Martin A. Siegel Explained

Martin A. Siegel (born 1948) is an American former investment banker who was convicted, along with Ivan Boesky and Michael Milken, for insider trading during the 1980s.

Biography

Born to a Jewish family,[1] Siegel is a graduate of Harvard Business School.[2] In 1971, he joined Kidder, Peabody & Co. and, during his 15 years at the firm, became known as a takeover specialist.[3] In February 1986, he left Kidder to become a managing director at Drexel Burnham Lambert.[4]

On February 13, 1987, Siegel pleaded guilty to one count of conspiracy to violate the securities laws and one count of tax evasion.[5] His guilty plea included an agreement to pay over US$9 million in civil penalties and forfeit $10 million more in bonuses and stock owed to him by Drexel—a sum many times greater than the illegal gains from his relationship with Boesky.[6] [7] He received a sentence of two months' imprisonment and five years' probation, rather than ten years,[8] with 3,000 hours of community service.[9] The sentence was light because of his cooperation with other government investigations.[10] His involvement in criminal activities is recounted in the book Den of Thieves by Pulitzer Prize-winning author James B. Stewart.

External links

Notes and References

  1. Book: Fechter, Melvin. Through the Eye of a Jew. 2. 2013. 978-1-304-44057-0. 37.
  2. News: Wilkes, Paul. The Tough Job Of Teaching Ethics. The New York Times. January 22, 1989.
  3. News: Glaberson, William. Kidder Faces Life After Siegel. The New York Times. February 22, 1987.
  4. News: Executives. The New York Times. February 11, 1986.
  5. News: Cole, Robert J.. A Former Client Recalls Siegel's Work in Mergers. The New York Times. February 14, 1987.
  6. News: Glaberson, William. Wall St Informer Admits His Guilt in Insider Trading. The New York Times. February 14, 1987.
  7. News: PAYBACK TIME FOR MARTY SIEGEL. Katz, Ian. October 25, 1993. The Washington Post. en-US. 0190-8286.
  8. News: Wall St Informer Admits His Guilt in Insider Trading. Glaberson. William. 1987-02-14. The New York Times. 2019-02-05. en-US. 0362-4331.
  9. News: Wall St Informer Admits His Guilt in Insider Trading. Glaberson. William. 1987-02-14. The New York Times. 2019-02-05. en-US. 0362-4331.
  10. News: Eichenwald, Kurt. Key Inside Trader Gets 2 Months. The New York Times. June 16, 1990.