Scattering parameters or S-parameters (the elements of a scattering matrix or S-matrix) describe the electrical behavior of linear electrical networks when undergoing various steady state stimuli by electrical signals.
The parameters are useful for several branches of electrical engineering, including electronics, communication systems design, and especially for microwave engineering.
The S-parameters are members of a family of similar parameters, other examples being: Y-parameters,[1] Z-parameters,[2] H-parameters, T-parameters or ABCD-parameters.[3] [4] They differ from these, in the sense that S-parameters do not use open or short circuit conditions to characterize a linear electrical network; instead, matched loads are used. These terminations are much easier to use at high signal frequencies than open-circuit and short-circuit terminations. Contrary to popular belief, the quantities are not measured in terms of power (except in now-obsolete six-port network analyzers). Modern vector network analyzers measure amplitude and phase of voltage traveling wave phasors using essentially the same circuit as that used for the demodulation of digitally modulated wireless signals.
Many electrical properties of networks of components (inductors, capacitors, resistors) may be expressed using S-parameters, such as gain, return loss, voltage standing wave ratio (VSWR), reflection coefficient and amplifier stability. The term 'scattering' is more common to optical engineering than RF engineering, referring to the effect observed when a plane electromagnetic wave is incident on an obstruction or passes across dissimilar dielectric media. In the context of S-parameters, scattering refers to the way in which the traveling currents and voltages in a transmission line are affected when they meet a discontinuity caused by the insertion of a network into the transmission line. This is equivalent to the wave meeting an impedance differing from the line's characteristic impedance.
Although applicable at any frequency, S-parameters are mostly used for networks operating at radio frequency (RF) and microwave frequencies. S-parameters in common use - the conventional S-parameters - are linear quantities (not power quantities, as in the below mentioned 'power waves' approach by (Japanese: 黒川兼行)). S-parameters change with the measurement frequency, so frequency must be specified for any S-parameter measurements stated, in addition to the characteristic impedance or system impedance.
S-parameters are readily represented in matrix form and obey the rules of matrix algebra.
The first published description of S-parameters was in the thesis of Vitold Belevitch in 1945.[5] The name used by Belevitch was repartition matrix and limited consideration to lumped-element networks. The term scattering matrix was used by physicist and engineer Robert Henry Dicke in 1947 who independently developed the idea during wartime work on radar.[6] [7] In these S-parameters and scattering matrices, the scattered waves are the so-called traveling waves. A different kind of S-parameters was introduced in the 1960s.[8] The latter was popularized by (Japanese: 黒川兼行),[9] who referred to the new scattered waves as 'power waves.' The two types of S-parameters have very different properties and must not be mixed up.[10] In his seminal paper,[11] Kurokawa clearly distinguishes the power-wave S-parameters and the conventional, traveling-wave S-parameters. A variant of the latter is the pseudo-traveling-wave S-parameters.[12] In the S-parameter approach, an electrical network is regarded as a 'black box' containing various interconnected basic electrical circuit components or lumped elements such as resistors, capacitors, inductors and transistors, which interacts with other circuits through ports. The network is characterized by a square matrix of complex numbers called its S-parameter matrix, which can be used to calculate its response to signals applied to the ports.
For the S-parameter definition, it is understood that a network may contain any components provided that the entire network behaves linearly with incident small signals. It may also include many typical communication system components or 'blocks' such as amplifiers, attenuators, filters, couplers and equalizers provided they are also operating under linear and defined conditions.
An electrical network to be described by S-parameters may have any number of ports. Ports are the points at which electrical signals either enter or exit the network. Ports are usually pairs of terminals with the requirement that the current into one terminal is equal to the current leaving the other.[13] [14] S-parameters are used at frequencies where the ports are often coaxial or waveguide connections.
