Well-ordering theorem explained

Well-ordering theorem should not be confused with Well-ordering principle.

In mathematics, the well-ordering theorem, also known as Zermelo's theorem, states that every set can be well-ordered. A set X is well-ordered by a strict total order if every non-empty subset of X has a least element under the ordering. The well-ordering theorem together with Zorn's lemma are the most important mathematical statements that are equivalent to the axiom of choice (often called AC, see also).[1] [2] Ernst Zermelo introduced the axiom of choice as an "unobjectionable logical principle" to prove the well-ordering theorem.[3] One can conclude from the well-ordering theorem that every set is susceptible to transfinite induction, which is considered by mathematicians to be a powerful technique.[3] One famous consequence of the theorem is the Banach–Tarski paradox.

History

Georg Cantor considered the well-ordering theorem to be a "fundamental principle of thought".[4] However, it is considered difficult or even impossible to visualize a well-ordering of

R

; such a visualization would have to incorporate the axiom of choice.[5] In 1904, Gyula Kőnig claimed to have proven that such a well-ordering cannot exist. A few weeks later, Felix Hausdorff found a mistake in the proof. It turned out, though, that in first-order logic the well-ordering theorem is equivalent to the axiom of choice, in the sense that the Zermelo–Fraenkel axioms with the axiom of choice included are sufficient to prove the well-ordering theorem, and conversely, the Zermelo–Fraenkel axioms without the axiom of choice but with the well-ordering theorem included are sufficient to prove the axiom of choice. (The same applies to Zorn's lemma.) In second-order logic, however, the well-ordering theorem is strictly stronger than the axiom of choice: from the well-ordering theorem one may deduce the axiom of choice, but from the axiom of choice one cannot deduce the well-ordering theorem.[6] There is a well-known joke about the three statements, and their relative amenability to intuition:
The axiom of choice is obviously true, the well-ordering principle obviously false, and who can tell about Zorn's lemma?

Proof from axiom of choice

The well-ordering theorem follows from the axiom of choice as follows.[7]

Let the set we are trying to well-order be

A

, and let

f

be a choice function for the family of non-empty subsets of

A

. For every ordinal

\alpha

, define an element

a\alpha

that is in

A

by setting

a\alpha = f(A\smallsetminus\{a\xi\mid\xi<\alpha\})

if this complement

A\smallsetminus\{a\xi\mid\xi<\alpha\}

is nonempty, or leave

a\alpha

undefined if it is. That is,

a\alpha

is chosen from the set of elements of

A

that have not yet been assigned a place in the ordering (or undefined if the entirety of

A

has been successfully enumerated). Then the order

<

on

A

defined by

a\alpha<a\beta

if and only if

\alpha<\beta

(in the usual well-order of the ordinals) is a well-order of

A

as desired, of order type

\sup\{\alpha\mida\alphaisdefined\}

.

Proof of axiom of choice

The axiom of choice can be proven from the well-ordering theorem as follows.

To make a choice function for a collection of non-empty sets,

E

, take the union of the sets in

E

and call it

X

. There exists a well-ordering of

X

; let

R

be such an ordering. The function that to each set

S

of

E

associates the smallest element of

S

, as ordered by (the restriction to

S

of)

R

, is a choice function for the collection

E

.

An essential point of this proof is that it involves only a single arbitrary choice, that of

R

; applying the well-ordering theorem to each member

S

of

E

separately would not work, since the theorem only asserts the existence of a well-ordering, and choosing for each

S

a well-ordering would require just as many choices as simply choosing an element from each

S

. Particularly, if

E

contains uncountably many sets, making all uncountably many choices is not allowed under the axioms of Zermelo-Fraenkel set theory without the axiom of choice.

Notes

  1. Book: Kuczma, Marek . Marek Kuczma

    . An introduction to the theory of functional equations and inequalities . 14 . Berlin . Springer . 978-3-7643-8748-8 . 2009 . Marek Kuczma.

  2. Book: Hazewinkel, Michiel . Michiel Hazewinkel

    . Encyclopaedia of Mathematics: Supplement . 2001 . Michiel Hazewinkel . 458 . Berlin . Springer . 1-4020-0198-3 .

  3. Book: Thierry, Vialar . Handbook of Mathematics . 1945 . 23 . Norderstedt . Springer . 978-2-95-519901-5 .
  4. Georg Cantor (1883), “Ueber unendliche, lineare Punktmannichfaltigkeiten”, Mathematische Annalen 21, pp. 545–591.
  5. Book: Sheppard, Barnaby . The Logic of Infinity . 174 . Cambridge University Press . 978-1-1070-5831-6 . 2014 .
  6. Book: Shapiro, Stewart . Stewart Shapiro

    . Stewart Shapiro . 1991 . Foundations Without Foundationalism: A Case for Second-Order Logic . New York . Oxford University Press . 0-19-853391-8 .

  7. Book: Jech, Thomas . Set Theory (Third Millennium Edition) . . 2002 . 978-3-540-44085-7 . 48.

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