Market abuse explained

In economics and finance, market abuse may arise in circumstances in which investors in a financial market have been unreasonably disadvantaged, directly or indirectly, by others who:[1]

Market abuse is split into two different aspects (under EU definitions):[1]

  1. Insider dealing

where a person who has information not available to other investors (for example, a director with knowledge of a takeover bid) makes use of that information for personal gain

  1. Market manipulation

where a person knowingly gives out false or misleading information (for instance, about a company's financial circumstances) in order to influence the price of a share for personal gain

In 2013/2014, the EU updated its legislation on market abuse,[2] and harmonised criminal sanctions. In the 2015 Danish European Union opt-out referendum, the Danish population rejected adoption of the 2014 market abuse directive (2014/57/EU) and much other legislation.

In the UK, the market abuse directive (MAD) was implemented in 2003 to reduce market abuse. It applied to any financial instrument admitted to trading on a regulated market or in respect of which a request for admission to trading had been made. MAD was subsequently replaced by the Market Abuse Regulation (MAR) in 2016.

See also

Further reading

Notes and References

  1. http://europa.eu/legislation_summaries/internal_market/single_market_services/financial_services_transactions_in_securities/l24035_en.htm EU Legislation Summaries: Market abuse
  2. Web site: Tackling financial market abuse in the EU. Willemijn de Jong . 21 January 2013. 18 December 2013.