Filters in topology explained
Filters in topology, a subfield of mathematics, can be used to study topological spaces and define all basic topological notions such as convergence, continuity, compactness, and more. Filters, which are special families of subsets of some given set, also provide a common framework for defining various types of limits of functions such as limits from the left/right, to infinity, to a point or a set, and many others. Special types of filters called have many useful technical properties and they may often be used in place of arbitrary filters.
Filters have generalizations called (also known as) and, all of which appear naturally and repeatedly throughout topology. Examples include neighborhood filters/bases/subbases and uniformities. Every filter is a prefilter and both are filter subbases. Every prefilter and filter subbase is contained in a unique smallest filter, which they are said to . This establishes a relationship between filters and prefilters that may often be exploited to allow one to use whichever of these two notions is more technically convenient. There is a certain preorder on families of sets, denoted by
that helps to determine exactly when and how one notion (filter, prefilter, etc.) can or cannot be used in place of another. This preorder's importance is amplified by the fact that it also defines the notion of filter convergence, where by definition, a filter (or prefilter)
to a point if and only if
where
is that point's
neighborhood filter. Consequently, subordination also plays an important role in many concepts that are related to convergence, such as cluster points and limits of functions. In addition, the
relation
which denotes
and is expressed by saying that
also establishes a relationship in which
is to
as a subsequence is to a sequence (that is, the relation
which is called, is for filters the analog of "is a subsequence of").
Filters were introduced by Henri Cartan in 1937 and subsequently used by Bourbaki in their book as an alternative to the similar notion of a net developed in 1922 by E. H. Moore and H. L. Smith. Filters can also be used to characterize the notions of sequence and net convergence. But unlike[1] sequence and net convergence, filter convergence is defined in terms of subsets of the topological space
and so it provides a notion of convergence that is completely intrinsic to the topological space; indeed, the
category of topological spaces can be equivalently defined entirely in terms of filters. Every net induces a canonical filter and dually, every filter induces a canonical net, where this induced net (resp. induced filter) converges to a point if and only if the same is true of the original filter (resp. net). This characterization also holds for many other definitions such as cluster points. These relationships make it possible to switch between filters and nets, and they often also allow one to choose whichever of these two notions (filter or net) is more convenient for the problem at hand. However, assuming that "
subnet" is defined using either of its most popular definitions (which are those given by Willard and by Kelley), then in general, this relationship does extend to subordinate filters and subnets because as detailed below, there exist subordinate filters whose filter/subordinate–filter relationship cannot be described in terms of the corresponding net/subnet relationship; this issue can however be resolved by using a less commonly encountered definition of "subnet", which is that of an AA–subnet.
Thus filters/prefilters and this single preorder
provide a framework that seamlessly ties together fundamental topological concepts such as
topological spaces (via neighborhood filters), neighborhood bases, convergence, various limits of functions, continuity,
compactness, sequences (via sequential filters), the filter equivalent of "subsequence" (subordination),
uniform spaces, and more; concepts that otherwise seem relatively disparate and whose relationships are less clear.
Motivation
Archetypical example of a filter
See also: Filter (set theory).
at a point
in a topological space
which is the
family of sets consisting of all neighborhoods of
By definition, a
neighborhood of some given point
is any subset
whose
topological interior contains this point; that is, such that
x\in\operatorname{Int}XB.
Importantly, neighborhoods are required to be open sets; those are called . Listed below are those fundamental properties of neighborhood filters that ultimately became the definition of a "filter." A is a set
of subsets of
that satisfies all of the following conditions:
- :
 –  just as
since
is always a neighborhood of
(and of anything else that it contains);
- :
 –  just as no neighborhood of
is empty;
- : If
B,C\inl{B}thenB\capC\inl{B}
 –  just as the intersection of any two neighborhoods of
is again a neighborhood of
; - : If
B\inl{B}andB\subseteqS\subseteqX
then
 –  just as any subset of
that contains a neighborhood of
will necessarily a neighborhood of
(this follows from \operatorname{Int}XB\subseteq\operatorname{Int}XS
and the definition of "a neighborhood of
").
Generalizing sequence convergence by using sets − determining sequence convergence without the sequence
See also: Limit of a sequence and Net (mathematics).
from the
natural numbers into the space
The original notion of convergence in a
topological space was that of a
sequence converging to some given point in a space, such as a
metric space. With
metrizable spaces (or more generally
first–countable spaces or
Fréchet–Urysohn spaces), sequences usually suffices to characterize, or "describe", most topological properties, such as the closures of subsets or continuity of functions. But there are many spaces where sequences can be used to describe even basic topological properties like closure or continuity. This failure of sequences was the motivation for defining notions such as nets and filters, which fail to characterize topological properties.
Nets directly generalize the notion of a sequence since nets are, by definition, maps
from an arbitrary
directed set
into the space
A sequence is just a net whose domain is
with the natural ordering. Nets have their own notion of convergence, which is a direct generalization of sequence convergence.
Filters generalize sequence convergence in a different way by considering the values of a sequence. To see how this is done, consider a sequence
x\bull=\left(xi\right)
inX,
which is by definition just a function
whose value at
is denoted by
rather than by the usual parentheses notation
that is commonly used for arbitrary functions. Knowing only the
image (sometimes called "the range")
\operatorname{Im}x\bull:=\left\{xi:i\in\N\right\}=\left\{x1,x2,\ldots\right\}
of the sequence is not enough to characterize its convergence; multiple sets are needed. It turns out that the needed sets are the following,
[2] which are called the of the sequence
:
These sets completely determine this sequence's convergence (or non–convergence) because given any point, this sequence converges to it if and only if for every neighborhood
(of this point), there is some integer
such that
contains all of the points
This can be reworded as:
every neighborhood
must contain some set of the form
as a subset.
Or more briefly: every neighborhood must contain some tail
as a subset. It is this characterization that can be used with the above family of tails to determine convergence (or non–convergence) of the sequence
Specifically, with the family of
in hand, the
is no longer needed to determine convergence of this sequence (no matter what topology is placed on
). By generalizing this observation, the notion of "convergence" can be extended from sequences/functions to families of sets.
The above set of tails of a sequence is in general not a filter but it does "" a filter via taking its (which consists of all supersets of all tails). The same is true of other important families of sets such as any neighborhood basis at a given point, which in general is also not a filter but does generate a filter via its upward closure (in particular, it generates the neighborhood filter at that point). The properties that these families share led to the notion of a, also called a, which by definition is any family having the minimal properties necessary and sufficient for it to generate a filter via taking its upward closure.
Nets versus filters − advantages and disadvantages
Filters and nets each have their own advantages and drawbacks and there's no reason to use one notion exclusively over the other.[3] Depending on what is being proved, a proof may be made significantly easier by using one of these notions instead of the other. Both filters and nets can be used to completely characterize any given topology. Nets are direct generalizations of sequences and can often be used similarly to sequences, so the learning curve for nets is typically much less steep than that for filters. However, filters, and especially ultrafilters, have many more uses outside of topology, such as in set theory, mathematical logic, model theory (ultraproducts, for example), abstract algebra, combinatorics,[4] dynamics, order theory, generalized convergence spaces, Cauchy spaces, and in the definition and use of hyperreal numbers.
Like sequences, nets are and so they have the . For example, like sequences, nets can be "plugged into" other functions, where "plugging in" is just function composition. Theorems related to functions and function composition may then be applied to nets. One example is the universal property of inverse limits, which is defined in terms of composition of functions rather than sets and it is more readily applied to functions like nets than to sets like filters (a prominent example of an inverse limit is the Cartesian product). Filters may be awkward to use in certain situations, such as when switching between a filter on a space
and a filter on a dense subspace
In contrast to nets, filters (and prefilters) are families of and so they have the . For example, if
is surjective then the
f-1(l{B}):=\left\{f-1(B)~:~B\inl{B}\right\}
under
of an arbitrary filter or prefilter
is both easily defined and guaranteed to be a prefilter on
's domain, whereas it is less clear how to
pullback (unambiguously/without
choice) an arbitrary sequence (or net)
so as to obtain a sequence or net in the domain (unless
is also injective and consequently a bijection, which is a stringent requirement). Similarly, the intersection of any collection of filters is once again a filter whereas it is not clear what this could mean for sequences or nets. Because filters are composed of subsets of the very topological space
that is under consideration, topological set operations (such as
closure or
interior) may be applied to the sets that constitute the filter. Taking the closure of all the sets in a filter is sometimes useful in
functional analysis for instance. Theorems and results about images or preimages of sets under a function may also be applied to the sets that constitute a filter; an example of such a result might be one of continuity's characterizations in terms of preimages of open/closed sets or in terms of the interior/closure operators. Special types of filters called have many useful properties that can significantly help in proving results. One downside of nets is their dependence on the directed sets that constitute their domains, which in general may be entirely unrelated to the space
In fact, the class of nets in a given set
is too large to even be a set (it is a
proper class); this is because nets in
can have domains of
cardinality. In contrast, the collection of all filters (and of all prefilters) on
is a set whose cardinality is no larger than that of
Similar to a topology on
a filter on
is "intrinsic to
" in the sense that both structures consist of subsets of
and neither definition requires any set that cannot be constructed from
(such as
or other directed sets, which sequences and nets require).
Preliminaries, notation, and basic notions
See main article: Filter (set theory).
