The maximum power principle or Lotka's principle[1] has been proposed as the fourth principle of energetics in open system thermodynamics. According to American ecologist Howard T. Odum, "The maximum power principle can be stated: During self-organization, system designs develop and prevail that maximize power intake, energy transformation, and those uses that reinforce production and efficiency."[2]
Chen (2006) has located the origin of the statement of maximum power as a formal principle in a tentative proposal by Alfred J. Lotka (1922a, b). Lotka's statement sought to explain the Darwinian notion of evolution with reference to a physical principle. Lotka's work was subsequently developed by the systems ecologist Howard T. Odum in collaboration with the chemical engineer Richard C. Pinkerton, and later advanced by the engineer Myron Tribus.
While Lotka's work may have been a first attempt to formalise evolutionary thought in mathematical terms, it followed similar observations made by Leibniz and Volterra and Ludwig Boltzmann, for example, throughout the sometimes controversial history of natural philosophy. In contemporary literature it is most commonly associated with the work of Howard T. Odum.
The significance of Odum's approach was given greater support during the 1970s, amid times of oil crisis, where, as Gilliland (1978, pp. 100) observed, there was an emerging need for a new method of analysing the importance and value of energy resources to economic and environmental production. A field known as energy analysis, itself associated with net energy and EROEI, arose to fulfill this analytic need. However, in energy analysis intractable theoretical and practical difficulties arose when using the energy unit to understand, a) the conversion among concentrated fuel types (or energy types), b) the contribution of labour, and c) the contribution of the environment.
Lotka said (1922b: 151):
Gilliland noted that these difficulties in analysis in turn required some new theory to adequately explain the interactions and transactions of these different energies (different concentrations of fuels, labour and environmental forces). Gilliland (Gilliland 1978, p. 101) suggested that Odum's statement of the maximum power principle (H.T.Odum 1978, pp. 54–87) was, perhaps, an adequate expression of the requisite theory:
This theory Odum called maximum power theory. In order to formulate maximum power theory Gilliland observed that Odum had added another law (the maximum power principle) to the already well established laws of thermodynamics. In 1978 Gilliland wrote that Odum's new law had not yet been validated (Gilliland 1978, p. 101). Gilliland stated that in maximum power theory the second law efficiency of thermodynamics required an additional physical concept: "the concept of second law efficiency under maximum power" (Gilliland 1978, p. 101):
In this way the concept of maximum power was being used as a principle to quantitatively describe the selective law of biological evolution. Perhaps H.T.Odum's most concise statement of this view was (1970, p. 62):
The Odum–Pinkerton approach to Lotka's proposal was to apply Ohm's law – and the associated maximum power theorem (a result in electrical power systems) – to ecological systems. Odum and Pinkerton defined "power" in electronic terms as the rate of work, where Work is understood as a "useful energy transformation". The concept of maximum power can therefore be defined as the maximum rate of useful energy transformation. Hence the underlying philosophy aims to unify the theories and associated laws of electronic and thermodynamic systems with biological systems. This approach presupposed an analogical view which sees the world as an ecological-electronic-economic engine.
Lotka underscored the centrality of available energy in the struggle for survival and evolution. By asserting that organisms with more efficient energy-capturing mechanisms gain an advantage, Lotka essentially aligned with the MPP. The MPP posits that biological systems, like any other complex systems, tend to evolve in ways that maximize their power intake or energy flux. In this context, organisms that effectively capture and utilize energy resources are more likely to thrive and propagate, driving evolutionary processes. Lotka's observation provides an early theoretical foundation for understanding the role of energy dynamics in biological evolution.Odum's proposition of linking Darwinian natural selection with the fourth law of thermodynamics is significant. It suggests that the principles governing biological evolution are intimately connected with those of thermodynamics, particularly the concepts of energy flow and entropy production. By considering natural selection as a thermodynamic process, Odum implies that organisms evolve traits and behaviors that enhance their energy capture and utilization, consistent with the MPP. Furthermore, by emphasizing the regulation of heat generation and efficiency in biological processes, Odum highlights the importance of optimizing energy utilization for survival and reproduction, echoing the principles of the MPP.Odum's advocacy for recognizing the MPP as the fourth thermodynamic law represents a culmination of earlier insights into the relationship between thermodynamics and biology. By elevating the MPP to the status of a fundamental thermodynamic law, Odum underscores its universal applicability across various complex systems, including biological ones. This perspective emphasizes that biological systems, driven by the imperatives of survival and reproduction, tend to evolve in ways that maximize their power output, thereby enhancing their capacity to exploit available energy resources. By acknowledging the MPP as a governing principle, Odum highlights its explanatory power in understanding ecosystem dynamics, population interactions, and evolutionary trajectories.
Odum et al. viewed the maximum power theorem as a principle of power-efficiency reciprocity selection with wider application than just electronics. For example, Odum saw it in open systems operating on solar energy, like both photovoltaics and photosynthesis (1963, p. 438). Like the maximum power theorem, Odum's statement of the maximum power principle relies on the notion of 'matching', such that high-quality energy maximizes power by matching and amplifying energy (1994, pp. 262, 541): "in surviving designs a matching of high-quality energy with larger amounts of low-quality energy is likely to occur" (1994, p. 260). As with electronic circuits, the resultant rate of energy transformation will be at a maximum at an intermediate power efficiency. In 2006, T.T. Cai, C.L. Montague and J.S. Davis said that, "The maximum power principle is a potential guide to understanding the patterns and processes of ecosystem development and sustainability. The principle predicts the selective persistence of ecosystem designs that capture a previously untapped energy source." (2006, p. 317). In several texts H.T. Odum gave the Atwood machine as a practical example of the 'principle' of maximum power.
The mathematical definition given by H.T. Odum is formally analogous to the definition provided on the maximum power theorem article. (For a brief explanation of Odum's approach to the relationship between ecology and electronics see Ecological Analog of Ohm's Law)
Whether or not the principle of maximum power efficiency can be considered the fourth law of thermodynamics and the fourth principle of energetics is moot. Nevertheless, H.T. Odum also proposed a corollary of maximum power as the organisational principle of evolution, describing the evolution of microbiological systems, economic systems, planetary systems, and astrophysical systems. He called this corollary the maximum empower principle. This was suggested because, as S.E. Jorgensen, M.T. Brown, H.T. Odum (2004) note,
C. Giannantoni may have confused matters when he wrote "The "Maximum Em-Power Principle" (Lotka–Odum) is generally considered the "Fourth Thermodynamic Principle" (mainly) because of its practical validity for a very wide class of physical and biological systems" (C. Giannantoni 2002, § 13, p. 155). Nevertheless, Giannantoni has proposed the Maximum Em-Power Principle as the fourth principle of thermodynamics (Giannantoni 2006).
The preceding discussion is incomplete. The "maximum power" was discovered several times independently, in physics and engineering, see: Novikov (1957), El-Wakil (1962), and Curzon and Ahlborn (1975). The incorrectness of this analysis and design evolution conclusions was demonstrated by Gyftopoulos (2002).