| Litigants: | United Mine Workers of America v. Bagwell |
| Arguedate: | November 29 |
| Argueyear: | 1993 |
| Decidedate: | June 30 |
| Decideyear: | 1994 |
| Fullname: | International Union, United Mine Workers Of America, et al., Petitioners v. John L. Bagwell, et al. |
| Usvol: | 512 |
| Uspage: | 821 |
| Parallelcitations: | 114 S. Ct. 2552; 129 L. Ed. 2d 642; 1994 U.S. LEXIS 5086; 62 U.S.L.W. 4705; 128 Lab. Cas. (CCH) ¶ 11,120; 146 L.R.R.M. 2641; 94 Cal. Daily Op. Service 5027; 94 Daily Journal DAR 9264; 8 Fla. L. Weekly Fed. S 399 |
| Prior: | Int'l Union, United Mine Workers of Am. v. Clinchfield Coal Co., 12 Va. App. 123, 402 S.E.2d 899 (1991); reversed sub nom. Bagwell v. Int'l Union, United Mine Workers of Am., 244 Va. 463, 423 S.E.2d 349 (1992); . |
| Holding: | A fine for contempt that could not be purged by compliance with the order of the court was a criminal contempt, and could not be assessed without a jury trial. |
| Majority: | Blackmun |
| Joinmajority: | unanimous (parts I, II-A, II-C, III); Stevens, O'Connor, Scalia, Kennedy, Souter, Thomas (part II-B) |
| Concurrence: | Scalia |
| Concurrence2: | Ginsburg |
| Joinconcurrence2: | Rehnquist |
| Lawsapplied: | U.S. Const. amend. XIV |
United Mine Workers of America v. Bagwell, 512 U.S. 821 (1994), was a case in which the United States Supreme Court laid out the constitutional limitations for the use of contempt powers by courts.[1]
A trial court enjoined striking unions in Virginia from undertaking certain unlawful activities (throwing things, threatening, obstructing, and picketing without supervision); when union members repeatedly violated the injunction, the trial court established a schedule of $100,000 fine for future violent breaches, $20,000 fine for future non-violent breaches; after more violations of the injunction, the trial court ended up assessing $64 million, including $12 million to the plaintiff in the civil case and $52 million to the county and the commonwealth of Virginia. The parties settled, but the trial court refused to vacate the fines to be paid to the county and commonwealth. The Virginia appellate court reversed the trial court, but the Virginia Supreme Court reversed the appellate court. Appeal was then taken to the U.S. Supreme Court.
Were these fines civil, or were they criminal (in which case due process and jury would be required)?
The Court, in an opinion by Justice Blackmun, held that a contempt sanction is civil if it is remedial and for the benefit of the complainant - if it either coerces the defendant into compliance with the court’s order or compensates the complainant for losses sustained. But where a fine is not compensatory, it is civil only if the contemnor is afforded an opportunity to "purge" (avoid or reduce fine through compliance); otherwise, it is criminal contempt.
Therefore, there could be no compensation to the plaintiff as there was no opportunity for the defendant to purge the contempt. Therefore, these were criminal fines, which required appropriate due process - a trial by jury - which had not been afforded.
Justice Scalia wrote a concurring opinion, expressing concern about the judge also acting as rulemaker and enforcer. Justice Ginsburg also wrote a concurring opinion, joined by Chief Justice Rehnquist, further elucidating the distinction between civil and criminal fines.