The S-parameter matrix describing an N-port network will be square of dimension N and will therefore contain
N2
Snn
Snn
The following information must be defined when specifying a set of S-parameters:
For a generic multi-port network, the ports are numbered from 1 to N, where N is the total number of ports. For port i, the associated S-parameter definition is in terms of incident and reflected 'power waves',
ai
bi
Kurokawa[15] defines the incident power wave for each port as
ai=
1 | |
2 |
ki(Vi+ZiIi)
and the reflected wave for each port is defined as
bi=
1 | |
2 |
ki(Vi-
* | |
Z | |
i |
Ii)
where
Zi
* | |
Z | |
i |
Zi
Vi
Ii
ki=\left(\sqrt{\left|\real\{Zi\}\right|}\right)-1
Sometimes it is useful to assume that the reference impedance is the same for all ports in which case the definitions of the incident and reflected waves may be simplified to
ai=
1 | |
2 |
(Vi+Z0Ii) | |
\sqrt{\left|\real\{Z0\ |
\right|}}
and
bi=
1 | |
2 |
| |||||||||||||
\sqrt{\left|\real\{Z0\ |
\right|}}
Note that as was pointed out by Kurokawa himself, the above definitions of
ai
bi
The relation between the vectors a and b, whose i-th components are the power waves
ai
bi
b=Sa
Or using explicit components:
\begin{pmatrix} b1\\ \vdots\\ bn \end{pmatrix} = \begin{pmatrix} S11&...&S1n\\ \vdots&\ddots&\vdots\\ Sn1&...&Snn\end{pmatrix} \begin{pmatrix} a1\\ \vdots\\ an \end{pmatrix}
A network will be reciprocal if it is passive and it contains only reciprocal materials that influence the transmitted signal. For example, attenuators, cables, splitters and combiners are all reciprocal networks and
Smn=Snm
A property of 3-port networks, however, is that they cannot be simultaneously reciprocal, loss-free, and perfectly matched.[16]
A lossless network is one which does not dissipate any power, or:
2 | |
\Sigma\left|a | |
n\right| |
=
2 | |
\Sigma\left|b | |
n\right| |
(S)H(S)=(I)
(S)H
(S)
(I)
A lossy passive network is one in which the sum of the incident powers at all ports is greater than the sum of the outgoing (e.g. 'reflected') powers at all ports. It therefore dissipates power:
2 | |
\Sigma\left|a | |
n\right| |
\ne
2 | |
\Sigma\left|b | |
n\right| |
2 | |
\Sigma\left|a | |
n\right| |
>
2 | |
\Sigma\left|b | |
n\right| |
(I)-(S)H(S)
See also: Two-port network. The S-parameter matrix for the 2-port network is probably the most commonly used and serves as the basic building block for generating the higher order matrices for larger networks.[18] In this case the relationship between the outgoing ('reflected'), incident waves and the S-parameter matrix is given by:
\begin{pmatrix}b1\ b2\end{pmatrix}=\begin{pmatrix}S11&S12\ S21&S22\end{pmatrix}\begin{pmatrix}a1\ a2\end{pmatrix}
Expanding the matrices into equations gives:
b1=S11a1+S12a2
and
b2=S21a1+S22a2
Each equation gives the relationship between the outgoing (e.g. reflected) and incident waves at each of the network ports, 1 and 2, in terms of the network's individual S-parameters,
S11
S12
S21
S22
a1
b1
b2
Z0
b2
a2
a1=
+ | |
V | |
1 |
a2=
+ | |
V | |
2 |
b1=
- | |
V | |
1 |
b2=
- | |
V | |
2 |
S11=
b1 | |
a1 |
=
| |||||||
|
S21=
b2 | |
a1 |
=
| |||||||
|
Similarly, if port 1 is terminated in the system impedance then
a1
S12=
b1 | |
a2 |
=
| |||||||
|
S22=
b2 | |
a2 |
=
| |||||||
|
The 2-port S-parameters have the following generic descriptions:
S11
S12
S21
S22
If, instead of defining the voltage wave direction relative to each port, they are defined by their absolute direction as forward
V+
V-
b2=
+ | |
V | |
2 |
a1=
+ | |
V | |
1 |
S21=
+ | |
V | |
1 |
Using this, the above matrix may be expanded in a more practical way
-= | |
V | |
1 |
S11
+ | |
V | |
1 |
+S12
+ | |
V | |
2 |
- | |
V | |
2 |
=S21
+ | |
V | |
1 |
+S22
+ | |
V | |
2 |
An amplifier operating under linear (small signal) conditions is a good example of a non-reciprocal network and a matched attenuator is an example of a reciprocal network. In the following cases we will assume that the input and output connections are to ports 1 and 2 respectively which is the most common convention. The nominal system impedance, frequency and any other factors which may influence the device, such as temperature, must also be specified.
