Process area (CMMI) explained

The Capability Maturity Model Integration (CMMI) defines a process area as, "a cluster of related practices in an area that, when implemented collectively, satisfies a set of goals considered important for making improvement in that area." Both CMMI for Development v1.3 and CMMI for Acquisition v1.3 identify 22 process areas, whereas CMMI for Services v1.3 identifies 24 process areas. Many of the process areas are the same in these three models.

Process Area Organization

In CMMI models, the process areas are organized in alphabetical order according to their acronym. However, process areas can be grouped according to maturity levels or process area categories.

Maturity Levels: CMMI for Development

There are Five maturity levels. However, maturity level ratings are awarded for levels 2 through 5. The process areas below and their maturity levels are listed for the CMMI for Development model:

Maturity Level 2 - Managed

Maturity Level 3 - Defined

Maturity Level 4 - Quantitatively Managed

Maturity Level 5 - Optimizing

Maturity Levels: CMMI for Services

The process areas below and their maturity levels are listed for the CMMI for Services model:

Maturity Level 2 - Managed

Maturity Level 3 - Defined (this includes the process areas that make up the previous levels; Maturity Level 3 is made up of the process areas in Level 2 and Level 3)

Maturity Level 4 - Quantitatively Managed

Maturity Level 5 - Optimizing

Maturity Levels: CMMI for Acquisition

The process areas below and their maturity levels are listed for the CMMI for Acquisition model:

Maturity Level 2 - Managed

Maturity Level 3 - Defined

Maturity Level 4 - Quantitatively Managed

Maturity Level 5 - Optimizing

Goals and Practices

There are two categories of goals and practices: generic and specific. Specific goals and practices are specific to a process area. Generic goals and practices are a part of every process area. A process area is satisfied when organizational processes cover all of the generic and specific goals and practices for that process area.

Generic Goals and Practices

Generic goals and practices are a part of every process area.

Specific Goals and Practices

Each process area is defined by a set of goals and practices. These goals and practices appear only in that process area.

Process Areas

CMMI for Development, Version 1.2 contains 22 process areas indicating the aspects of product and service development that are to be covered by organizational processes. For a summary of process areas for each model, see these quick reference documents available on the SEI website:

Agreement Management (AM)

Purpose

The purpose of Agreement Management (AM) is to ensure that the supplier and the acquirer perform according to the terms of the supplier agreement.

Specific Practices by Goal

Capacity and Availability Management (CAM)

Purpose

The purpose of Capacity and Availability Management (CAM) is to ensure effective service system performance andensure that resources are provided and used effectively to support service requirements.

Specific Practices by Goal

Causal Analysis and Resolution (CAR)

Purpose

The purpose of Causal Analysis and Resolution (CAR) is to identify causes of selected outcomes and take action to improve process performance.

Specific Practices by Goal

Configuration Management (CM)

Purpose

The purpose of Configuration Management (CM) is to establish and maintain the integrity of work products using configuration identification, configuration control, configuration status accounting, and configuration audits.

Specific Practices by Goal

Decision Analysis and Resolution (DAR)

Purpose

The purpose of Decision Analysis and Resolution (DAR) is to analyze possible decisions using a formal evaluation process that evaluates identified alternatives against established criteria.

Specific Practices by Goal

Integrated Project Management (IPM)

Purpose

The purpose of Integrated Project Management (IPM) is to establish and manage the project and the involvement of relevant stakeholders according to an integrated and defined process that is tailored from the organization's set of standard processes.

Specific Practices by Goal

Measurement and Analysis (MA)

Purpose

The purpose of Measurement and Analysis (MA) is to develop and sustain a measurement capability used to support management information needs.

Specific Practices by Goal

Organizational Process Definition (OPD)

Purpose

The purpose of Organizational Process Definition (OPD) is to establish and maintain a usable set of organizational process assets, work environment standards, and rules and guidelines for teams.

Specific Practices by Goal

Organizational Process Focus (OPF)

Purpose

The purpose of Organizational Process Focus (OPF) is to plan, implement, and deploy organizational process improvements based on a thorough understanding of current strengths and weaknesses of the organization's processes and process assets.

Specific Practices by Goal

Organizational Performance Management (OPM) / Organizational Innovation and Deployment

Purpose

The purpose of Organizational Performance Management (OPM) is to proactively manage the organization's performance to meet its business objectives.

Specific Practices by Goal

Organizational Process Performance (OPP)

Purpose

The purpose of Organizational Process Performance (OPP) is to establish and maintain a quantitative understanding of the performance of selected processes in the organization's set of standard processes in support of achieving quality and process performance objectives, and to provide process performance data, baselines, and models to quantitatively manage the organization's projects.

