2015 United Kingdom general election party spending investigation explained

The United Kingdom General Election 2015 – Party Spending Investigation was a probe involving the UK Electoral Commission, numerous police forces, and the Crown Prosecution Service into spending by political parties and candidates, primarily during the 2015 general election campaign. This co-ordinated investigation has been described as 'an unprecedented and extraordinary situation'.[1]

At national party level, the Electoral Commission fined the three largest parties for breaches of spending regulations, levying the highest fines since its foundation:[2] £20,000 for Labour in October 2016,[3] £20,000 for the Liberal Democrats in December 2016,[4] and £70,000 for the Conservative Party in March 2017.[5] [2] The higher fine for the Conservatives reflected both the extent of the wrongdoing and 'the unreasonable uncooperative conduct by the Party'.[6] [2]

At constituency level, related alleged breaches of spending regulations led police to begin investigations into possible criminal conduct of between 20 and 30 Conservative Party MPs.[5] Charges were not brought against most of those investigated, but on 9 January 2019, a Conservative Party activist, Marion Little, was found guilty on two counts relating to falsifying election expenses and given a nine-month suspended sentence and £5000 fine.[7] [8]

Background

Elections held in the UK are governed by the Political Parties, Elections and Referendums Act 2000[9] and spending on elections is governed under the Representation of the People Act 1983.[10] Shortly before the election, the Government increased the amount of money that parties and candidates were allowed to spend on the election by 23%, against the advice of the Electoral Commission.[11]

2014 and 2015 elections, Conservative Party

Electoral Commission investigation

From 18 February 2016 to 16 March 2017, the Electoral Commission investigated the Conservative party at national level for breaches of spending regulations in the 2014 parliamentary by-elections in Clacton, Newark and Rochester and Strood; the 2014 European Parliament election; and the 2015 general election. (No irregularities were found regarding the European election.)[12]

The Commission was informed by an investigation by Channel 4 News, which revealed that the Conservative Party had spent many thousands of pounds centrally on 'battlebuses' to transport activists, and hotel accommodation for the activists, who went to campaign in marginal constituencies, finding that this expenditure might breach limits on election spending per constituency.[13] [14]

On 12 May 2016, the Commission took the unprecedented step of launching court action to force the Conservative Party to release documents.[15] [16]

The Commission concluded that:[17]

The Commission fined the Party £70,000, noting its lack of co-operation during the investigation.[18]

The Commission found that Simon Day may not have fulfilled his obligations under the Political Parties, Elections and Referendums Act 2000 and referred him for investigation to the Metropolitan Police Service.[18]

Police investigation

Claims of overspending in the 2014 elections came to light too late for police investigations due to a statute of limitations on such cases.[19] However, the Commission found cause for concern that campaigns in some constituencies breached the Representation of the People Act 1983, and could constitute criminal activity; its report referred the Conservative Party treasurer Simon Day for investigation to the Metropolitan Police Service, and the Commission passed evidence to relevant police forces for investigation and possible referral to the Crown Prosecution Service.[20]

Widely publicised criminal investigations of individual MPs, agents, and other officials followed from the allegations (by mid-June 2016, 17 police forces were investigating 20–30 sitting Conservative MPs).[5] [21] [22] [23] [24] [25] [26] As well as the "battlebus" campaign, letters sent out in the name of David Cameron have been implicated.[27]

14 police forces referred cases to the Crown Prosecution Service for possible prosecution, concerning over 30 people (not all of whom were MPs).[28] These forces were: Avon & Somerset, Cumbria, Derbyshire, Devon & Cornwall, Gloucestershire, Greater Manchester, Kent, Lincolnshire, Metropolitan, Northamptonshire, Nottinghamshire, Staffordshire, West Mercia, West Midlands, and West Yorkshire.[29] [30]

Journalistic commentary noted that the law in this area is complex. Defendants may be found guilty of merely 'illegal practice' (where there is no alleged dishonesty) or the more serious 'corrupt practice' (involving dishonesty). Anyone convicted would have a right to appeal. In June 2016, the journalist David Allen Green opined that 'unless compelling evidence emerges of wrongful and dishonest intention – either on a personal level or as part of a conspiracy – then it is hard to see any charges or criminal prosecutions in respect of the allegations as they currently stand'. However, according to The Independent, 'in theory election results in individual seats could be declared invalid if laws are found to have been broken', and this could lead to new by-elections.[31] No conviction would affect the legal standing of legislation previously passed with the involvement of convicted MPs.