The complex linear gain G is given by
G=S21=
b2 | |
a1 |
That is the linear ratio of the output reflected power wave divided by the input incident power wave, all values expressed as complex quantities. For lossy networks it is sub-unitary, for active networks
|G|>1
The scalar linear gain (or linear gain magnitude) is given by
\left|G\right|=\left|S21\right|
This represents the gain magnitude (absolute value), the ratio of the output power-wave to the input power-wave, and it equals the square-root of the power gain.This is a real-value (or scalar) quantity, the phase information being dropped.
The scalar logarithmic (decibel or dB) expression for gain (g) is:
g=20log10\left|S21\right|
This is more commonly used than scalar linear gain and a positive quantity is normally understood as simply a "gain", while a negative quantity is a "negative gain" (a "loss"), equivalent to its magnitude in dB. For example, at 100 MHz, a 10 m length of cable may have a gain of −1 dB, equal to a loss of 1 dB.
In case the two measurement ports use the same reference impedance, the insertion loss is the reciprocal of the magnitude of the transmission coefficient expressed in decibels. It is thus given by:[19]
IL=10log10\left|
1 | ||||||
|
\right|=-20log10\left|S21\right|
It is the extra loss produced by the introduction of the device under test (DUT) between the 2 reference planes of the measurement. The extra loss may be due to intrinsic loss in the DUT and/or mismatch. In case of extra loss the insertion loss is defined to be positive. The negative of insertion loss expressed in decibels is defined as insertion gain and is equal to the scalar logarithmic gain (see: definition above).
Input return loss can be thought of as a measure of how close the actual input impedance of the network is to the nominal system impedance value. Input return loss expressed in decibels is given by
RLin=10log10\left|
1 | ||||||
|
\right|=-20log10\left|S11\right|
Note that for passive two-port networks in which, it follows that return loss is a non-negative quantity: . Also note that somewhat confusingly, return loss is sometimes used as the negative of the quantity defined above, but this usage is, strictly speaking, incorrect based on the definition of loss.[20]
The output return loss has a similar definition to the input return loss but applies to the output port (port 2) instead of the input port. It is given by
RLout=-20log10\left|S22\right|
The scalar logarithmic (decibel or dB) expression for reverse gain (
grev
grev=20log10\left|S12\right|
Often this will be expressed as reverse isolation (
Irev
grev
Irev=\left|grev\right|=\left|20log10\left|S12\right|\right|
The reflection coefficient at the input port (
\Gammain
\Gammaout
S11
S22
\Gammain=S11
\Gammaout=S22
As
S11
S22
\Gammain
\Gammaout
The reflection coefficients are complex quantities and may be graphically represented on polar diagrams or Smith Charts
See also the Reflection Coefficient article.
The voltage standing wave ratio (VSWR) at a port, represented by the lower case 's', is a similar measure of port match to return loss but is a scalar linear quantity, the ratio of the standing wave maximum voltage to the standing wave minimum voltage. It therefore relates to the magnitude of the voltage reflection coefficient and hence to the magnitude of either
S11
S22
At the input port, the VSWR (
sin
sin=
1+\left|S11\right| | |
1-\left|S11\right| |
At the output port, the VSWR (
sout
sout=
1+\left|S22\right| | |
1-\left|S22\right| |
This is correct for reflection coefficients with a magnitude no greater than unity, which is usually the case. A reflection coefficient with a magnitude greater than unity, such as in a tunnel diode amplifier, will result in a negative value for this expression. VSWR, however, from its definition, is always positive. A more correct expression for port k of a multiport is;
sk=
1+\left|Skk\right| | |
|1-\left|Skk\right|| |
4 Port S Parameters are used to characterize 4 port networks. They include information regarding the reflected and incident power waves between the 4 ports of the network.
