Exponentiation by squaring explained

In mathematics and computer programming, exponentiating by squaring is a general method for fast computation of large positive integer powers of a number, or more generally of an element of a semigroup, like a polynomial or a square matrix. Some variants are commonly referred to as square-and-multiply algorithms or binary exponentiation. These can be of quite general use, for example in modular arithmetic or powering of matrices. For semigroups for which additive notation is commonly used, like elliptic curves used in cryptography, this method is also referred to as double-and-add.

Basic method

Recursive version

The method is based on the observation that, for any integer

n > 0 , one has:

If the exponent is zero then the answer is 1. If the exponent is negative then we can reuse the previous formula by rewriting the value using a positive exponent. That is,$$x^n\; =\; \backslash left(\backslash frac\backslash right)^\backslash ,.$$

Together, these may be implemented directly as the following recursive algorithm:

In: an integer x; an integer n Out: xⁿ exp_by_squaring(x, n) if n < 0 then return exp_by_squaring(1 / x, -n); else if n = 0 then return 1; else if n is even then return exp_by_squaring(x * x, n / 2); else if n is odd then return x * exp_by_squaring(x * x, (n - 1) / 2); end function

In each recursive call, the least significant digits of the binary representation of is removed. It follows that the number of recursive calls is

\lceil log _{2} n\rceil, the number of bits of the binary representation of . So this algorithm computes this number of squares and a lower number of multiplication, which is equal to the number of in the binary representation of . This logarithmic number of operations is to be compared with the trivial algorithm which requires multiplications.

This algorithm is not tail-recursive. This implies that it requires an amount of auxiliary memory that is roughly proportional to the number of recursive calls -- or perhaps higher if the amount of data per iteration is increasing.

The algorithms of the next section use a different approach, and the resulting algorithms needs the same number of operations, but use an auxiliary memory that is roughly the same as the memory required to store the result.

With constant auxiliary memory

The variants described in this section are based on the formula

yx ^{n=} \begin{cases} (yx) ( x ^{2} ) ^{(n} , & if n isodd \\ y(x ^{2} ) ^{n/2} , & if n iseven . \end{cases}

If one applies recursively this formula, by starting with, one gets eventually an exponent equal to, and the desired result is then the left factor.

This may be implemented as a tail-recursive function: Function exp_by_squaring(x, n) return exp_by_squaring2(1, x, n) Function exp_by_squaring2(y, x, n) if n < 0 then return exp_by_squaring2(y, 1 / x, -n); else if n = 0 then return y; else if n is even then return exp_by_squaring2(y, x * x, n / 2); else if n is odd then return exp_by_squaring2(x * y, x * x, (n - 1) / 2).

The iterative version of the algorithm also uses a bounded auxiliary space, and is given by

Function exp_by_squaring_iterative(x, n) if n < 0 then x := 1 / x; n := -n; if n = 0 then return 1 y := 1; while n > 1 do if n is odd then y := x * y; n := n - 1; x := x * x; n := n / 2; return x * y

The correctness of the algorithm results from the fact that

yx ^{n} is invariant during the computation; it is 1 ⋅ x ^{n=x} ^{n} at the beginning; and it is yx ^{1=xy} at the end.

These algorithms use exactly the same number of operations as the algorithm of the preceding section, but the multiplications are done in a different order.

Computational complexity

A brief analysis shows that such an algorithm uses

\lfloor log _{2n\rfloor} squarings and at most \lfloor log _{2n\rfloor} multiplications, where \lfloor \rfloor denotes the floor function. More precisely, the number of multiplications is one less than the number of ones present in the binary expansion of n. For n greater than about 4 this is computationally more efficient than naively multiplying the base with itself repeatedly.

Each squaring results in approximately double the number of digits of the previous, and so, if multiplication of two d-digit numbers is implemented in O(d^k) operations for some fixed k, then the complexity of computing xⁿ is given by

\sum\limits ^{O( log n)} _{i =0} ( 2 ^{i} O( log x) ) ^{k} = O ( (n log x) ^{k).}

2^k-ary method

This algorithm calculates the value of xⁿ after expanding the exponent in base 2^k. It was first proposed by Brauer in 1939. In the algorithm below we make use of the following function f(0) = (k, 0) and f(m) = (s, u), where m = u·2^s with u odd.

Algorithm:

Input: An element x of G, a parameter k > 0, a non-negative integer and the precomputed values

x ^{3,} x ^{5,} ... , x ^{2 ^{k-1}} .

Output: The element xⁿ in G

y := 1; i := l - 1 while i ≥ 0 do (s, u) := f(n_i) for j := 1 to k - s do y := y² y := y * x^u for j := 1 to s do y := y² i := i - 1 return y

For optimal efficiency, k should be the smallest integer satisfying^[1]

lg n < (k(k +1 ) ⋅ 2 ^{2k})/(2 ^{k+1} - k -2) + 1 .