In this article, upper case Roman letters like
denote sets (but not families unless indicated otherwise) and
will denote the
power set of
A subset of a power set is called (or simply,) where it is if it is a subset of
Families of sets will be denoted by upper case calligraphy letters such as
Whenever these assumptions are needed, then it should be assumed that
is non–empty and that
etc. are families of sets over
The terms "prefilter" and "filter base" are synonyms and will be used interchangeably.
Warning about competing definitions and notation
There are unfortunately several terms in the theory of filters that are defined differently by different authors. These include some of the most important terms such as "filter." While different definitions of the same term usually have significant overlap, due to the very technical nature of filters (and point–set topology), these differences in definitions nevertheless often have important consequences. When reading mathematical literature, it is recommended that readers check how the terminology related to filters is defined by the author. For this reason, this article will clearly state all definitions as they are used. Unfortunately, not all notation related to filters is well established and some notation varies greatly across the literature (for example, the notation for the set of all prefilters on a set) so in such cases this article uses whatever notation is most self describing or easily remembered.
The theory of filters and prefilters is well developed and has a plethora of definitions and notations, many of which are now unceremoniously listed to prevent this article from becoming prolix and to allow for the easy look up of notation and definitions. Their important properties are described later.
Sets operations
The or in
of a
family of sets
is
and similarly the of
is
l{B}\downarrow:=\{S\subseteqB~:~B\inl{B}\}={stylecup\limitsB
}} \wp(B).
Notation and Definition | Name |
---|
} B | of
|
S\setminusl{B}:=\{S\setminusB~:~B\inl{B}\}=\{S\}(\setminus)l{B}
| where
is a set. |
l{B}\vertS:=\{B\capS~:~B\inl{B}\}=l{B}(\cap)\{S\}
| or where
is a set; sometimes denoted by
|
l{B}(\cap)l{C}=\{B\capC~:~B\inl{B}andC\inl{C}\}
| (
will denote the usual intersection) |
l{B}(\cup)l{C}=\{B\cupC~:~B\inl{B}andC\inl{C}\}
| (
will denote the usual union) |
l{B}(\setminus)l{C}=\{B\setminusC~:~B\inl{B}andC\inl{C}\}
| (
will denote the usual set subtraction) |
\wp(X)=\{S~:~S\subseteqX\}
| of a set
| |
Throughout,
is a map.
Notation and Definition | Name |
---|
f-1(l{B})=\left\{f-1(B)~:~B\inl{B}\right\}
| of
or the of
under
|
f(l{B})=\{f(B)~:~B\inl{B}\}
| of
under
|
\operatorname{image}f=f(\operatorname{domain}f)
| (or range) of
| |
Topology notation
Denote the set of all topologies on a set
Xby\operatorname{Top}(X).
Suppose
\tau\in\operatorname{Top}(X),
is any subset, and
is any point.
Notation and Definition | Name |
---|
\tau(S)=\{O\in\tau~:~S\subseteqO\}
| or [5] of
|
\tau(x)=\{O\in\tau~:~x\inO\}
| or of
|
l{N}\tau(S)=l{N}(S):=\tau(S)\uparrow
| or of
|
l{N}\tau(x)=l{N}(x):=\tau(x)\uparrow
| or of
| |
If
\varnothing ≠ S\subseteqX
then
\tau(S)={stylecap\limitss
} \tau(s) \text \mathcal_(S) = \mathcal_(s).
Nets and their tails
A is a set
together with a
preorder, which will be denoted by
(unless explicitly indicated otherwise), that makes
into an ; this means that for all
there exists some
such that
For any indices
the notation
is defined to mean
while
is defined to mean that
holds but it is true that
(if
is
antisymmetric then this is equivalent to
).
A is a map from a non–empty directed set into
The notation
will be used to denote a net with domain
Notation and Definition | Name |
---|
| or where
is a directed set. |
x\geq=\left\{xj~:~j\geqiandj\inI\right\}
| or |
\operatorname{Tails}\left(x\bull\right)=\left\{x\geq~:~i\inI\right\}
| or / of
Also called the generated by (the tails of)
If
is a sequence then \operatorname{Tails}\left(x\bull\right)
is also called the . |
\operatorname{TailsFilter}\left(x\bull\right)=
| \uparrowX | \operatorname{Tails}\left(x | | | \bull\right) |
| of/generated by (tails of)
|
f\left(I\geq\right)=\{f(j)~:~j\geqiandj\inI\}
| or where
is a directed set. | |
Warning about using strict comparison
If
is a net and
then it is possible for the set
x>=\left\{xj~:~j>iandj\inI\right\},
which is called, to be empty (for example, this happens if
is an
upper bound of the
directed set
). In this case, the family
\left\{x>~:~i\inI\right\}
would contain the empty set, which would prevent it from being a prefilter (defined later). This is the (important) reason for defining
\operatorname{Tails}\left(x\bull\right)
as
\left\{x\geq~:~i\inI\right\}
rather than
\left\{x>~:~i\inI\right\}
or even
\left\{x>~:~i\inI\right\}\cup\left\{x\geq~:~i\inI\right\}
and it is for this reason that in general, when dealing with the prefilter of tails of a net, the strict inequality
may not be used interchangeably with the inequality
Filters and prefilters
See main article: Filter (set theory).
The following is a list of properties that a family
of sets may possess and they form the defining properties of filters, prefilters, and filter subbases. Whenever it is necessary, it should be assumed that
Many of the properties of
defined above and below, such as "proper" and "directed downward," do not depend on
so mentioning the set
is optional when using such terms. Definitions involving being "upward closed in
" such as that of "filter on
" do depend on
so the set
should be mentioned if it is not clear from context.
There are no prefilters on
(nor are there any nets valued in
), which is why this article, like most authors, will automatically assume without comment that
whenever this assumption is needed.
Basic examples
Named examples
- The singleton set
is called the or It is the unique filter on
because it is a subset of every filter on
; however, it need not be a subset of every prefilter on
- The dual ideal
is also called (despite not actually being a filter). It is the only dual ideal on
that is not a filter on
- If
is a topological space and
then the neighborhood filter
at
is a filter on
By definition, a family
is called a (resp. a) at
if and only if
is a prefilter (resp.
is a filter subbase) and the filter on
that
generates is equal to the neighborhood filter
The subfamily
of open neighborhoods is a filter base for
Both prefilters
also form a bases for topologies on
with the topology generated
being coarser than
This example immediately generalizes from neighborhoods of points to neighborhoods of non–empty subsets
-
is an if
l{B}=\operatorname{Tails}\left(x\bull\right)
for some sequence of points
-
is an or a on
if
is a filter on
generated by some elementary prefilter. The filter of tails generated by a sequence that is not eventually constant is necessarily an ultrafilter. Every principal filter on a countable set is sequential as is every cofinite filter on a countably infinite set. The intersection of finitely many sequential filters is again sequential.
- The set
of all cofinite subsets of
(meaning those sets whose complement in
is finite) is proper if and only if
is infinite (or equivalently,
is infinite), in which case
is a filter on
known as the or the on
If
is finite then
is equal to the dual ideal
which is not a filter. If
is infinite then the family
\{X\setminus\{x\}~:~x\inX\}
of complements of singleton sets is a filter subbase that generates the Fréchet filter on
As with any family of sets over
that contains \{X\setminus\{x\}~:~x\inX\},
the kernel of the Fréchet filter on
is the empty set:
- The intersection of all elements in any non–empty family
F\subseteq\operatorname{Filters}(X)
is itself a filter on
called the or of Fin\operatorname{Filters}(X),
which is why it may be denoted by {stylewedge\limitsl{F\inF
}} \mathcal. Said differently, \kerF={stylecap\limitsl{F\inF
}} \mathcal \in \operatorname(X). Because every filter on
has
as a subset, this intersection is never empty. By definition, the infimum is the finest/largest (relative to
) filter contained as a subset of each member of
are filters then their infimum in \operatorname{Filters}(X)
is the filter
If
are prefilters then
is a prefilter that is coarser than both
(that is, l{B}(\cup)l{F}\leql{B}andl{B}(\cup)l{F}\leql{F}
); indeed, it is one of the finest such prefilters, meaning that if
is a prefilter such that l{S}\leql{B}andl{S}\leql{F}
then necessarily
More generally, if
are non−empty families and if S:=\{l{S}\subseteq\wp(X)~:~l{S}\leql{B}andl{S}\leql{F}\}
then
and
is a greatest element of
- Let
\varnothing ≠ F\subseteq\operatorname{DualIdeals}(X)
and let \cupF={stylecup\limitsl{F\inF
}} \mathcal. The or of Fin\operatorname{DualIdeals}(X),
denoted by
}} \mathcal, is the smallest (relative to
) dual ideal on
containing every element of
as a subset; that is, it is the smallest (relative to
) dual ideal on
containing
as a subset. This dual ideal is
}} \mathcal = \pi\left(\cup \mathbb\right)^, where \pi\left(\cupF\right):=\left\{F1\cap … \capFn~:~n\in\NandeveryFibelongstosomel{F}\inF\right\}
is the –system generated by
As with any non–empty family of sets,
is contained in filter on
if and only if it is a filter subbase, or equivalently, if and only if
}} \mathcal = \pi\left(\cup \mathbb\right)^ is a filter on
in which case this family is the smallest (relative to
) filter on
containing every element of
as a subset and necessarily F\subseteq\operatorname{Filters}(X).