\begin{pmatrix}S11&S12&S13&S14\ S21&S22&S23&S24\ S31&S32&S33&S34\ S41&S42&S43&S44\end{pmatrix}
They are commonly used to analyze a pair of coupled transmission lines to determine the amount of cross-talk between them, if they are driven by two separate single ended signals, or the reflected and incident power of a differential signal driven across them. Many specifications of high speed differential signals define a communication channel in terms of the 4-Port S-Parameters, for example the 10-Gigabit Attachment Unit Interface (XAUI), SATA, PCI-X, and InfiniBand systems.
4-port mixed-mode S-parameters characterize a 4-port network in terms of the response of the network to common mode and differential stimulus signals. The following table displays the 4-port mixed-mode S-parameters.
Stimulus | ||||||
---|---|---|---|---|---|---|
Differential | Common-mode | |||||
Port 1 | Port 2 | Port 1 | Port 2 | |||
Response | Differential | Port 1 | SDD11 | SDD12 | SDC11 | SDC12 |
Port 2 | SDD21 | SDD22 | SDC21 | SDC22 | ||
Common-mode | Port 1 | SCD11 | SCD12 | SCC11 | SCC12 | |
Port 2 | SCD21 | SCD22 | SCC21 | SCC22 |
Note the format of the parameter notation SXYab, where "S" stands for scattering parameter or S-parameter, "X" is the response mode (differential or common), "Y" is the stimulus mode (differential or common), "a" is the response (output) port and b is the stimulus (input) port. This is the typical nomenclature for scattering parameters.
The first quadrant is defined as the upper left 4 parameters describing the differential stimulus and differential response characteristics of the device under test. This is the actual mode of operation for most high-speed differential interconnects and is the quadrant that receives the most attention. It includes input differential return loss (SDD11), input differential insertion loss (SDD21), output differential return loss (SDD22) and output differential insertion loss (SDD12). Some benefits of differential signal processing are;
The second and third quadrants are the upper right and lower left 4 parameters respectively. These are also referred to as the cross-mode quadrants. This is because they fully characterize any mode conversion occurring in the device under test, whether it is common-to-differential SDCab conversion (EMI susceptibility for an intended differential signal SDD transmission application) or differential-to-common SCDab conversion (EMI radiation for a differential application). Understanding mode conversion is very helpful when trying to optimize the design of interconnects for gigabit data throughput.
The fourth quadrant is the lower right 4 parameters and describes the performance characteristics of the common-mode signal SCCab propagating through the device under test. For a properly designed SDDab differential device there should be minimal common-mode output SCCab. However, the fourth quadrant common-mode response data is a measure of common-mode transmission response and used in a ratio with the differential transmission response to determine the network common-mode rejection. This common mode rejection is an important benefit of differential signal processing and can be reduced to one in some differential circuit implementations.[21] [22]
The reverse isolation parameter
S12
S21
S12
\left|S12\right|
Suppose the output port of a real (non-unilateral or bilateral) amplifier is connected to an arbitrary load with a reflection coefficient of
\GammaL
\Gammain
\Gammain=S11+
S12S21\GammaL | |
1-S22\GammaL |
If the amplifier is unilateral then
S12=0
\Gammain=S11
A similar property exists in the opposite direction, in this case if
\Gammaout
\Gammas
\Gammaout=S22+
S12S21\Gammas | |
1-S11\Gammas |
An amplifier is unconditionally stable if a load or source of any reflection coefficient can be connected without causing instability. This condition occurs if the magnitudes of the reflection coefficients at the source, load and the amplifier's input and output ports are simultaneously less than unity. An important requirement that is often overlooked is that the amplifier be a linear network with no poles in the right half plane.[24] Instability can cause severe distortion of the amplifier's gain frequency response or, in the extreme, oscillation. To be unconditionally stable at the frequency of interest, an amplifier must satisfy the following 4 equations simultaneously:[25]
\left|\Gammas\right|<1
\left|\GammaL\right|<1
\left|\Gammain\right|<1
\left|\Gammaout\right|<1
The boundary condition for when each of these values is equal to unity may be represented by a circle drawn on the polar diagram representing the (complex) reflection coefficient, one for the input port and the other for the output port. Often these will be scaled as Smith Charts. In each case coordinates of the circle centre and the associated radius are given by the following equations:
Radius
rL=\left|
S12S21 | |
\left|S22\right|2-\left|\Delta\right|2 |
\right|.
