Form 5 Explained

Form 5 is an SEC filing submitted to the Securities and Exchange Commission on an annual basis by company officers, directors, or beneficial (10%) owners, which summarizes their insider trading activities. This form is simply a combination of year's Form 4 filings, which are mandatory filings made shortly after insiders make transactions.

Form 5 is stored in SEC's EDGAR database and academic researchers make these reports freely available as structured datasets in the Harvard Dataverse. [1] [2] [3]

External links

Notes and References

  1. Balogh . Attila . 26 April 2023 . Insider trading . Scientific Data . 10 . 237 . 10.1038/s41597-023-02147-6 . 3 May 2024. 10130014 .
  2. Balogh . Attila . 3 May 2024 . Layline insider trading dataset . Harvard Dataverse . 10.7910/DVN/VH6GVH . 3 May 2024.
  3. Web site: Layline Dataverse.