- Let
\varnothing ≠ F\subseteq\operatorname{Filters}(X)
and let \cupF={stylecup\limitsl{F\inF
}} \mathcal. The or of Fin\operatorname{Filters}(X),
denoted by
}} \mathcal if it exists, is by definition the smallest (relative to
) filter on
containing every element of
as a subset. If it exists then necessarily
}} \mathcal = \pi\left(\cup \mathbb\right)^ (as defined above) and
}} \mathcal will also be equal to the intersection of all filters on
containing
This supremum of Fin\operatorname{Filters}(X)
exists if and only if the dual ideal \pi\left(\cupF\right)\uparrow
is a filter on
The least upper bound of a family of filters
may fail to be a filter. Indeed, if
contains at least 2 distinct elements then there exist filters
for which there does exist a filter
that contains both
If
is not a filter subbase then the supremum of Fin\operatorname{Filters}(X)
does not exist and the same is true of its supremum in \operatorname{Prefilters}(X)
but their supremum in the set of all dual ideals on
will exist (it being the degenerate filter
).
are prefilters (resp. filters on
) then
is a prefilter (resp. a filter) if and only if it is non–degenerate (or said differently, if and only if
mesh), in which case it is coarsest prefilters (resp. coarsest filter) on
that is finer (with respect to
) than both
this means that if
is any prefilter (resp. any filter) such that l{B}\leql{S}andl{F}\leql{S}
then necessarily
in which case it is denoted by
Other examples
- Let
and let
l{B}=\{\{p\},\{p,1,2\},\{p,1,3\}\},
which makes
a prefilter and a filter subbase that is not closed under finite intersections. Because
is a prefilter, the smallest prefilter containing
is
The –system generated by
is
In particular, the smallest prefilter containing the filter subbase
is equal to the set of all finite intersections of sets in
The filter on
generated by
is l{B}\uparrow=\{S\subseteqX:p\inS\}=\{\{p\}\cupT~:~T\subseteq\{1,2,3\}\}.
All three of
the –system
generates, and
are examples of fixed, principal, ultra prefilters that are principal at the point
is also an ultrafilter on
- Let
be a topological space,
and define
\overline{l{B}}:=\left\{\operatorname{cl}XB~:~B\inl{B}\right\},
where
is necessarily finer than
If
is non–empty (resp. non–degenerate, a filter subbase, a prefilter, closed under finite unions) then the same is true of
If
is a filter on
then
is a prefilter but not necessarily a filter on
although \left(\overline{l{B}}\right)\uparrow
is a filter on
equivalent to
- The set
of all dense open subsets of a (non–empty) topological space
is a proper –system and so also a prefilter. If the space is a Baire space, then the set of all countable intersections of dense open subsets is a –system and a prefilter that is finer than
If
(with
) then the set
l{B}\operatorname{LebFinite
} of all
such that
has finite Lebesgue measure is a proper –system and a free prefilter that is also a proper subset of
The prefilters l{B}\operatorname{LebFinite
} and
are equivalent and so generate the same filter on
The prefilter l{B}\operatorname{LebFinite
} is properly contained in, and not equivalent to, the prefilter consisting of all dense open subsets of
Since
is a Baire space, every countable intersection of sets in l{B}\operatorname{LebFinite
} is dense in
(and also comeagre and non–meager) so the set of all countable intersections of elements of l{B}\operatorname{LebFinite
} is a prefilter and –system; it is also finer than, and not equivalent to, l{B}\operatorname{LebFinite
}.
Ultrafilters
See main article: Ultrafilter (set theory) and Ultrafilter.
There are many other characterizations of "ultrafilter" and "ultra prefilter," which are listed in the article on ultrafilters. Important properties of ultrafilters are also described in that article.
The ultrafilter lemma
The following important theorem is due to Alfred Tarski (1930).
A consequence of the ultrafilter lemma is that every filter is equal to the intersection of all ultrafilters containing it. Assuming the axioms of Zermelo–Fraenkel (ZF), the ultrafilter lemma follows from the Axiom of choice (in particular from Zorn's lemma) but is strictly weaker than it. The ultrafilter lemma implies the Axiom of choice for finite sets. If dealing with Hausdorff spaces, then most basic results (as encountered in introductory courses) in Topology (such as Tychonoff's theorem for compact Hausdorff spaces and the Alexander subbase theorem) and in functional analysis (such as the Hahn–Banach theorem) can be proven using only the ultrafilter lemma; the full strength of the axiom of choice might not be needed.
Kernels
The kernel is useful in classifying properties of prefilters and other families of sets.
If
then
\ker\left(l{B}\uparrow\right)=\kerl{B}
and this set is also equal to the kernel of the –system that is generated by
In particular, if
is a filter subbase then the kernels of all of the following sets are equal:
(1)
(2) the –system generated by
and (3) the filter generated by
If
is a map then
f(\kerl{B})\subseteq\kerf(l{B})andf-1(\kerl{B})=\kerf-1(l{B}).
Equivalent families have equal kernels. Two principal families are equivalent if and only if their kernels are equal.
Classifying families by their kernels
If
is a principal filter on
then
\varnothing ≠ \kerl{B}\inl{B}
and
l{B}=\{\kerl{B}\}\uparrow
and
is also the smallest prefilter that generates
Family of examples: For any non–empty
the family
l{B}C=\{\R\setminus(r+C)~:~r\in\R\}
is free but it is a filter subbase if and only if no finite union of the form
\left(r1+C\right)\cup … \cup\left(rn+C\right)
covers
in which case the filter that it generates will also be free. In particular,
is a filter subbase if
is countable (for example,
the primes), a
meager set in
a set of finite measure, or a bounded subset of
If
is a singleton set then
is a subbase for the Fréchet filter on
Characterizing fixed ultra prefilters
If a family of sets
is fixed (that is,
) then
is ultra if and only if some element of
is a singleton set, in which case
will necessarily be a prefilter. Every principal prefilter is fixed, so a principal prefilter
is ultra if and only if
is a singleton set.
Every filter on
that is principal at a single point is an ultrafilter, and if in addition
is finite, then there are no ultrafilters on
other than these.
The next theorem shows that every ultrafilter falls into one of two categories: either it is free or else it is a principal filter generated by a single point.
Finer/coarser, subordination, and meshing
The preorder
that is defined below is of fundamental importance for the use of prefilters (and filters) in topology. For instance, this preorder is used to define the prefilter equivalent of "subsequence", where "
" can be interpreted as "
is a subsequence of
" (so "subordinate to" is the prefilter equivalent of "subsequence of"). It is also used to define prefilter convergence in a topological space. The definition of
meshes with
which is closely related to the preorder
is used in topology to define cluster points.
Two families of sets
and are, indicated by writing
if
B\capC ≠ \varnothingforallB\inl{B}andC\inl{C}.
If
do not mesh then they are . If
S\subseteqXandl{B}\subseteq\wp(X)
then
are said to if
mesh, or equivalently, if the of
which is the family
does not contain the empty set, where the trace is also called the of
Example: If
is a
subsequence of
then
\operatorname{Tails}\left(x | |
| i\bull |
\right)
is subordinate to
\operatorname{Tails}\left(x\bull\right);
in symbols:
\operatorname{Tails}\left(x | |
| i\bull |
\right)\vdash\operatorname{Tails}\left(x\bull\right)
and also
\operatorname{Tails}\left(x\bull\right)\leq
\operatorname{Tails}\left(x | |
| i\bull |
\right).
Stated in plain English, the prefilter of tails of a subsequence is always subordinate to that of the original sequence. To see this, let
C:=x\geq\in\operatorname{Tails}\left(x\bull\right)
be arbitrary (or equivalently, let
be arbitrary) and it remains to show that this set contains some
F:=
\in
\operatorname{Tails}\left(x | |
| i\bull |
\right).
For the set
x\geq=\left\{xi,xi+1,\ldots\right\}
to contain
it is sufficient to have
Since
are strictly increasing integers, there exists
such that
and so
holds, as desired. Consequently,
\operatorname{TailsFilter}\left(x\bull\right)\subseteq
\operatorname{TailsFilter}\left(x | |
| i\bull |
\right).
The left hand side will be a subset of the right hand side if (for instance) every point of
is unique (that is, when
is injective) and
is the even-indexed subsequence
\left(x2,x4,x6,\ldots\right)
because under these conditions, every tail
=\left\{x2n,x2n,x2n,\ldots\right\}
(for every
) of the subsequence will belong to the right hand side filter but not to the left hand side filter.
For another example, if
is any family then
\varnothing\leql{B}\leql{B}\leq\{\varnothing\}
always holds and furthermore,
\{\varnothing\}\leql{B}ifandonlyif\varnothing\inl{B}.
A non-empty family that is coarser than a filter subbase must itself be a filter subbase. Every filter subbase is coarser than both the –system that it generates and the filter that it generates.
If
are families such that
the family
is ultra, and
then
is necessarily ultra. It follows that any family that is equivalent to an ultra family will necessarily ultra. In particular, if
is a prefilter then either both
and the filter
it generates are ultra or neither one is ultra.
The relation
is
reflexive and
transitive, which makes it into a
preorder on
The relation
\leqon\operatorname{Filters}(X)
is
antisymmetric but if
has more than one point then it is
symmetric.
Equivalent families of sets
The preorder
induces its canonical
equivalence relation on
where for all
is to
if any of the following equivalent conditions hold:
-
l{C}\leql{B}andl{B}\leql{C}.
- The upward closures of
are equal.