Sliding-window method

This method is an efficient variant of the 2^k-ary method. For example, to calculate the exponent 398, which has binary expansion (110 001 110)₂, we take a window of length 3 using the 2^k-ary method algorithm and calculate 1, x³, x⁶, x¹², x²⁴, x⁴⁸, x⁴⁹, x⁹⁸, x⁹⁹, x¹⁹⁸, x¹⁹⁹, x³⁹⁸.But, we can also compute 1, x³, x⁶, x¹², x²⁴, x⁴⁸, x⁹⁶, x¹⁹², x¹⁹⁹, x³⁹⁸, which saves one multiplication and amounts to evaluating (110 001 110)₂

Here is the general algorithm:

Algorithm:

Input: An element x of G, a non negative integer, a parameter k > 0 and the pre-computed values

x ^{3,} x ^{5,} ... ,x ^{2 ^{k-1}} .

Output: The element xⁿ ∈ G.

Algorithm:

y := 1; i := l - 1 while i > -1 do if n_i = 0 then y := y²' i := i - 1 else s := max while n_s = 0 do s := s + 1^[2] for h := 1 to i - s + 1 do y := y² u := (n_i, n_i-1, ..., n_s)₂ y := y * x^u i := s - 1 return y

Montgomery's ladder technique

Many algorithms for exponentiation do not provide defence against side-channel attacks. Namely, an attacker observing the sequence of squarings and multiplications can (partially) recover the exponent involved in the computation. This is a problem if the exponent should remain secret, as with many public-key cryptosystems. A technique called "Montgomery's ladder"^[3] addresses this concern.

Given the binary expansion of a positive, non-zero integer n = (n_k−1...n₀)₂ with n_k−1 = 1, we can compute xⁿ as follows: x₁ = x; x₂ = x² for i = k - 2 to 0 do if n_i = 0 then x₂ = x₁ * x₂; x₁ = x₁² else x₁ = x₁ * x₂; x₂ = x₂² return x₁

The algorithm performs a fixed sequence of operations (up to log n): a multiplication and squaring takes place for each bit in the exponent, regardless of the bit's specific value. A similar algorithm for multiplication by doubling exists.

This specific implementation of Montgomery's ladder is not yet protected against cache timing attacks: memory access latencies might still be observable to an attacker, as different variables are accessed depending on the value of bits of the secret exponent. Modern cryptographic implementations use a "scatter" technique to make sure the processor always misses the faster cache.^[4]

Fixed-base exponent

There are several methods which can be employed to calculate xⁿ when the base is fixed and the exponent varies. As one can see, precomputations play a key role in these algorithms.

Yao's method

Yao's method is orthogonal to the -ary method where the exponent is expanded in radix and the computation is as performed in the algorithm above. Let,,, and be integers.

Let the exponent be written as

n = \sum ^{w -1} _{i =0} n _{i} b _{i,} where 0 \leqslant n _{i} < h for all i \in [ 0 , w -1 ] .

Let .

Then the algorithm uses the equality

x ^{n} = \prod ^{w -1} _{i =0} x ^{n _{i}} _{i} = \prod ^{h -1} _{j =1} [ \prod _{n _{i=j}} x ^{j.} _{i ]}

Given the element of, and the exponent written in the above form, along with the precomputed values, the element is calculated using the algorithm below:

y = 1, u = 1, j = h - 1 while j > 0 do for i = 0 to w - 1 do if n_i = j then u = u × x^b_i y = y × u j = j - 1 return y

If we set and, then the values are simply the digits of in base . Yao's method collects in u first those that appear to the highest power ; in the next round those with power are collected in as well etc. The variable y is multiplied times with the initial, times with the next highest powers, and so on.The algorithm uses multiplications, and elements must be stored to compute .

Euclidean method

The Euclidean method was first introduced in Efficient exponentiation using precomputation and vector addition chains by P.D Rooij.

This method for computing

x ^{n} in group, where is a natural integer, whose algorithm is given below, is using the following equality recursively:x ^{n _{0}} _{0} ⋅ x ^{n _{1}} _{1} = \left(x _{0} ⋅ x ^{q\right)} _{1} ^{n _{0}} ⋅ x ^{n _{1} \mod n _{0}} _{1} , where q = \left\lfloor (n _{1})/(n _{0}) \right\rfloor .In other words, a Euclidean division of the exponent by is used to return a quotient and a rest .

Given the base element in group, and the exponent

n written as in Yao's method, the element x ^{n} is calculated using l precomputed values x ^{b _{0}} , ..., x ^{b _{l _{i}}} and then the algorithm below.

Begin loop Break loop End loop;

The algorithm first finds the largest value among the and then the supremum within the set of .Then it raises to the power, multiplies this value with, and then assigns the result of this computation and the value modulo .