On 10 May 2017, the Crown Prosecution Service announced that it would press no charges in almost all cases, commenting that 'to bring a charge, it must be proved that a suspect knew the return was inaccurate and acted dishonestly in signing the declaration. Although there is evidence to suggest the returns may have been inaccurate, there is insufficient evidence to prove to the criminal standard that any candidate or agent was dishonest'.[30]

However, on 2 June 2017, charges were brought under the Representation of the People Act 1983 against Craig Mackinlay, who was elected Conservative MP for South Thanet in 2015, his agent Nathan Gray, and a party activist, Marion Little.[7] [32] Appearing at Westminster Magistrates' Court on 4 July 2017, the three pleaded not guilty and were released on unconditional bail pending an appearance at Southwark Crown Court on 1 August 2017.[33] [34] The investigation of Party Treasurer Simon Day remained ongoing.[35]

Following some delays to the trial,[36] [37] Gray was acquitted on 13 December 2018 and Mackinlay on 9 January 2018.[38] Little, however, was convicted of two counts relating to falsifying election expenses and given a nine-month suspended prison sentence and fined £5,000.[8] [39] The court concluded that Mackinlay and Gray had signed documents falsified by Little "in good faith, not knowing what she had done".[40]

2015 General Election, Labour Party

In October 2016, the Labour Party was fined £20,000 by the Electoral Commission for under-reporting of election expenses at national level, which at the time was the largest fine the commission had imposed since being founded in 2001. The Commission noted the party's co-operation in its investigation.[3] The same Channel 4 investigation that identified the Conservative Party's questionable spending failed to find substantial evidence of similar problems in the Labour campaign.[41]

At constituency level, police investigated allegations that several MPs breached local spending limits. In May 2016, Lancashire Constabulary announced that an investigation had been opened into Labour Party expenses following allegations that Cat Smith, MP for Lancaster and Fleetwood broke election spending laws.[42] [43] However, in November 2016 they cleared Smith of any wrongdoing and fully exonerated her.[44] Other cases seem likewise to have been dropped.[45]

2015 General Election, Liberal Democrat Party

In December 2016, the Liberal Democrats were also fined £20,000 for undeclared spending at national level; again, the Electoral Commission noted their co-operation with the investigation.[4]

Although a few MPs saw police investigating allegations of breaching spending limits, all cases appear to have been swiftly dropped.[46]

Responses

In March 2017, the chair of the Electoral Commission, John Holmes, argued in response to the investigations that the sanctions at the Commission's disposal needed to be extended, saying that 'there is a risk that some political parties might come to view the payment of these fines as a cost of doing business; the Commission therefore needs to be able to impose sanctions that are proportionate to the levels of spending now routinely handled by parties and campaigners'.[47] [48]

When the UK Government called the 2017 United Kingdom General Election in April 2017, there was widespread press speculation that one motivation was fear of impending prosecutions of Conservative MPs, most prominently by Scotland's First Minister, Nicola Sturgeon.[49]

Responding to the CPS's decision not to prosecute most individuals, the Conservative Prime Minister Theresa May claimed on 10 May 2017 that 'we have seen all the major parties, and the Scottish nationalists, being fined', but in fact the Scottish National Party had not transgressed electoral law and accordingly had not been fined.[50] May also commented that the CPS had 'confirmed what we believed all along and said all along which was the local spending was properly reported and the candidates have done nothing wrong', which journalists also noted to be untrue.[35]