Two upward closed (in
) subsets of
are equivalent if and only if they are equal. If
then necessarily
\varnothing\leql{B}\leq\wp(X)
and
is equivalent to
Every
equivalence class other than
contains a unique representative (that is, element of the equivalence class) that is upward closed in
Properties preserved between equivalent families
Let
be arbitrary and let
be any family of sets. If
are equivalent (which implies that
) then for each of the statements/properties listed below, either it is true of
or else it is false of
:
- Not empty
- Proper (that is,
is not an element)
- Moreover, any two degenerate families are necessarily equivalent.
- Filter subbase
- Prefilter
generate the same filter on
(that is, their upward closures in
are equal).
- Free
- Principal
- Ultra
- Is equal to the trivial filter
- In words, this means that the only subset of
that is equivalent to the trivial filter the trivial filter. In general, this conclusion of equality does not extend to non−trivial filters (one exception is when both families are filters). - Meshes with
- Is finer than
- Is coarser than
- Is equivalent to
Missing from the above list is the word "filter" because this property is preserved by equivalence. However, if
are filters on
then they are equivalent if and only if they are equal; this characterization does extend to prefilters.
Equivalence of prefilters and filter subbases
If
is a prefilter on
then the following families are always equivalent to each other:
-
;
- the –system generated by
;
- the filter on
generated by
;
and moreover, these three families all generate the same filter on
(that is, the upward closures in
of these families are equal).
In particular, every prefilter is equivalent to the filter that it generates. By transitivity, two prefilters are equivalent if and only if they generate the same filter. Every prefilter is equivalent to exactly one filter on
which is the filter that it generates (that is, the prefilter's upward closure). Said differently, every equivalence class of prefilters contains exactly one representative that is a filter. In this way, filters can be considered as just being distinguished elements of these equivalence classes of prefilters.
A filter subbase that is also a prefilter can be equivalent to the prefilter (or filter) that it generates. In contrast, every prefilter is equivalent to the filter that it generates. This is why prefilters can, by and large, be used interchangeably with the filters that they generate while filter subbases cannot.
Set theoretic properties and constructions relevant to topology
See also: Filter (set theory).
Trace and meshing
If
is a prefilter (resp. filter) on
then the trace of
which is the family
l{B}\vertS:=l{B}(\cap)\{S\},
is a prefilter (resp. a filter) if and only if
mesh (that is,
\varnothing\not\inl{B}(\cap)\{S\}
), in which case the trace of
is said to be . The trace is always finer than the original family; that is,
If
is ultra and if
mesh then the trace
is ultra. If
is an ultrafilter on
then the trace of
is a filter on
if and only if
For example, suppose that
is a filter on
is such that
S ≠ XandX\setminusS\not\inl{B}.
Then
mesh and
generates a filter on
that is strictly finer than
When prefilters mesh
Given non–empty families
the family
satisfies
and
If
is proper (resp. a prefilter, a filter subbase) then this is also true of both
In order to make any meaningful deductions about
from
l{B}andl{C},l{B}(\cap)l{C}
needs to be proper (that is,
\varnothing\not\inl{B}(\cap)l{C},
which is the motivation for the definition of "mesh". In this case,
is a prefilter (resp. filter subbase) if and only if this is true of both
Said differently, if
are prefilters then they mesh if and only if
is a prefilter. Generalizing gives a well known characterization of "mesh" entirely in terms of subordination (that is,
):
Two prefilters (resp. filter subbases)
mesh if and only if there exists a prefilter (resp. filter subbase)
such that
and
If the least upper bound of two filters
exists in
\operatorname{Filters}(X)
then this least upper bound is equal to
Images and preimages under functions
See also: List of set identities and relations and Algebra of sets.
Throughout,
will be maps between non–empty sets.
Images of prefilters
Let
Many of the properties that
may have are preserved under images of maps; notable exceptions include being upward closed, being closed under finite intersections, and being a filter, which are not necessarily preserved.
Explicitly, if one of the following properties is true of
then it will necessarily also be true of
(although possibly not on the codomain
unless
is surjective): ultra, ultrafilter, filter, prefilter, filter subbase, dual ideal, upward closed, proper/non–degenerate, ideal, closed under finite unions, downward closed, directed upward. Moreover, if
is a prefilter then so are both
The image under a map
of an ultra set
is again ultra and if
is an ultra prefilter then so is
If
is a filter then
is a filter on the range
but it is a filter on the codomain
if and only if
is surjective. Otherwise it is just a prefilter on
and its upward closure must be taken in
to obtain a filter. The upward closure of
is
where if
is upward closed in
(that is, a filter) then this simplifies to:
If
then taking
to be the inclusion map
shows that any prefilter (resp. ultra prefilter, filter subbase) on
is also a prefilter (resp. ultra prefilter, filter subbase) on
Preimages of prefilters
Let
Under the assumption that
is
surjective:
is a prefilter (resp. filter subbase, –system, closed under finite unions, proper) if and only if this is true of
However, if
is an ultrafilter on
then even if
is surjective (which would make
a prefilter), it is nevertheless still possible for the prefilter
to be neither ultra nor a filter on
If
is not surjective then denote the trace of
by
where in this case particular case the trace satisfies:
and consequently also:
This last equality and the fact that the trace
is a family of sets over
means that to draw conclusions about
the trace
can be used in place of
and the
can be used in place of
For example:
is a prefilter (resp. filter subbase, –system, proper) if and only if this is true of
In this way, the case where
is not (necessarily) surjective can be reduced down to the case of a surjective function (which is a case that was described at the start of this subsection).
Even if
is an ultrafilter on
if
is not surjective then it is nevertheless possible that
\varnothing\inl{B}\vertf(X),
which would make
degenerate as well. The next characterization shows that degeneracy is the only obstacle. If
is a prefilter then the following are equivalent:
-
is a prefilter;
-
is a prefilter;
\varnothing\not\inl{B}\vertf(X)
;-
meshes with
and moreover, if
is a prefilter then so is
If
and if
denotes the inclusion map then the trace of
is equal to
\operatorname{In}-1(l{B}).
This observation allows the results in this subsection to be applied to investigating the trace on a set.
Subordination is preserved by images and preimages
The relation
is preserved under both images and preimages of families of sets. This means that for families
Moreover, the following relations always hold for family of sets
:
where equality will hold if
is surjective. Furthermore,
If
l{B}\subseteq\wp(X)andl{C}\subseteq\wp(Y)
then
and
where equality will hold if
is injective.
Products of prefilters
Suppose
is a family of one or more non–empty sets, whose product will be denoted by
} X_\bull := X_i, and for every index
let
denote the canonical projection. Let
l{B}\bull:=\left(l{B}i\right)i
be non−empty families, also indexed by
such that
l{B}i\subseteq\wp\left(Xi\right)
for each
The of the families
is defined identically to how the basic open subsets of the
product topology are defined (had all of these
been topologies). That is, both the notations
denote the family of all
cylinder subsets
} S_i \subseteq X_\bull such that
for all but finitely many
and where
for any one of these finitely many exceptions (that is, for any
such that
necessarily
). When every
is a filter subbase then the family
} \Pr_^ \left(\mathcal_i\right) is a filter subbase for the filter on
generated by
If
is a filter subbase then the filter on
that it generates is called the . If every
is a prefilter on
then
will be a prefilter on
and moreover, this prefilter is equal to the coarsest prefilter
such that
for every
However,
may fail to be a filter on
even if every
is a filter on
Convergence, limits, and cluster points
Throughout,
is a
topological space.
Prefilters vs. filters
With respect to maps and subsets, the property of being a prefilter is in general more well behaved and better preserved than the property of being a filter. For instance, the image of a prefilter under some map is again a prefilter; but the image of a filter under a non–surjective map is a filter on the codomain, although it will be a prefilter. The situation is the same with preimages under non–injective maps (even if the map is surjective). If
is a proper subset then any filter on
will not be a filter on
although it will be a prefilter.
One advantage that filters have is that they are distinguished representatives of their equivalence class (relative to
), meaning that any equivalence class of prefilters contains a unique filter. This property may be useful when dealing with equivalence classes of prefilters (for instance, they are useful in the construction of completions of
uniform spaces via Cauchy filters). The many properties that characterize ultrafilters are also often useful. They are used to, for example, construct the
Stone–Čech compactification. The use of ultrafilters generally requires that the ultrafilter lemma be assumed. But in the many fields where the
axiom of choice (or the
Hahn–Banach theorem) is assumed, the ultrafilter lemma necessarily holds and does not require an addition assumption.
A note on intuition
Suppose that
is a non–principal filter on an infinite set
has one "upward" property (that of being closed upward) and one "downward" property (that of being directed downward). Starting with any
there always exists some
that is a subset of
; this may be continued ad infinitum to get a sequence
F0\supsetneqF1\supsetneq …
of sets in
with each
being a subset of
The same is true going "upward", for if
then there is no set in
that contains
as a proper subset. Thus when it comes to limiting behavior (which is a topic central to the field of topology), going "upward" leads to a dead end, while going "downward" is typically fruitful. So to gain understanding and intuition about how filters (and prefilter) relate to concepts in topology, the "downward" property is usually the one to concentrate on. This is also why so many topological properties can be described by using only prefilters, rather than requiring filters (which only differ from prefilters in that they are also upward closed). The "upward" property of filters is less important for topological intuition but it is sometimes useful to have for technical reasons. For example, with respect to
every filter subbase is contained in a unique smallest filter but there may not exist a unique smallest prefilter containing it.