Further applications

The approach also works with semigroups that are not of characteristic zero, for example allowing fast computation of large exponents modulo a number. Especially in cryptography, it is useful to compute powers in a ring of integers modulo . For example, the evaluation of

would take a very long time and much storage space if the naïve method of computing and then taking the remainder when divided by 2345 were used. Even using a more effective method will take a long time: square 13789, take the remainder when divided by 2345, multiply the result by 13789, and so on.

Applying above exp-by-squaring algorithm, with "*" interpreted as (that is, a multiplication followed by a division with remainder) leads to only 27 multiplications and divisions of integers, which may all be stored in a single machine word. Generally, any of these approaches will take fewer than modular multiplications.

The approach can also be used to compute integer powers in a group, using either of the rules

,

.

The approach also works in non-commutative semigroups and is often used to compute powers of matrices.

More generally, the approach works with positive integer exponents in every magma for which the binary operation is power associative.

Signed-digit recoding

In certain computations it may be more efficient to allow negative coefficients and hence use the inverse of the base, provided inversion in is "fast" or has been precomputed. For example, when computing, the binary method requires multiplications and squarings. However, one could perform squarings to get and then multiply by to obtain .

To this end we define the signed-digit representation of an integer in radix as

n = \sum ^{l -1} _{i =0} n _{i} b ^{i} with |n _{i|} < b.

Signed binary representation corresponds to the particular choice and

n _{i} \in \{ -1 , 0 , 1 \} . It is denoted by (n _{l-1} ... n _{0)} _{s} . There are several methods for computing this representation. The representation is not unique. For example, take : two distinct signed-binary representations are given by ( 10 \bar 1 1100 \bar 1 10 ) _{s} and ( 100 \bar 1 1000 \bar 1 0 ) _{s} , where \bar 1 is used to denote . Since the binary method computes a multiplication for every non-zero entry in the base-2 representation of, we are interested in finding the signed-binary representation with the smallest number of non-zero entries, that is, the one with minimal Hamming weight. One method of doing this is to compute the representation in non-adjacent form, or NAF for short, which is one that satisfies n _{i} n _{i+1} = 0 forall i \geqslant 0 and denoted by (n _{l-1} ... n _{0)} _{NAF} . For example, the NAF representation of 478 is ( 1000 \bar 1 000 \bar 1 0 ) _{NAF} . This representation always has minimal Hamming weight. A simple algorithm to compute the NAF representation of a given integer n = (n _{l} n _{l-1} ... n _{0)} _{2} with n _{l} = n _{l-1} = 0 is the following:

for to do

Another algorithm by Koyama and Tsuruoka does not require the condition that

n _{i} = n _{i+1} = 0 ; it still minimizes the Hamming weight.

Alternatives and generalizations

See main article: Addition-chain exponentiation. Exponentiation by squaring can be viewed as a suboptimal addition-chain exponentiation algorithm: it computes the exponent by an addition chain consisting of repeated exponent doublings (squarings) and/or incrementing exponents by one (multiplying by x) only. More generally, if one allows any previously computed exponents to be summed (by multiplying those powers of x), one can sometimes perform the exponentiation using fewer multiplications (but typically using more memory). The smallest power where this occurs is for n = 15:

x ^{15} = x x (x x [x x x ^{2]} ^{2)} ^{2}  (squaring, 6 multiplies),x ^{15} = x ^{3} x ([x ^{3]} ^{2)} ^{2}  (optimal addition chain, 5 multiplies if x³ is re-used).

In general, finding the optimal addition chain for a given exponent is a hard problem, for which no efficient algorithms are known, so optimal chains are typically used for small exponents only (e.g. in compilers where the chains for small powers have been pre-tabulated). However, there are a number of heuristic algorithms that, while not being optimal, have fewer multiplications than exponentiation by squaring at the cost of additional bookkeeping work and memory usage. Regardless, the number of multiplications never grows more slowly than Θ(log n), so these algorithms improve asymptotically upon exponentiation by squaring by only a constant factor at best.

See also

• Modular exponentiation
• Vectorial addition chain
• Montgomery modular multiplication
• Non-adjacent form
• Addition chain

Notes and References

1. Book: Cohen . H. . Frey, G. . 2006 . Handbook of Elliptic and Hyperelliptic Curve Cryptography . Discrete Mathematics and Its Applications . Chapman & Hall/CRC . 9781584885184.
2. In this line, the loop finds the longest string of length less than or equal to k ending in a non-zero value. Not all odd powers of 2 up to x ^{2 ^{k-1}} need be computed, and only those specifically involved in the computation need be considered.
3. Montgomery . Peter L. . 1987 . Speeding the Pollard and Elliptic Curve Methods of Factorization . Math. Comput. . 48 . 177 . 243–264 . 10.1090/S0025-5718-1987-0866113-7 . free .
4. Gueron . Shay . Efficient software implementations of modular exponentiation . Journal of Cryptographic Engineering . 5 April 2012 . 2 . 1 . 31–43 . 10.1007/s13389-012-0031-5 . 7629541 .