Karl McCartney, who had been elected Conservative MP for Lincoln in 2015 and had been investigated, said the police investigation was 'no more than a politically-motivated witch-hunt', called for the resignation of 'the Executive Team and Senior Management Group' of the Electoral Commission, and the abolition of the Commission itself.[51] [52] [53] Emails leaked in March 2017 had previously revealed him saying 'we didn't create this mess, the clever dicks at CCHQ (Conservative Campaign Headquarters) did'.[54] The Electoral Commission responded that 'the commission’s investigations team carry out independent, robust and impartial investigations, acting fully in accordance with our enforcement policy and with complete impartiality'.[55]

In the course of the case against Mackinlay, the Supreme Court judged that 'the statutory requirement for an election candidate to declare “notional” expenditure incurred on his or her behalf during a campaign, as might arise where a national party provided additional campaigning support in the constituency, was not limited to campaigning activity that had been authorised by the candidate or his agent'.[56] In May 2019, it emerged that the government was in consequence considering introducing primary legislation so that candidates for election, and their agents, would no longer automatically be held responsible if resources were donated to the campaign (including by their own national parties).[57]

Related investigations

Unlawful spending by UKIP

In 2016-18, the European Parliament found that the United Kingdom Independence Party had unlawfully spent over €173,000 of EU funding on the party's 2015 UK election campaign, via the Alliance for Direct Democracy in Europe and the affiliated Institute for Direct Democracy. The Parliament required the repayment of the mis-spent funds and denied the organisations some other funding.[58] [59] [60] It also found that UKIP MEPs had unlawfully spent EU money on other assistance for national campaigning purposes during 2014-16 and docked their salaries to recoup the mis-spent funds.[61] [62]

Information Commissioner's Office

On 17 May 2017, the Information Commissioner's Office opened an investigation into data analytics for political purposes, whose purview included the 2015 general election, as well as possible unlawful campaigning in the 2016 EU referendum.[63] [64] The investigation issued a report, but was not at the time able to include information on UKIP due to their lack of co-operation.[65] As of April 2019, the investigation was in this respect ongoing.[66] [67]