Limits and convergence
A family
is said to
to a point
of
if
Explicitly,
means that every neighborhood
contains some
as a subset (that is,
); thus the following then holds:
l{N}\niN\supseteqB\inl{B}.
In words, a family converges to a point or subset
if and only if it is than the neighborhood filter at
A family
converging to a point
may be indicated by writing
l{B}\toxor\liml{B}\toxinX
and saying that
is a
of
if this limit
is a point (and not a subset), then
is also called a
.As usual,
is defined to mean that
and
is the limit point of
that is, if also
(If the notation "
" did not also require that the limit point
be unique then the
equals sign would no longer be guaranteed to be
transitive). The set of all limit points of
is denoted by
In the above definitions, it suffices to check that
is finer than some (or equivalently, finer than every) neighborhood base in
of the point (for example, such as
\tau(x)=\{U\in\tau:x\inU\}
or
\tau(S)={stylecap\limitss
} \tau(s) when
).
Examples
If
is
Euclidean space and
denotes the Euclidean norm (which is the distance from the origin, defined as usual), then all of the following families converge to the origin:
- the prefilter
of all open balls centered at the origin, where
- the prefilter
of all closed balls centered at the origin, where
B\leq(z)=\{x:\|x-z\|\leqr\}.
This prefilter is equivalent to the one above.
- the prefilter
\{R\capB\leq(0):0<r\leq1\}
where
R=S1\cupS1/2\cupS1/3\cup …
is a union of spheres
centered at the origin having progressively smaller radii. This family consists of the sets
S1/n\cupS1/(n+1)\cupS1/(n+2)\cup …
as
ranges over the positive integers.
- any of the families above but with the radius
ranging over
(or over any other positive decreasing sequence) instead of over all positive reals.
- Drawing or imagining any one of these sequences of sets when
has dimension
suggests that intuitively, these sets "should" converge to the origin (and indeed they do). This is the intuition that the above definition of a "convergent prefilter" make rigorous.Although
was assumed to be the Euclidean norm, the example above remains valid for any other
norm on
The one and only limit point in
of the free prefilter
is
since every open ball around the origin contains some open interval of this form. The fixed prefilter
does not converges in
to any and so
although
does converge to the
since
However, not every fixed prefilter converges to its kernel. For instance, the fixed prefilter
\{[0,1+r)\cup(1+1/r,infty):r>0\}
also has kernel
but does not converges (in
) to it.
The free prefilter
(\R,infty):=\{(r,infty):r\in\R\}
of intervals does not converge (in
) to any point. The same is also true of the prefilter
[\R,infty):=\{[r,infty):r\in\R\}
because it is equivalent to
and equivalent families have the same limits. In fact, if
is any prefilter in any topological space
then for every
More generally, because the only neighborhood of
is itself (that is,
), every non-empty family (including every filter subbase) converges to
For any point
its neighborhood filter
always converges to
More generally, any neighborhood basis at
converges to
A point
is always a limit point of the principle ultra prefilter
and of the ultrafilter that it generates. The empty family
does not converge to any point.
Basic properties
If
converges to a point then the same is true of any family finer than
This has many important consequences. One consequence is that the limit points of a family
are the same as the limit points of its upward closure:
In particular, the limit points of a prefilter are the same as the limit points of the filter that it generates. Another consequence is that if a family converges to a point then the same is true of the family's trace/restriction to any given subset of
If
is a prefilter and
then
converges to a point of
if and only if this is true of the trace
If a filter subbase converges to a point then do the filter and the -system that it generates, although the converse is not guaranteed. For example, the filter subbase
does not converge to
in
although the (principle ultra) filter that it generates does.
Given
the following are equivalent for a prefilter
-
converges to
-
converges to
- There exists a family equivalent to
that converges to
Because subordination is transitive, if
l{B}\leql{C}then\lim{}Xl{B}\subseteq\lim{}Xl{C}
and moreover, for every
both
and the maximal/ultrafilter
converge to
Thus every topological space
induces a canonical
convergence \xi\subseteqX x \operatorname{Filters}(X)
defined by
(x,l{B})\in\xiifandonlyifx\in\lim{}(X,l{B}.
At the other extreme, the neighborhood filter
is the smallest (that is, coarsest) filter on
that converges to
that is, any filter converging to
must contain
as a subset. Said differently, the family of filters that converge to
consists exactly of those filter on
that contain
as a subset. Consequently, the finer the topology on
then the prefilters exist that have any limit points in
Cluster points
A family
is said to
a point
of
if it meshes with the neighborhood filter of
that is, if
Explicitly, this means that
B\capN ≠ \varnothingforeveryB\inl{B}
and every neighborhood
of
In particular, a point
is a
or an
of a family
if
meshes with the neighborhood filter at
The set of all cluster points of
is denoted by
where the subscript may be dropped if not needed.
In the above definitions, it suffices to check that
meshes with some (or equivalently, meshes with every) neighborhood base in
of
When
is a prefilter then the definition of "
mesh" can be characterized entirely in terms of the subordination preorder
Two equivalent families of sets have the exact same limit points and also the same cluster points. No matter the topology, for every
both
and the principal ultrafilter
cluster at
If
clusters to a point then the same is true of any family coarser than
Consequently, the cluster points of a family
are the same as the cluster points of its upward closure:
In particular, the cluster points of a prefilter are the same as the cluster points of the filter that it generates.
Given
the following are equivalent for a prefilter
:
-
clusters at
- The family
generated by
clusters at
- There exists a family equivalent to
that clusters at
-
}} \operatorname_X F.
X\setminusN\not\inl{B}\uparrow
for every neighborhood
of
is a filter on
then x\in\operatorname{cl}Xl{B}ifandonlyifX\setminusN\not\inl{B}
for every neighborhood
- There exists a prefilter
subordinate to
(that is,
) that converges to
- This is the filter equivalent of "
is a cluster point of a sequence if and only if there exists a subsequence converging to
is a cluster point of a prefilter
then
is a prefilter subordinate to
that converges to
The set
of all cluster points of a prefilter
satisfies
Consequently, the set
of all cluster points of prefilter
is a closed subset of
This also justifies the notation
for the set of cluster points. In particular, if
is non-empty (so that
is a prefilter) then
\operatorname{cl}X\{K\}=\operatorname{cl}XK
since both sides are equal to
}} \operatorname_X B.
Properties and relationships
Just like sequences and nets, it is possible for a prefilter on a topological space of infinite cardinality to not have cluster points or limit points.
If
is a limit point of
then
is necessarily a limit point of any family
than
(that is, if
l{N}(x)\leql{B}andl{B}\leql{C}
then
). In contrast, if
is a cluster point of
then
is necessarily a cluster point of any family
than
(that is, if
mesh and
then
mesh).
Equivalent families and subordination
Any two equivalent families
can be used in the definitions of "limit of" and "cluster at" because their equivalency guarantees that
if and only if
and also that
if and only if
In essence, the preorder
is incapable of distinguishing between equivalent families. Given two prefilters, whether or not they mesh can be characterized entirely in terms of subordination. Thus the two most fundamental concepts related to (pre)filters to
Topology (that is, limit and cluster points) can both be defined in terms of the subordination relation. This is why the preorder
is of such great importance in applying (pre)filters to Topology.
Limit and cluster point relationships and sufficient conditions
Every limit point of a non-degenerate family
is also a cluster point; in symbols:
This is because if
is a limit point of
then
mesh, which makes
a cluster point of
But in general, a cluster point need not be a limit point. For instance, every point in any given non-empty subset
is a cluster point of the principle prefilter
(no matter what topology is on
) but if
is Hausdorff and
has more than one point then this prefilter has no limit points; the same is true of the filter
that this prefilter generates.
However, every cluster point of an prefilter is a limit point. Consequently, the limit points of an prefilter
are the same as its cluster points:
\operatorname{lim}Xl{B}=\operatorname{cl}Xl{B};
that is to say, a given point is a cluster point of an ultra prefilter
if and only if
converges to that point. Although a cluster point of a filter need not be a limit point, there will always exist a finer filter that does converge to it; in particular, if
clusters at
then
l{B}(\cap)l{N}(x)=\{B\capN:B\inl{B},N\inl{N}(x)\}
is a filter subbase whose generated filter converges to
If
\varnothing ≠ l{B}\subseteq\wp(X)andl{S}\geql{B}
is a filter subbase such that
then
x\in\operatorname{cl}Xl{B}.
In particular, any limit point of a filter subbase subordinate to
is necessarily also a cluster point of
If
is a cluster point of a prefilter
then
is a prefilter subordinate to
that converges to
If
and if
is a prefilter on
then every cluster point of
belongs to
and any point in
is a limit point of a filter on
Primitive sets
A subset
is called if it is the set of limit points of some ultrafilter (or equivalently, some ultra prefilter). That is, if there exists an ultrafilter
such that
is equal to
which recall denotes the set of limit points of
Since limit points are the same as cluster points for ultra prefilters, a subset is primitive if and only if it is equal to the set
of cluster points of some ultra prefilter
For example, every closed singleton subset is primitive. The image of a primitive subset of
under a continuous map
is contained in a primitive subset of
Assume that
are two primitive subset of
If
is an open subset of
that intersects
then
for any ultrafilter
such that
P=\operatorname{lim}Xl{B}.
In addition, if
are distinct then there exists some
and some ultrafilters
such that
P=\operatorname{lim}Xl{B}P,Q=\operatorname{lim}Xl{B}Q,S\inl{B}P,
and
Other results
If
is a
complete lattice then:
is the
infimum of the set of all cluster points of
is the
supremum of the set of all cluster points of
is a convergent prefilter
if and only if its limit inferior and limit superior agree; in this case, the value on which they agree is the limit of the prefilter.