Center
cL=
| |||||||||||||
\left|S22\right|2-\left|\Delta\right|2 |
.
Radius
rs=\left|
S12S21 | |
|S11|2-|\Delta|2 |
\right|.
Center
cs=
| |||||||||||||
|S11|2-|\Delta|2 |
.
In both cases
\Delta=S11S22-S12S21,
and the superscript star (*) indicates a complex conjugate.
The circles are in complex units of reflection coefficient so may be drawn on impedance or admittance based Smith charts normalised to the system impedance. This serves to readily show the regions of normalised impedance (or admittance) for predicted unconditional stability. Another way of demonstrating unconditional stability is by means of the Rollett stability factor (
K
K=
1-|S11|2-|S22|2+|\Delta|2 | |
2|S12S21| |
.
The condition of unconditional stability is achieved when
K>1
|\Delta|<1.
The Scattering transfer parameters or T-parameters of a 2-port network are expressed by the T-parameter matrix and are closely related to the corresponding S-parameter matrix. However, unlike S parameters, there is no simple physical means to measure the T parameters in a system, sometimes referred to as Youla waves. The T-parameter matrix is related to the incident and reflected normalised waves at each of the ports as follows:
\begin{pmatrix}b1\ a1\end{pmatrix}=\begin{pmatrix}T11&T12\ T21&T22\end{pmatrix}\begin{pmatrix}a2\ b2\end{pmatrix}
However, they could be defined differently, as follows :
\begin{pmatrix}a1\ b1\end{pmatrix}=\begin{pmatrix}T11&T12\ T21&T22\end{pmatrix}\begin{pmatrix}b2\ a2\end{pmatrix}
The RF Toolbox add-on to MATLAB[26] and several books (for example "Network scattering parameters"[27]) use this last definition, so caution is necessary. The "From S to T" and "From T to S" paragraphs in this article are based on the first definition. Adaptation to the second definition is trivial (interchanging T11 for T22, and T12 for T21).The advantage of T-parameters compared to S-parameters is that providing reference impedances are purely, real or complex conjugate, they may be used to readily determine the effect of cascading 2 or more 2-port networks by simply multiplying the associated individual T-parameter matrices. If the T-parameters of say three different 2-port networks 1, 2 and 3 are
\begin{pmatrix}T1\end{pmatrix}
\begin{pmatrix}T2\end{pmatrix}
\begin{pmatrix}T3\end{pmatrix}
\begin{pmatrix}TT\end{pmatrix}
\begin{pmatrix}TT\end{pmatrix}=\begin{pmatrix}T1\end{pmatrix}\begin{pmatrix}T2\end{pmatrix}\begin{pmatrix}T3\end{pmatrix}
Note that matrix multiplication is not commutative, so the order is important. As with S-parameters, T-parameters are complex values and there is a direct conversion between the two types. Although the cascaded T-parameters is a simple matrix multiplication of the individual T-parameters, the conversion for each network's S-parameters to the corresponding T-parameters and the conversion of the cascaded T-parameters back to the equivalent cascaded S-parameters, which are usually required, is not trivial. However once the operation is completed, the complex full wave interactions between all ports in both directions will be taken into account. The following equations will provide conversion between S and T parameters for 2-port networks.[28]
From S to T:
T11=
-\det\begin{pmatrix | |
S\end{pmatrix}}{S |
21
T12=
S11 | |
S21 |
T21=
-S22 | |
S21 |
T22=
1 | |
S21 |
Where
\det\begin{pmatrix}S\end{pmatrix}
\begin{pmatrix}S\end{pmatrix}
\det\begin{pmatrix}S\end{pmatrix} =S11 ⋅ S22-S12 ⋅ S21
From T to S
S11=
