Baldwin's rules explained

Baldwin's rules in organic chemistry are a series of guidelines outlining the relative favorabilities of ring closure reactions in alicyclic compounds. They were first proposed by Jack Baldwin in 1976.[1] [2]

Baldwin's rules discuss the relative rates of ring closures of these various types. These terms are not meant to describe the absolute probability that a reaction will or will not take place, rather they are used in a relative sense. A reaction that is disfavoured (slow) does not have a rate that is able to compete effectively with an alternative reaction that is favoured (fast). However, the disfavoured product may be observed, if no alternate reactions are more favoured.

The rules classify ring closures in three ways:

Thus, a ring closure reaction could be classified as, for example, a 5-exo-trig.

Baldwin discovered that orbital overlap requirements for the formation of bonds favour only certain combinations of ring size and the exo/endo/dig/trig/tet parameters.

There are sometimes exceptions to Baldwin's rules. For example, cations often disobey Baldwin's rules, as do reactions in which a third-row atom is included in the ring. An expanded and revised version of the rules is available:[3]

+Baldwin dis/favoured ring closures
34567
typeexoendoexoendoexoendoexoendoexoendo
tet✓✓✓✗✓✗✓✗
trig✓✗✓✗✓✗✓✓✓✓
dig✗✓✗✓✓✓✓✓✓✓

The rules apply when the nucleophile can attack the bond in question in an ideal angle. These angles are 180° (Walden inversion) for exo-tet reactions, 109° (Bürgi–Dunitz angle) for exo-trig reaction and 120° for endo-dig reactions. Angles for nucleophilic attack on alkynes were reviewed and redefined recently.[4] The "acute angle" of attack postulated by Baldwin was replaced with a trajectory similar to the Bürgi–Dunitz angle.[5]

Applications

In one study, seven-membered rings were constructed in a tandem 5-exo-dig addition reaction / Claisen rearrangement:[6]

A 6-endo-dig pattern was observed in an allene - alkyne 1,2-addition / Nazarov cyclization tandem catalysed by a gold compound:[7]

A 5-endo-dig ring closing reaction was part of a synthesis of (+)-Preussin:[8]

Rules for enolates

Baldwin's rules also apply to aldol cyclizations involving enolates.[9] [10] Two new descriptors need to be defined: enolendo and enolexo, which refer to whether both carbons of the enolate C-C fragment are incorporated into the ring formed or not, respectively.

The rules are the following:[11]

+Dis/favored ring closures for enolates
enolendoenolexo
type3456734567
exo-tet✗✗✗✓✓✓✓✓✓✓
exo-trig✗✗✗✓✓✓✓✓✓✓

Exceptions

These rules are based on empirical evidence and numerous "exceptions" are known.[12] [13] [14] Examples include:

Notes and References

  1. Jack E. Baldwin . Rules for Ring Closure . J. Chem. Soc., Chem. Commun. . 18 . 734–736 . 1976 . 10.1039/C39760000734 . (Open access)
  2. Baldwin . J. E. . etal . 1977 . Rules for Ring Closure: Ring Formation by Conjugate Addition of Oxygen Nucleophiles . . 42 . 24. 3846 . 10.1021/jo00444a011.
  3. The Baldwin Rules: Revised and Extended. Gilmore, K; Mohamed, R. K.; Alabugin, I. V. WIREs: Comput. Mol. Sci. 2016, 6, 487–514. http://wires.wiley.com/WileyCDA/WiresArticle/wisId-WCMS1261.html
  4. Gilmore, K.; Alabugin, I. V. Cyclizations of Alkynes: Revisiting Baldwin's Rules for Ring Closure. Chem. Rev. 2011. 111, 6513–6556.
  5. Alabugin, I. Gilmore, K.; Manoharan, M. Rules for Anionic and Radical Ring Closure of Alkynes. J. Am. Chem.Soc. 2011, 133, 12608-12623,
  6. Li, X.; Kyne, R. E.; Ovaska, T. V. Synthesis of Seven-Membered Carbocyclic Rings via a Microwave-Assisted Tandem Oxyanionic 5-exo dig Cyclization−Claisen Rearrangement Process, J. Org. Chem., 2007, 72, 6624
  7. Guan-You Lin, Chun-Yao Yang, and Rai-Shung Liu. Gold-Catalyzed Synthesis of Bicyclo[4.3.0]nonadiene Derivatives via Tandem 6-endo-dig/Nazarov Cyclization of 1,6-Allenynes J. Org. Chem. 2007, 72, 6753-6757
  8. 10.1021/jo00096a007. A Concise Synthesis of the Antifungal Agent (+)-Preussin. 1994. Overhand. Mark. Hecht. Sidney M.. Journal of Organic Chemistry. 59. 17. 4721–4722.
  9. 10.1039/C39770000233. Rules for ring closure. Stereoelectronic control in the endocyclic alkylation of ketone enolates. 1977. Baldwin. Jack E.. Kruse. Lawrence I.. Journal of the Chemical Society, Chemical Communications. 7. 233.
  10. 10.1016/0040-4020(82)85023-0. Rules for ring closure: application to intramolecular aldol condensations in polyketonic substrates. 1982. Baldwin. J. Tetrahedron. 38. 19. 2939–2947.
  11. M. B. Smith, J. March, March’s Advanced Organic Chemistry: Reactions, Mechanisms, and Structure, 6th ed., Wiley-Interscience, 2007,
  12. J. Clayden, N. Greeves, S. Warren, Organic Chemistry, 2nd ed., OUP Oxford, 2012,
  13. J. E. Baldwin, J. Cutting, W. Dupont, L. Kruse, L. Silberman, R. C. Thomas. J. Chem. Soc., Chem. Commun., 1976, 736-738.
  14. Finding the right path: Baldwin "Rules for Ring Closure" and stereoelectronic control of cyclizations. Alabugin, I. V.; Gilmore, K. Chem. Commun., 2013, 49, 11246 – 11250. http://pubs.rsc.org/en/content/articlehtml/2013/cc/c3cc43872d

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