Limits of functions defined as limits of prefilters
See also: Limit of a function and One-sided limit.
Suppose
is a map from a set into a topological space
and
If
is a limit point (respectively, a cluster point) of
then
is called a
or
(respectively, a
)
Explicitly,
is a limit of
with respect to
if and only if
which can be written as
f(l{B})\toyor\limf(l{B})\toyinY
(by definition of this notation) and stated as
If the limit
is unique then the arrow
may be replaced with an equals sign
The neighborhood filter
can be replaced with any family equivalent to it and the same is true of
The definition of a convergent net is a special case of the above definition of a limit of a function. Specifically, if
x\inXand\chi:(I,\leq)\toX
is a net then
where the left hand side states that
is a limit
while the right hand side states that
is a limit
with respect to
l{B}:=\operatorname{Tails}(I,\leq)
(as just defined above).
The table below shows how various types of limits encountered in analysis and topology can be defined in terms of the convergence of images (under
) of particular prefilters on the domain
This shows that prefilters provide a general framework into which many of the various definitions of limits fit. The limits in the left–most column are defined in their usual way with their obvious definitions.
Throughout, let
be a map between topological spaces,
If
is Hausdorff then all arrows in the table may be replaced with equal signs and may be replaced with
Type of limit | | Definition in terms of prefilters | Assumptions |
---|
style= |
| ⇔ | style='text-align:left;' | f(l{B})\toywherel{B}:=l{N}\left(x0\right)
| |
| ⇔ | style='text-align:left;' | f(l{B})\toywherel{B}:=\left\{N\setminus\left\{x0\right\}:N\inl{N}\left(x0\right)\right\}
| |
or
| ⇔ | style='text-align:left;' | f(l{B})\toywherel{B}:=l{N}\left(x0\right)\vertS:=\left\{N\capS:N\inl{N}\left(x0\right)\right\}
| S\subseteqXandx0\in\operatorname{cl}XS
|
| ⇔ | style='text-align:left;' | f(l{B})\toywherel{B}:=\left\{\left(x0-r,x0\right)\cup\left(x0,x0+r\right):0<r\in\R\right\}
|
|
| ⇔ | style='text-align:left;' | f(l{B})\toywherel{B}:=\left\{\left(x,x0\right):x<x0\right\}
|
|
| ⇔ | style='text-align:left;' | f(l{B})\toywherel{B}:=\left\{\left(x,x0\right]:x<x0\right\}
|
|
| ⇔ | style='text-align:left;' | f(l{B})\toywherel{B}:=\left\{\left(x0,x\right):x0<x\right\}
|
|
| ⇔ | style='text-align:left;' | f(l{B})\toywherel{B}:=\left\{\left[x0,x\right):x0\leqx\right\}
|
|
| ⇔ | style='text-align:left;' | f(l{B})\toywherel{B}:=\{\{n,n+1,\ldots\}~:~n\in\N\}\
|
|
is a sequence in
|-|
|⇔|style='text-align:left;'|
f(l{B})\toywherel{B}:=(\R,infty):=\{(x,infty):x\in\R\}
|
|-|
|⇔|style='text-align:left;'|
f(l{B})\toywherel{B}:=(-infty,\R):=\{(-infty,x):x\in\R\}
|
|-|
|⇔|style='text-align:left;'|
f(l{B})\toywherel{B}:=\{X\cap[(-infty,x)\cup(x,infty)]:x\in\R\}
|
for a double-ended sequence|-|
|⇔|style='text-align:left;'|
f(l{B})\toywherel{B}:=\{\{x\inX:\|x\|>r\}~:~0<r\in\R\}
|style="padding-left:2em; padding-right:2em;"|
a
seminormed space;
|}
By defining different prefilters, many other notions of limits can be defined; for example,
Divergence to infinity
Divergence of a real-valued function to infinity can be defined/characterized by using the prefilterswhere
along
if and only if
and similarly,
along
if and only if
The family
can be replaced by any family equivalent to it, such as
[\R,infty):=\{[r,infty):r\in\R\}
for instance (in real analysis, this would correspond to replacing the strict inequality in the definition with and the same is true of
and
So for example, if
l{B}:=l{N}\left(x0\right)
then
if and only if
holds. Similarly,
if and only if
(-infty,\R)\leqf\left(l{N}\left(x0\right)\right),
or equivalently, if and only if
(-infty,\R]\leqf\left(l{N}\left(x0\right)\right).
More generally, if
is valued in
(or some other
seminormed vector space) and if
B\geq:=\{y\inY:|y|\geqr\}=Y\setminusB<
then
if and only if
B\geq\leqf\left(l{N}\left(x0\right)\right)
holds, where
B\geq:=\left\{B\geq:r\in\R\right\}.
Filters and nets
This section will describe the relationships between prefilters and nets in great detail because of how important these details are applying filters to topology − particularly in switching from utilizing nets to utilizing filters and vice verse.
Nets to prefilters
In the definitions below, the first statement is the standard definition of a limit point of a net (respectively, a cluster point of a net) and it is gradually reworded until the corresponding filter concept is reached.
If
is a map and
is a net in
then
\operatorname{Tails}\left(f\left(x\bull\right)\right)=f\left(\operatorname{Tails}\left(x\bull\right)\right).
Prefilters to nets
A is a pair
consisting of a non–empty set
and an element
For any family
let
on pointed sets by declaring
There is a canonical map
} ~:~ \operatorname(\mathcal) \to X defined by
If
i0=\left(B0,b0\right)\in\operatorname{PointedSets}(l{B})
then the tail of the assignment
} starting at
is
\left\{c~:~(C,c)\in\operatorname{PointedSets}(l{B})and\left(B0,b0\right)\leq(C,c)\right\}=B0.
Although
(\operatorname{PointedSets}(l{B}),\leq)
is not, in general, a partially ordered set, it is a
directed set if (and only if)
is a prefilter. So the most immediate choice for the definition of "the net in
induced by a prefilter
" is the assignment
from
\operatorname{PointedSets}(l{B})
into
If
is a prefilter on
Xthen\operatorname{Net}l{B
} is a net in
and the prefilter associated with
} is
; that is:
[6] This would not necessarily be true had
} been defined on a proper subset of
\operatorname{PointedSets}(l{B}).
If
is a net in
then it is in general true that
\operatorname{Net}\operatorname{Tails\left(x\bull\right)}
is equal to
because, for example, the domain of
may be of a completely different cardinality than that of
\operatorname{Net}\operatorname{Tails\left(x\bull\right)}
(since unlike the domain of
\operatorname{Net}\operatorname{Tails\left(x\bull\right)},
the domain of an arbitrary net in
could have cardinality).
Partially ordered net
The domain of the canonical net
} is in general not partially ordered. However, in 1955 Bruns and Schmidt discovered
[7] a construction (detailed here: Filter (set theory)#Partially ordered net) that allows for the canonical net to have a domain that is both partially ordered and directed; this was independently rediscovered by
Albert Wilansky in 1970. Because the tails of this partially ordered net are identical to the tails of
} (since both are equal to the prefilter
), there is typically nothing lost by assuming that the domain of the net associated with a prefilter is both directed partially ordered. If can further be assumed that the partially ordered domain is also a
dense order.
Subordinate filters and subnets
The notion of "
is subordinate to
" (written
) is for filters and prefilters what "
is a
subsequence of
" is for sequences. For example, if
\operatorname{Tails}\left(x\bull\right)=\left\{x\geq:i\in\N\right\}
denotes the set of tails of
and if
\operatorname{Tails}\left(x | |
| n\bull |
\right)=
:i\in\N\right\}
denotes the set of tails of the subsequence
(where
:=
~:~j\geqiandj\in\N\right\}
) then
\operatorname{Tails}\left(x | |
| n\bull |
\right)~\vdash~\operatorname{Tails}\left(x\bull\right)
(which by definition means
\operatorname{Tails}\left(x\bull\right)\leq
\operatorname{Tails}\left(x | |
| n\bull |
\right)
) is true but
\operatorname{Tails}\left(x\bull\right)~\vdash~
\operatorname{Tails}\left(x | |
| n\bull |
\right)
is in general false. If
is a net in a topological space
and if
is the
neighborhood filter at a point
then
x\bull\toxifandonlyifl{N}(x)\leq\operatorname{Tails}\left(x\bull\right).
If
is an surjective open map,
and
is a prefilter on
that converges to
then there exist a prefilter
on
such that
and
is equivalent to
(that is,
).
Subordination analogs of results involving subsequences
See also: Sequential space and Fréchet–Urysohn space.
The following results are the prefilter analogs of statements involving subsequences. The condition "
" which is also written
is the analog of "
is a subsequence of
" So "finer than" and "subordinate to" is the prefilter analog of "subsequence of." Some people prefer saying "subordinate to" instead of "finer than" because it is more reminiscent of "subsequence of."
Non–equivalence of subnets and subordinate filters
See also: Net (mathematics) and Subnet (mathematics).
Subnets in the sense of Willard and subnets in the sense of Kelley are the most commonly used definitions of "subnet." The first definition of a subnet ("Kelley–subnet") was introduced by John L. Kelley in 1955. Stephen Willard introduced in 1970 his own variant ("Willard-subnet") of Kelley's definition of subnet. AA–subnets were introduced independently by Smiley (1957), Aarnes and Andenaes (1972), and Murdeshwar (1983); AA–subnets were studied in great detail by Aarnes and Andenaes but they are not often used.