External links

Notes and References

  1. David Allen Green, 'The law and politics of the Conservative election expense allegations' (8 June 2016).
  2. Laura Hughes, 'Conservatives fined £70,000 and MP reported to the police following an investigation into election campaign expenses', The Daily Telegraph (16 March 2017).
  3. Jessica Elgot, 'Labour fined £20,000 for undeclared election spending including for Ed Stone', The Guardian (25 October 2016).
  4. Rowena Mason, 'Lib Dems fined £20,000 for undeclared election spending', The Guardian (25 October 2016).
  5. Ed Howker and Guy Basnett, 'The inside story of the Tory election scandal', The Guardian (23 March 2017).
  6. The Electoral Commission, 'Investigation in respect of the Conservative and Unionist Party campaign spending returns for the 2014 European Parliamentary Election, and 2015 UK Parliamentary General Election, and in respect of the 2014 parliamentary by-elections in Clacton, Newark and Rochester and Strood' (16 March 2017), quoting p. 38.
  7. Web site: CPS statement on election expenses CPS statement on election expenses. 2 June 2017. https://web.archive.org/web/20170605125602/http://www.cps.gov.uk/news/latest_news/cps-statement-election-expenses/. 5 June 2017. dead. dmy-all.
  8. Web site: Tory party worker convicted over election expenses breach. Channel 4 News. en-GB. 2019-01-09.
  9. Web site: Political Parties, Elections and Referendums Act 2000.
  10. Web site: Representation of the People Act 1983.
  11. News: Tories accused of 'trying to buy election' with 23% hike to campaign spending. The Guardian. 13 December 2014. 18 December 2014.
  12. The Electoral Commission, 'Investigation in respect of the Conservative and Unionist Party campaign spending returns for the 2014 European Parliamentary Election, and 2015 UK Parliamentary General Election, and in respect of the 2014 parliamentary by-elections in Clacton, Newark and Rochester and Strood' (16 March 2017), quoting p. 17.
  13. Web site: Tory election fraud allegations: the full story.
  14. The Electoral Commission, 'Investigation in respect of the Conservative and Unionist Party campaign spending returns for the 2014 European Parliamentary Election, and 2015 UK Parliamentary General Election, and in respect of the 2014 parliamentary by-elections in Clacton, Newark and Rochester and Strood' (16 March 2017), §6.
  15. Web site: Electoral Commission – Electoral Commission statement on application to the High Court for the Conservative and Unionist Party to disclose documents and information.
  16. Laura Hughes, 'Conservatives receive High Court challenge to hand over election spending information', The Daily Telegraph (12 May 2016).
  17. The Electoral Commission, 'Investigation in respect of the Conservative and Unionist Party campaign spending returns for the 2014 European Parliamentary Election, and 2015 UK Parliamentary General Election, and in respect of the 2014 parliamentary by-elections in Clacton, Newark and Rochester and Strood' (16 March 2017), §8.
  18. The Electoral Commission, 'Investigation in respect of the Conservative and Unionist Party campaign spending returns for the 2014 European Parliamentary Election, and 2015 UK Parliamentary General Election, and in respect of the 2014 parliamentary by-elections in Clacton, Newark and Rochester and Strood' (16 March 2017), §§10–11.
  19. Nick Hudson, ' "No police action" over Conservative by-election overspend claims' (23 Feb 2016), http://www.policeprofessional.com/news.aspx?id=25506.
  20. The Electoral Commission, 'Investigation in respect of the Conservative and Unionist Party campaign spending returns for the 2014 European Parliamentary Election, and 2015 UK Parliamentary General Election, and in respect of the 2014 parliamentary by-elections in Clacton, Newark and Rochester and Strood' (16 March 2017), §§10–11, 50–55.
  21. Web site: Tory election fraud allegations: the full story . Channel 4 . 2 June 2016 . 11 July 2016.
  22. Web site: Louis Doré . Where Tory election fraud claims are being investigated, in one map . The Independent . 28 May 2016 . 11 July 2016 . 2 July 2016 . https://web.archive.org/web/20160702063307/http://indy100.independent.co.uk/article/where-tory-election-fraud-claims-are-being-investigated-in-one-map--bylZ35tQIXb . dead .
  23. Web site: Sommerlad . Nick . Busted: The 29 Tories and how they 'broke General Election spending rules' . Daily Mirror . 11 July 2016. 29 February 2016 .
  24. Web site: George Parker and Kate Allen . Tory MPs fear election spending row could lead to jail . Financial Times . 13 May 2016 . 11 July 2016.
  25. News: Press Association . Tory funding in 2015 election campaign investigated by eight police forces . The Guardian . 11 July 2016. 6 May 2016 .
  26. Web site: Investigation Over Tory Election Funding Continues As Police To Decide Whether To Prosecute . HuffPost . 11 July 2016. 4 May 2016 .