T12 | |
T22 |
S12=
\det\begin{pmatrix | |
T\end{pmatrix}}{T |
22
S21=
1 | |
T22 |
S22=
-T21 | |
T22 |
Where
\det\begin{pmatrix}T\end{pmatrix}
\begin{pmatrix}T\end{pmatrix}
\det\begin{pmatrix}T\end{pmatrix} =T11.T22-T12.T21,
The S-parameter for a 1-port network is given by a simple 1 × 1 matrix of the form
(snn)
s11
Higher order S-parameters for pairs of dissimilar ports (
Smn
m\ne n
Smm
Smn=
bm | |
an |
and
Smm=
bm | |
am |
For example, a 3-port network such as a 2-way splitter would have the following S-parameter definitions
\begin{pmatrix}b1\ b2\ b3\end{pmatrix}=\begin{pmatrix}S11&S12&S13\ S21&S22&S23\ S31&S32&S33\end{pmatrix}\begin{pmatrix}a1\ a2\ a3\end{pmatrix}
S11=
b1 | |
a1 |
=
| |||||||
|
S12=
b1 | |
a2 |
=
| |||||||
|
S13=
b1 | |
a3 |
=
| |||||||
|
S21=
b2 | |
a1 |
=
| |||||||
|
S22=
b2 | |
a2 |
=
| |||||||
|
S23=
b2 | |
a3 |
=
| |||||||
|
S31=
b3 | |
a1 |
=
| |||||||
|
S32=
b3 | |
a2 |
=
| |||||||
|
S33=
b3 | |
a3 |
=
| |||||||
|
where
Smn
S-parameters are most commonly measured with a vector network analyzer (VNA).
The S-parameter test data may be provided in many alternative formats, for example: list, graphical (Smith chart or polar diagram).
In list format the measured and corrected S-parameters are tabulated against frequency. The most common list format is known as Touchstone or SnP, where n is the number of ports. Commonly text files containing this information would have the filename extension '.s2p'.
Any 2-port S-parameter may be displayed on a Smith chart using polar co-ordinates, but the most meaningful would be
S11
S22
Any 2-port S-parameter may be displayed on a polar diagram using polar co-ordinates.
In either graphical format each S-parameter at a particular test frequency is displayed as a dot. If the measurement is a sweep across several frequencies a dot will appear for each.
The S-parameter matrix for a network with just one port will have just one element represented in the form
Snn
VNAs designed for the simultaneous measurement of the S-parameters of networks with more than two ports are feasible but quickly become prohibitively complex and expensive. Usually their purchase is not justified since the required measurements can be obtained using a standard 2-port calibrated VNA with extra measurements followed by the correct interpretation of the results obtained. The required S-parameter matrix can be assembled from successive two port measurements in stages, two ports at a time, on each occasion with the unused ports being terminated in high quality loads equal to the system impedance. One risk of this approach is that the return loss or VSWR of the loads themselves must be suitably specified to be as close as possible to a perfect 50 Ohms, or whatever the nominal system impedance is. For a network with many ports there may be a temptation, on grounds of cost, to inadequately specify the VSWRs of the loads. Some analysis will be necessary to determine what the worst acceptable VSWR of the loads will be.
Assuming that the extra loads are specified adequately, if necessary, two or more of the S-parameter subscripts are modified from those relating to the VNA (1 and 2 in the case considered above) to those relating to the network under test (1 to N, if N is the total number of DUT ports). For example, if the DUT has 5 ports and a two port VNA is connected with VNA port 1 to DUT port 3 and VNA port 2 to DUT port 5, the measured VNA results (
S11
S12
S21
S22
S33
S35
S53
S55