A subset
of a
preordered space
is or in
if for every
there exists some
such that
If
contains a tail of
then
is said to be in
}}; explicitly, this means that there exists some
such that
(that is,
for all
satisfying
). A subset is eventual if and only if its complement is not frequent (which is termed). A map
between two preordered sets is if whenever
satisfy
then
Kelley did not require the map
to be order preserving while the definition of an AA–subnet does away entirely with any map between the two nets' domains and instead focuses entirely on
− the nets' common codomain. Every Willard–subnet is a Kelley–subnet and both are AA–subnets. In particular, if
is a Willard–subnet or a Kelley–subnet of
then
\operatorname{Tails}\left(x\bull\right)\leq\operatorname{Tails}\left(y\bull\right).
Example: If
and
is a constant sequence and if
and
then
is an AA-subnet of
but it is neither a Willard-subnet nor a Kelley-subnet of
AA–subnets have a defining characterization that immediately shows that they are fully interchangeable with sub(ordinate)filters.[8] Explicitly, what is meant is that the following statement is true for AA–subnets:
If
are prefilters then
if and only if
} is an AA–subnet of
}.
If "AA–subnet" is replaced by "Willard–subnet" or "Kelley–subnet" then the above statement becomes . In particular, as this counter-example demonstrates, the problem is that the following statement is in general false:
statement: If
are prefilters such that
l{B}\leql{F}then\operatorname{Net}l{F
} is a Kelley–subnet of
}.
Since every Willard–subnet is a Kelley–subnet, this statement thus remains false if the word "Kelley–subnet" is replaced with "Willard–subnet".
If "subnet" is defined to mean Willard–subnet or Kelley–subnet then nets and filters are not completely interchangeable because there exists a filter–sub(ordinate)filter relationships that cannot be expressed in terms of a net–subnet relationship between the two induced nets. In particular, the problem is that Kelley–subnets and Willard–subnets are fully interchangeable with subordinate filters. If the notion of "subnet" is not used or if "subnet" is defined to mean AA–subnet, then this ceases to be a problem and so it becomes correct to say that nets and filters are interchangeable. Despite the fact that AA–subnets do not have the problem that Willard and Kelley subnets have, they are not widely used or known about.[8]
Topologies and prefilters
Throughout,
is a
topological space.
Examples of relationships between filters and topologies
Bases and prefilters
Let
be a family of sets that covers
and define
l{B}x=\{B\inl{B}~:~x\inB\}
for every
The definition of a
base for some topology can be immediately reworded as:
is a base for some topology on
if and only if
is a filter base for every
If
is a topology on
and
then the definitions of
is a
basis (resp.
subbase) for
can be reworded as:
is a base (resp. subbase) for
if and only if for every
is a filter base (resp. filter subbase) that generates the neighborhood filter of
at
Neighborhood filters
The archetypical example of a filter is the set of all neighborhoods of a point in a topological space. Any neighborhood basis of a point in (or of a subset of) a topological space is a prefilter. In fact, the definition of a neighborhood base can be equivalently restated as: "a neighborhood base is any prefilter that is equivalent the neighborhood filter."
Neighborhood bases at points are examples of prefilters that are fixed but may or may not be principal. If
has its usual topology and if
then any neighborhood filter base
of
is fixed by
(in fact, it is even true that
) but
is principal since
In contrast, a topological space has the
discrete topology if and only if the neighborhood filter of every point is a principal filter generated by exactly one point. This shows that a non–principal filter on an infinite set is not necessarily free.
The neighborhood filter of every point
in topological space
is fixed since its kernel contains
(and possibly other points if, for instance,
is not a
T1 space). This is also true of any neighborhood basis at
For any point
in a
T1 space (for example, a
Hausdorff space), the kernel of the neighborhood filter of
is equal to the singleton set
However, it is possible for a neighborhood filter at a point to be principal but discrete (that is, not principal at a point). A neighborhood basis
of a point
in a topological space is principal if and only if the kernel of
is an open set. If in addition the space is
T1 then
so that this basis
is principal if and only if
is an open set.
Generating topologies from filters and prefilters
Suppose
is not empty (and
). If
is a filter on
then
is a topology on
but the converse is in general false. This shows that in a sense, filters are topologies. Topologies of the form
where
is an filter on
are an even more specialized subclass of such topologies; they have the property that proper subset
\varnothing ≠ S\subseteqX
is open or closed, but (unlike the
discrete topology) never both. These spaces are, in particular, examples of
door spaces.
If
is a prefilter (resp. filter subbase, –system, proper) on
then the same is true of both
and the set
of all possible unions of one or more elements of
If
is closed under finite intersections then the set
} = \ \cup \mathcal_ is a topology on
with both
\{X\}\cupl{B}\cupand\{X\}\cupl{B}
being
bases for it. If the –system
covers
then both
are also bases for
}. If
is a topology on
then
\tau\setminus\{\varnothing\}
is a prefilter (or equivalently, a –system) if and only if it has the finite intersection property (that is, it is a filter subbase), in which case a subset
will be a basis for
if and only if
l{B}\setminus\{\varnothing\}
is equivalent to
\tau\setminus\{\varnothing\},
in which case
l{B}\setminus\{\varnothing\}
will be a prefilter.
Topological properties and prefilters
Neighborhoods and topologies
The neighborhood filter of a nonempty subset
in a topological space
is equal to the intersection of all neighborhood filters of all points in
A subset
is open in
if and only if whenever
is a filter on
and
then
l{F}\tosinXimpliesS\inl{F}.
Suppose
are topologies on
Then
is finer than
(that is,
) if and only if whenever
is a filter on
if
then
Consequently,
if and only if for every filter
and every
x\inX,l{B}\toxin(X,\sigma)
if and only if
However, it is possible that
while also for every filter
converges to point of
if and only if
converges to point of
Closure
If
is a prefilter on a subset
then every cluster point of
belongs to
If
is a non-empty subset, then the following are equivalent:
-
-
is a limit point of a prefilter on
Explicitly: there exists a prefilter
such that
-
is a limit point of a filter on
- There exists a prefilter
such that
- The prefilter
meshes with the neighborhood filter
Said differently,
is a cluster point of the prefilter
- The prefilter
meshes with some (or equivalently, with every) filter base for
(that is, with every neighborhood basis at
).
The following are equivalent:
-
is a limit points of
- There exists a prefilter
l{F}\subseteq\wp(S)on\{S\}\setminus\{x\}
such that
Closed sets
If
is not empty then the following are equivalent:
-
is a closed subset of
- If
x\inXandl{F}\subseteq\wp(S)
is a prefilter on
such that
then
- If
x\inXandl{F}\subseteq\wp(S)
is a prefilter on
such that
is an accumulation points of
then
- If
is such that the neighborhood filter
meshes with
then
Hausdorffness
The following are equivalent:
-
is a Hausdorff space.
- Every prefilter on
converges to at most one point in
- The above statement but with the word "prefilter" replaced by any one of the following: filter, ultra prefilter, ultrafilter.
Compactness
As discussed in this article, the Ultrafilter Lemma is closely related to many important theorems involving compactness.
The following are equivalent:
-
is a compact space.
- Every ultrafilter on
converges to at least one point in
- That this condition implies compactness can be proven by using only the ultrafilter lemma. That compactness implies this condition can be proven without the ultrafilter lemma (or even the axiom of choice).
- The above statement but with the word "ultrafilter" replaced by "ultra prefilter".
- For every filter
there exists a filter
such that
and
converges to some point of
- The above statement but with each instance of the word "filter" replaced by: prefilter.
- Every filter on
has at least one cluster point in
- That this condition is equivalent to compactness can be proven by using only the ultrafilter lemma.
such that every cover of
by sets in
has a finite subcover.- That this condition is equivalent to compactness can be proven by using only the ultrafilter lemma.
If
is the set of all complements of compact subsets of a given topological space
then
is a filter on
if and only if
is compact.
Continuity
Let
be a map between topological spaces
Given
the following are equivalent:
-
is continuous at
- Definition: For every neighborhood
of
there exists some neighborhood
of
such that
-
- If
is a filter on
such that
then
- The above statement but with the word "filter" replaced by "prefilter".
The following are equivalent:
-
is continuous.
- If
is a prefilter on
such that
then
- If
is a limit point of a prefilter
then
is a limit point of
- Any one of the above two statements but with the word "prefilter" replaced by "filter".
If
is a prefilter on
is a cluster point of
is continuous, then
is a cluster point in
of the prefilter
A subset
of a topological space
is
dense in
if and only if for every
the trace
of the neighborhood filter
along
does not contain the empty set (in which case it will be a filter on
).
Suppose
is a continuous map into a Hausdorff
regular space
and that
is a dense subset of a topological space
Then
has a continuous extension
if and only if for every
the prefilter
f\left(l{N}X(x)\vertD\right)
converges to some point in
Furthermore, this continuous extension will be unique whenever it exists.
Products
Suppose
is a non–empty family of non–empty topological spaces and that is a family of prefilters where each
is a prefilter on
Then the product
of these prefilters (defined above) is a prefilter on the product space
which as usual, is endowed with the
product topology.
If
x\bull:=\left(xi\right)i\in{style\prod}X\bull,
then
l{B}\bull\tox\bullin{style\prod}X\bull
if and only if
l{B}i\toxiinXiforeveryi\inI.
