can estimate a normal-ogive latent trait model by factor-analyzing a matrix of tetrachoric correlations between items.[10] This means it is technically possible to estimate a simple IRT model using general-purpose statistical software.
With rescaling of the ability parameter, it is possible to make the 2PL logistic model closely approximate the cumulative normal ogive.[11] Typically, the 2PL logistic and normal-ogive IRFs differ in probability by no more than 0.01 across the range of the function. The difference is greatest in the distribution tails, however, which tend to have more influence on results.
The latent trait/IRT model was originally developed using normal ogives, but this was considered too computationally demanding for the computers at the time (1960s). The logistic model was proposed as a simpler alternative, and has enjoyed wide use since. More recently, however, it was demonstrated that, using standard polynomial approximations to the normal CDF,[12] the normal-ogive model is no more computationally demanding than logistic models.[13]
The Rasch model is often considered to be the 1PL IRT model. However, proponents of Rasch modeling prefer to view it as a completely different approach to conceptualizing the relationship between data and theory.[14] Like other statistical modeling approaches, IRT emphasizes the primacy of the fit of a model to observed data,[15] while the Rasch model emphasizes the primacy of the requirements for fundamental measurement, with adequate data-model fit being an important but secondary requirement to be met before a test or research instrument can be claimed to measure a trait.[16] Operationally, this means that the IRT approaches include additional model parameters to reflect the patterns observed in the data (e.g., allowing items to vary in their correlation with the latent trait), whereas in the Rasch approach, claims regarding the presence of a latent trait can only be considered valid when both (a) the data fit the Rasch model, and (b) test items and examinees conform to the model. Therefore, under Rasch models, misfitting responses require diagnosis of the reason for the misfit, and may be excluded from the data set if one can explain substantively why they do not address the latent trait.[17] Thus, the Rasch approach can be seen to be a confirmatory approach, as opposed to exploratory approaches that attempt to model the observed data.
The presence or absence of a guessing or pseudo-chance parameter is a major and sometimes controversial distinction. The IRT approach includes a left asymptote parameter to account for guessing in multiple choice examinations, while the Rasch model does not because it is assumed that guessing adds randomly distributed noise to the data. As the noise is randomly distributed, it is assumed that, provided sufficient items are tested, the rank-ordering of persons along the latent trait by raw score will not change, but will simply undergo a linear rescaling. By contrast, three-parameter IRT achieves data-model fit by selecting a model that fits the data,[18] at the expense of sacrificing specific objectivity.
In practice, the Rasch model has at least two principal advantages in comparison to the IRT approach. The first advantage is the primacy of Rasch's specific requirements,[19] which (when met) provides fundamental person-free measurement (where persons and items can be mapped onto the same invariant scale).[20] Another advantage of the Rasch approach is that estimation of parameters is more straightforward in Rasch models due to the presence of sufficient statistics, which in this application means a one-to-one mapping of raw number-correct scores to Rasch
{\theta}
As with any use of mathematical models, it is important to assess the fit of the data to the model. If item misfit with any model is diagnosed as due to poor item quality, for example confusing distractors in a multiple-choice test, then the items may be removed from that test form and rewritten or replaced in future test forms. If, however, a large number of misfitting items occur with no apparent reason for the misfit, the construct validity of the test will need to be reconsidered and the test specifications may need to be rewritten. Thus, misfit provides invaluable diagnostic tools for test developers, allowing the hypotheses upon which test specifications are based to be empirically tested against data.
There are several methods for assessing fit, such as a Chi-square statistic, or a standardized version of it. Two and three-parameter IRT models adjust item discrimination, ensuring improved data-model fit, so fit statistics lack the confirmatory diagnostic value found in one-parameter models, where the idealized model is specified in advance.
Data should not be removed on the basis of misfitting the model, but rather because a construct relevant reason for the misfit has been diagnosed, such as a non-native speaker of English taking a science test written in English. Such a candidate can be argued to not belong to the same population of persons depending on the dimensionality of the test, and, although one parameter IRT measures are argued to be sample-independent, they are not population independent, so misfit such as this is construct relevant and does not invalidate the test or the model. Such an approach is an essential tool in instrument validation. In two and three-parameter models, where the psychometric model is adjusted to fit the data, future administrations of the test must be checked for fit to the same model used in the initial validation in order to confirm the hypothesis that scores from each administration generalize to other administrations. If a different model is specified for each administration in order to achieve data-model fit, then a different latent trait is being measured and test scores cannot be argued to be comparable between administrations.
One of the major contributions of item response theory is the extension of the concept of reliability. Traditionally, reliability refers to the precision of measurement (i.e., the degree to which measurement is free of error). Traditionally, it is measured using a single index defined in various ways, such as the ratio of true and observed score variance. This index is helpful in characterizing a test's average reliability, for example in order to compare two tests. But IRT makes it clear that precision is not uniform across the entire range of test scores. Scores at the edges of the test's range, for example, generally have more error associated with them than scores closer to the middle of the range.
Item response theory advances the concept of item and test information to replace reliability. Information is also a function of the model parameters. For example, according to Fisher information theory, the item information supplied in the case of the 1PL for dichotomous response data is simply the probability of a correct response multiplied by the probability of an incorrect response, or,
I(\theta)=pi(\theta)qi(\theta).