Specific Practices by Goal

Organizational Training (OT)

Purpose

The purpose of Organizational Training (OT) is to develop skills and knowledge of people so they can perform their roles effectively and efficiently.

Specific Practices by Goal

Product Integration (PI)

Purpose

The purpose of Product Integration (PI) is to assemble the product from the product components, ensure that the product, as integrated, behaves properly (i.e., possesses the required functionality and quality attributes), and deliver the product.

Specific Practices by Goal

Project Monitoring and Control (PMC)

Purpose

The purpose of Project Monitoring and Control (PMC) is to provide an understanding of the project's progress so that appropriate corrective actions can be taken when the project's performance deviates significantly from the plan.

Specific Practices by Goal

Project Planning (PP)

Purpose

The purpose of Project Planning (PP) is to establish and maintain plans that define project activities.

Specific Practices by Goal

Process and Product Quality Assurance (PPQA)

Purpose

The purpose of Process and Product Quality Assurance (PPQA) is to provide staff and management with objective insight into processes and associated work products.

Specific Practices by Goal

Quantitative Project Management (QPM)

Purpose

The purpose of the Quantitative Project Management (QPM) process area is to quantitatively manage the project to achieve the project's established quality and process performance objectives.

Specific Practices by Goal

Requirements Development (RD)

Purpose

The purpose of Requirements Development (RD) is to elicit, analyze, and establish customer, product, and product component requirements.

Specific Practices by Goal

Requirements Management (REQM)

Purpose

The purpose of Requirements Management (REQM) is to manage requirements of the project's products and product components and to ensure alignment between those requirements and the project's plans and work products.

Specific Practices by Goal

Risk Management (RSKM)

Purpose

The purpose of Risk Management (RSKM) is to identify potential problems before they occur so that risk handling activities can be planned and invoked as needed across the life of the product or project to mitigate adverse impacts on achieving objectives.

Specific Practices by Goal

Supplier Agreement Management (SAM)

Purpose

The purpose of Supplier Agreement Management (SAM) is to manage the acquisition of products from suppliers.

Specific Practices by Goal

Technical Solution (TS)

Purpose

The purpose of Technical Solution (TS) is to select design and implement solutions to requirements. Solutions, designs, and implementations encompass products, product components, and product related lifecycle processes either singly or in combination as appropriate.

Specific Practices by Goal

Validation (VAL)

Purpose

The purpose of Validation (VAL) is to demonstrate that a product or product component fulfills its intended use when placed in its intended environment.

Specific Practices by Goal

Verification (VER)

Purpose

The purpose of Verification (VER) is to ensure that selected work products meet their specified requirements.

Specific Practices by Goal

Changes made in Version 1.2

Only changes made to the set of Process Areas are considered here. For more information about the changes made to Version 1.2, see the Version 1.2 Release Notes or for the definitive list of changes, take the CMMI Version 1.2 Upgrade Training.

Changes made in Version 1.3

Some significant improvements in CMMI-DEV, V1.3 include the following:

For a more complete and detailed list of improvements, see http://www.sei.cmu.edu/cmmi/tools/cmmiv1-3/comparison.cfm. An overview of the changes is described in http://www.benlinders.com/2011/cmmi-v1-3-summing-up/.

Process Areas, Categories, and Maturity Levels

Table: Process Areas, Categories, and Maturity Levels[3]

Process Area Abbreviation Category Maturity Level
Causal Analysis and Resolution CAR Support 5
Configuration Management CM Support 2
Decision Analysis and Resolution DAR Support 3
Integrated Project Management IPM Project Management 3
Measurement and Analysis MA Support 2
Organizational Process Definition OPD Process Management 3
Organizational Process Focus OPF Process Management 3
Organizational Performance Management OPM Process Management 5
Organizational Process Performance OPP Process Management 4
Organizational Training OT Process Management 3
Product Integration PI Engineering 3
Project Monitoring and Control PMC Project Management 2
Project Planning PP Project Management 2
Process and Product Quality Assurance PPQA Support 2
Quantitative Project Management QPM Project Management 4
Requirements Development RD Engineering 3
Requirements Management REQM Project Management 2
Risk Management RSKM Project Management 3
Supplier Agreement Management SAM Project Management 2
Technical Solution TS Engineering 3
Validation VAL Engineering 3
Verification VER Engineering 3

Official sources

Further reading

Notes and References

  1. http://www.benlinders.com/2010/cmmi-v1-3-released-high-maturity-clarified/ CMMI V1.3, High Maturity Practices Clarified
  2. http://www.benlinders.com/2010/cmmi-v1-3-agile/ CMMI V1.3: Agile
  3. CMMI Product Team . CMMI for Development, Version 1.3 . Technical Report CMU/SEI-2010-TR-033 . . 2010 . 33 . . 2012-10-25.