  27. News: Police asked to investigate Conservative election letters . BBC . 11 July 2016. BBC News . 13 May 2016 . Hawkins . Ross .
  28. 'Exclusive: CPS considering charges against over 30 people including Tory MPs over expenses' (18 April 2017).
  29. 'Police forces pass election spending files to CPS' (15 March 2017).
  30. 'CPS statement on election expenses ' (10 May 2017).
  31. 'Tory MPs face being prosecuted for electoral fraud while they are fighting the upcoming general election campaign' (18 April 2017).
  32. 'Conservative candidate Craig Mackinlay charged over election expenses', https://www.bbc.co.uk/news/uk-england-kent-40129826.
  33. Web site: Tory MP Craig Mackinlay appears in court over election expenses.
  34. News: Tory MP Craig Mackinlay denies election spending charges.
  35. Rowena Mason, Anushka Asthana and Rajeev Syal, 'Tory candidates did nothing wrong on election expenses, May claims', The Guardian (10 May 2017).
  36. https://www.theguardian.com/uk-news/2017/aug/15/date-set-for-conservative-mp-craig-mackinlay-trial-over-election-expenses Date set for Conservative MP's trial over election expenses
  37. News: Craig Mackinlay election expenses trial delayed.
  38. 'Tory aide cleared of falsifying election expenses claim ', The Guardian (13 December 2018).
  39. News: Tory official convicted of falsifying expenses in race against Farage. The Guardian. 9 January 2019. Syal. Rajeev.
  40. 'MP Craig Mackinlay cleared of election expenses fraud', BBC News (9 January 2018).
  41. Michael Crick, 'Did Labour’s Battlebus operation break the rules?' (13 June 2016).
  42. News: Labour MP Cat Smith denies improper expenses claim. BBC News. 24 May 2016.
  43. Web site: Police probe into Labour frontbencher Cat Smith's election expenses. 24 May 2016. 23 April 2017. 8 August 2017. https://web.archive.org/web/20170808083128/https://www.politicshome.com/news/uk/political-parties/labour-party/news/75342/police-probe-labour-frontbencher-cat-smiths. dead.
  44. Web site: Police Drop Lancaster MP Expenses. The Bay radio. 11 November 2016. 11 November 2016.
  45. 'Rotherham MPs face electoral expenses fraud probe', 22 August 2016.
  46. Graham Smith, 'Police drop investigation of former Lib Dem MP's election campaign accounts – no further action', (4 July 2016).
  47. 'Conservative Party fined £70,000 following investigation into election campaign expenses ' (16 March 2017).
  48. 'Conservative Party fined £70,000 over election expenses' (16 March 2017).
  49. Severin Carrell, 'Sturgeon claims May called snap election because of fears over expenses', The Guardian (24 April 2017).
  50. Rev. Stuart Campbell, 'Here isn’t the News', Wings over Scotland (11 May 2017).
  51. 'Karl calls for “heads to roll” at “politically-motivated, biased and unfit-for-purpose” Electoral Commission' (10 May 2017).
  52. Paul Whitelam, 'Karl McCartney says 'heads must roll' after being cleared in 'witch-hunt' election expenses inquiry', LincolnshireLive (10 May 2017).
  53. 'No charges for Tories over Battlebus 2015 election expenses investigation', Channel 4 News (10 May 2017).
  54. Tamara Cohen, 'Pressure building on senior Tories over expenses "mess" ', Sky News (15 March 2017).
  55. Robert Wright, 'Tories will not face charges over 2015 election expenses, says CPS', Financial Times (10 May 2017).
  56. 'Interpretation of rules about declaring election expenditure', The Times (Law Report) (6 August 2018).
  57. Rajeev Syal, 'Tories consider electoral law to protect MPs if parties overspend', The Guardian (21 May 2019).
  58. Jennifer Rankin, 'Ukip-controlled group 'misspent' €500,000 on Brexit campaign', The Guardian (21 November 2016).
  59. Jennifer Rankin, 'Ukip group fails in bid to restore EU funding amid fraud inquiry', The Guardian (9 February 2018).
  60. Jennifer Rankin, 'Defunct Eurosceptic party linked to Ukip asked to repay €1.1m', The Guardian (30 May 2018)
  61. Jennifer Rankin, 'Nigel Farage among Ukip MEPs accused of misusing EU funds', The Guardian (1 February 2019).
  62. Jennifer Rankin, 'Nigel Farage has MEP salary docked to recoup misspent EU funds', The Guardian (12 January 2018).
  63. Elizabeth Denham, 'The Information Commissioner opens a formal investigation into the use of data analytics for political purposes', Information Commissioner's Blog (17 May 2017).
  64. Sunny Hundal, 'Investigation launched into the 'secret world' of how millionaires used Facebook and other data to push Brexit', OpenDemocracy (17 May 2017).
  65. Information Commissioner's Office, 'Democracy disrupted? Personal information and political influence' (11 July 2018).
  66. Robert Verkaik and Emma Graham-Harrison, 'Judge orders Ukip to reveal Brexit referendum data use ', The Observer (14 April 2019).
  67. Judge Wikeley, 'The Upper Tribunal (Administrative Appeals Chamber) Upper Tribnal Case No. GIA/2069/2018; Parties: United Kingdom Independence Party Ltd (Appellant) and The Information Commissioner (First Respondent)' (18 February 2019).