The standard error of estimation (SE) is the reciprocal of the test information of at a given trait level, is the
SE(\theta)=
1 | |
\sqrt{I(\theta) |
Thus more information implies less error of measurement.
For other models, such as the two and three parameters models, the discrimination parameter plays an important role in the function. The item information function for the two parameter model is
2 | |
I(\theta)=a | |
i |
pi(\theta)qi(\theta).
The item information function for the three parameter model is
2 | |
I(\theta)=a | |
i |
| |||||||||||||
|
qi(\theta) | |
pi(\theta) |
.
In general, item information functions tend to look bell-shaped. Highly discriminating items have tall, narrow information functions; they contribute greatly but over a narrow range. Less discriminating items provide less information but over a wider range.
Plots of item information can be used to see how much information an item contributes and to what portion of the scale score range. Because of local independence, item information functions are additive. Thus, the test information function is simply the sum of the information functions of the items on the exam. Using this property with a large item bank, test information functions can be shaped to control measurement error very precisely.
Characterizing the accuracy of test scores is perhaps the central issue in psychometric theory and is a chief difference between IRT and CTT. IRT findings reveal that the CTT concept of reliability is a simplification. In the place of reliability, IRT offers the test information function which shows the degree of precision at different values of theta, θ.
These results allow psychometricians to (potentially) carefully shape the level of reliability for different ranges of ability by including carefully chosen items. For example, in a certification situation in which a test can only be passed or failed, where there is only a single "cutscore," and where the actual passing score is unimportant, a very efficient test can be developed by selecting only items that have high information near the cutscore. These items generally correspond to items whose difficulty is about the same as that of the cutscore.
The person parameter
{\theta}
The estimate of the person parameter - the "score" on a test with IRT - is computed and interpreted in a very different manner as compared to traditional scores like number or percent correct. The individual's total number-correct score is not the actual score, but is rather based on the IRFs, leading to a weighted score when the model contains item discrimination parameters. It is actually obtained by multiplying the item response function for each item to obtain a likelihood function, the highest point of which is the maximum likelihood estimate of
{\theta}
An important difference between CTT and IRT is the treatment of measurement error, indexed by the standard error of measurement. All tests, questionnaires, and inventories are imprecise tools; we can never know a person's true score, but rather only have an estimate, the observed score. There is some amount of random error which may push the observed score higher or lower than the true score. CTT assumes that the amount of error is the same for each examinee, but IRT allows it to vary.[25]
Also, nothing about IRT refutes human development or improvement or assumes that a trait level is fixed. A person may learn skills, knowledge or even so called "test-taking skills" which may translate to a higher true-score. In fact, a portion of IRT research focuses on the measurement of change in trait level.[26]
Classical test theory (CTT) and IRT are largely concerned with the same problems but are different bodies of theory and entail different methods. Although the two paradigms are generally consistent and complementary, there are a number of points of difference:
It is worth also mentioning some specific similarities between CTT and IRT which help to understand the correspondence between concepts. First, Lord[27] showed that under the assumption that
\theta
ai\cong
\rhoit | ||||||
|
where
\rhoit
Another similarity is that while IRT provides for a standard error of each estimate and an information function, it is also possible to obtain an index for a test as a whole which is directly analogous to Cronbach's alpha, called the separation index. To do so, it is necessary to begin with a decomposition of an IRT estimate into a true location and error, analogous to decomposition of an observed score into a true score and error in CTT. Let
\hat{\theta}=\theta+\epsilon
where
\theta
\epsilon
SE({\theta})
\epsilon
R\theta=
var[\theta] | |
var[\hat{\theta |
]}=
var[\hat{\theta | |
] |
-var[\epsilon]}{var[\hat{\theta}]}
where the mean squared standard error of person estimate gives an estimate of the variance of the errors,
\epsilonn
IRT is sometimes called strong true score theory or modern mental test theory because it is a more recent body of theory and makes more explicit the hypotheses that are implicit within CTT.
Many books have been written that address item response theory or contain IRT or IRT-like models. This is a partial list, focusing on texts that provide more depth.
This book summaries much of Lord's IRT work, including chapters on the relationship between IRT and classical methods, fundamentals of IRT, estimation, and several advanced topics. Its estimation chapter is now dated in that it primarily discusses joint maximum likelihood method rather than the marginal maximum likelihood method implemented by Darrell Bock and his colleagues.
This book is an accessible introduction to IRT, aimed, as the title says, at psychologists.
This introductory book is by one of the pioneers in the field, and is available online at http://edres.org/irt/baker/
This book describes various item response theory models and furnishes detailed explanations of algorithms that can be used to estimate the item and ability parameters. Portions of the book are available online as limited preview at Google Books.
This book provides a comprehensive overview regarding various popular IRT models. It is well suited for persons who already have gained basic understanding of IRT.
This volume shows an integrated introduction to item response models, mainly aimed at practitioners, researchers and graduate students.
This book discusses the Bayesian approach towards item response modeling. The book will be useful for persons (who are familiar with IRT) with an interest in analyzing item response data from a Bayesian perspective.