Suppose
are topological spaces,
is a prefilter on
having
as a cluster point, and
is a prefilter on
having
as a cluster point. Then
is a cluster point of
in the product space
However, if
then there exist sequences
\left(xi\right)
\subseteqXand\left(yi\right)
\subseteqY
such that both of these sequences have a cluster point in
but the sequence
\left(xi,yi\right)
\subseteqX x Y
does have a cluster point in
Example application: The ultrafilter lemma along with the axioms of ZF imply Tychonoff's theorem for compact Hausdorff spaces:
Let
be compact
topological spaces. Assume that the ultrafilter lemma holds (because of the Hausdorff assumption, this proof does need the full strength of the
axiom of choice; the ultrafilter lemma suffices). Let
be given the product topology (which makes
a Hausdorff space) and for every
let
denote this product's projections. If
then
is compact and the proof is complete so assume
Despite the fact that
because the axiom of choice is not assumed, the projection maps
are not guaranteed to be surjective.
Let
be an ultrafilter on
and for every
let
denote the ultrafilter on
generated by the ultra prefilter
Because
is compact and Hausdorff, the ultrafilter
converges to a unique limit point
(because of
's uniqueness, this definition does not require the axiom of choice). Let
where
satisfies
for every
The characterization of convergence in the product topology that was given above implies that
Thus every ultrafilter on
converges to some point of
which implies that
is compact (recall that this implication's proof only required the ultrafilter lemma).
Examples of applications of prefilters
Uniformities and Cauchy prefilters
See main article: Uniform space and Complete metric space.
See also: Topological group and Complete topological vector space.
A uniform space is a set
equipped with a filter on
that has certain properties. A or is a prefilter on
whose upward closure is a uniform space. A prefilter
on a uniform space
with uniformity
is called a if for every entourage
there exists some
that is, which means that
A is a
minimal element (with respect to
or equivalently, to
) of the set of all Cauchy filters on
Examples of minimal Cauchy filters include the neighborhood filter
of any point
Every convergent filter on a uniform space is Cauchy. Moreover, every cluster point of a Cauchy filter is a limit point.
A uniform space
is called (resp.) if every Cauchy prefilter (resp. every elementary Cauchy prefilter) on
converges to at least one point of
(replacing all instance of the word "prefilter" with "filter" results in equivalent statement).Every compact uniform space is complete because any Cauchy filter has a cluster point (by compactness), which is necessarily also a limit point (since the filter is Cauchy).
Uniform spaces were the result of attempts to generalize notions such as "uniform continuity" and "uniform convergence" that are present in metric spaces. Every topological vector space, and more generally, every topological group can be made into a uniform space in a canonical way. Every uniformity also generates a canonical induced topology. Filters and prefilters play an important role in the theory of uniform spaces. For example, the completion of a Hausdorff uniform space (even if it is not metrizable) is typically constructed by using minimal Cauchy filters. Nets are less ideal for this construction because their domains are extremely varied (for example, the class of all Cauchy nets is not a set); sequences cannot be used in the general case because the topology might not be metrizable, first–countable, or even sequential. The set of all on a Hausdorff topological vector space (TVS)
can made into a vector space and topologized in such a way that it becomes a
completion of
(with the assignment
becoming a linear topological embedding that identifies
as a dense vector subspace of this completion).
More generally, a is a pair
consisting of a set
together a family
ak{C}\subseteq\wp(\wp(X))
of (proper) filters, whose members are declared to be "", having all of the following properties:
- For each
the discrete ultrafilter at
is an element of
- If
is a subset of a proper filter
then
- If
and if each member of
intersects each member of
then
The set of all Cauchy filters on a uniform space forms a Cauchy space. Every Cauchy space is also a
convergence space. A map
between two Cauchy spaces is called if the image of every Cauchy filter in
is a Cauchy filter in
Unlike the
category of topological spaces, the
category of Cauchy spaces and Cauchy continuous maps is
Cartesian closed, and contains the category of
proximity spaces.
Topologizing the set of prefilters
See also: Stone space.
Starting with nothing more than a set
it is possible to topologize the set
of all filter bases on
with the, which is named after
Marshall Harvey Stone.
To reduce confusion, this article will adhere to the following notational conventions:
- Lower case letters for elements
- Upper case letters for subsets
- Upper case calligraphy letters for subsets
(or equivalently, for elements
such as prefilters).
- Upper case double–struck letters for subsets
For every
let
where
O(X)=PandO(\varnothing)=\varnothing.
[9] These sets will be the basic open subsets of the Stone topology. If
then
From this inclusion, it is possible to deduce all of the subset inclusions displayed below with the exception of
O(R\capS)~\supseteq~O(R)\capO(S).
[10] For all
where in particular, the equality
shows that the family
is a
–system that forms a
basis for a topology on
called the . It is henceforth assumed that
carries this topology and that any subset of
carries the induced
subspace topology.
In contrast to most other general constructions of topologies (for example, the product, quotient, subspace topologies, etc.), this topology on
was defined with using anything other than the set
there were preexisting
structures or assumptions on
so this topology is completely independent of everything other than
(and its subsets).
The following criteria can be used for checking for points of closure and neighborhoods. If
then:
- :
belongs to the closure of
if and only if
l{F}\subseteq{stylecup\limitsl{B\inB
}} \mathcal^. - :
is a neighborhood of
if and only if there exists some
such that
O(F)=\left\{l{B}\inP~:~F\inl{B}\uparrow\right\}\subseteqB
(that is, such that for all l{B}\inP,ifF\inl{B}\uparrowthenl{B}\inB
).
It will be henceforth assumed that
because otherwise
and the topology is
which is uninteresting.
Subspace of ultrafilters
The set of ultrafilters on
(with the subspace topology) is a
Stone space, meaning that it is compact, Hausdorff, and
totally disconnected. If
has the discrete topology then the map
\beta:X\to\operatorname{UltraFilters}(X),
defined by sending
to the principal ultrafilter at
is a topological embedding whose image is a dense subset of
\operatorname{UltraFilters}(X)
(see the article Stone–Čech compactification for more details).
Relationships between topologies on
and the Stone topology on
Every
\tau\in\operatorname{Top}(X)
induces a canonical map
l{N}\tau:X\to\operatorname{Filters}(X)
defined by
which sends
to the neighborhood filter of
If
\tau,\sigma\in\operatorname{Top}(X)
then
if and only if
Thus every topology
\tau\in\operatorname{Top}(X)
can be identified with the canonical map
l{N}\tau\in\operatorname{Func}(X;P),
which allows
to be canonically identified as a subset of
(as a side note, it is now possible to place on
\operatorname{Func}(X;P),
and thus also on
the topology of pointwise convergence on
so that it now makes sense to talk about things such as sequences of topologies on
converging pointwise). For every
\tau\in\operatorname{Top}(X),
the surjection
l{N}\tau:(X,\tau)\to\operatorname{image}l{N}\tau
is always continuous,
closed, and open, but it is injective if and only if
(that is, a
Kolmogorov space). In particular, for every
topology
the map
is a topological embedding (said differently, every Kolmogorov space is a topological subspace of the space of prefilters).
In addition, if
ak{F}:X\to\operatorname{Filters}(X)
is a map such that
x\in\kerak{F}(x):={stylecap\limitsF(x)}}Fforeveryx\inX
(which is true of
for instance), then for every
the set
ak{F}(F)=\{ak{F}(f):f\inF\}
is a neighborhood (in the subspace topology) of
ak{F}(x)in\operatorname{image}ak{F}.
Notes
Proofs
References
Notes and References
- Sequences and nets in a space
are maps from directed sets like the natural number, which in general maybe entirely unrelated to the set
and so they, and consequently also their notions of convergence, are not intrinsic to
- Technically, any infinite subfamily of this set of tails is enough to characterize this sequence's convergence. But in general, unless indicated otherwise, the set of tails is taken unless there is some reason to do otherwise.
- Indeed, net convergence is defined using neighborhood filters while (pre)filters are directed sets with respect to
so it is difficult to keep these notions completely separate.
- Fernández-Bretón. David J.. Using Ultrafilters to Prove Ramsey-type Theorems. The American Mathematical Monthly. Informa UK Limited. 129. 2. 2021-12-22. 0002-9890. 10.1080/00029890.2022.2004848. 116–131. 1711.01304. 231592954 .
- The terms "Filter base" and "Filter" are used if and only if
- The set equality
\operatorname{Tails}\left(\operatorname{Net}l{B
}\right) = \mathcal holds more generally: if the family of sets l{B} ≠ \varnothingsatisfies\varnothing\not\inl{B}
then the family of tails of the map \operatorname{PointedSets}(l{B})\toX
(defined by
) is equal to
- Bruns G., Schmidt J.,Zur Aquivalenz von Moore-Smith-Folgen und Filtern, Math. Nachr. 13 (1955), 169-186.
- Web site: Clark. Pete L.. Convergence. math.uga.edu/. 18 October 2016. 18 August 2020.
- As a side note, had the definitions of "filter" and "prefilter" not required propriety then the degenerate dual ideal
would have been a prefilter on
so that in particular,
O(\varnothing)=\{\wp(X)\} ≠ \varnothing
with \wp(X)\inO(S)foreveryS\subseteqX.
- This is because the inclusion
O(R\capS)~\supseteq~O(R)\capO(S)
is the only one in the sequence below whose proof uses the defining assumption that