Citation impact explained

Citation impact or citation rate is a measure of how many times an academic journal article or book or author is cited by other articles, books or authors.[1] [2] [3] [4] [5] [6] Citation counts are interpreted as measures of the impact or influence of academic work and have given rise to the field of bibliometrics or scientometrics,[7] [8] specializing in the study of patterns of academic impact through citation analysis. The importance of journals can be measured by the average citation rate,[9] [6] the ratio of number of citations to number articles published within a given time period and in a given index, such as the journal impact factor or the citescore. It is used by academic institutions in decisions about academic tenure, promotion and hiring, and hence also used by authors in deciding which journal to publish in. Citation-like measures are also used in other fields that do ranking, such as Google's PageRank algorithm, software metrics, college and university rankings, and business performance indicators.

Article-level

See main article: Article-level metrics. One of the most basic citation metrics is how often an article was cited in other articles, books, or other sources (such as theses). Citation rates are heavily dependent on the discipline and the number of people working in that area. For instance, many more scientists work in neuroscience than in mathematics, and neuroscientists publish more papers than mathematicians, hence neuroscience papers are much more often cited than papers in mathematics.[10] [11] Similarly, review papers are more often cited than regular research papers because they summarize results from many papers. This may also be the reason why papers with shorter titles get more citations, given that they are usually covering a broader area.[12]

Most-cited papers

The most-cited paper in history is a paper by Oliver Lowry describing an assay to measure the concentration of proteins.[13] By 2014 it had accumulated more than 305,000 citations. The 10 most cited papers all had more than 40,000 citations.[14] To reach the top-100 papers required 12,119 citations by 2014. Of Thomson Reuter's Web of Science database with more than 58 million items only 14,499 papers (~0.026%) had more than 1,000 citations in 2014.

Journal-level

The simplest journal-level metric is the journal impact factor, the average number of citations that articles published by a journal in the previous two years have received in the current year, as calculated by Clarivate. Other companies report similar metrics, such as the CiteScore, based on Scopus.

However, very high journal impact factor or CiteScore are often based on a small number of very highly cited papers. For instance, most papers in Nature (impact factor 38.1, 2016) were only cited 10 or 20 times during the reference year (see figure). Journals with a lower impact (e.g. PLOS ONE, impact factor 3.1) publish many papers that are cited 0 to 5 times but few highly cited articles.[15]

Journal-level metrics are often misinterpreted as a measure for journal quality or article quality. However, the use of non-article-level metrics to determine the impact of a single article is statistically invalid. Moreover, studies of methodological quality and reliability have found that "reliability of published research works in several fields may be decreasing with increasing journal rank",[16] contrary to widespread expectations.[17]

Citation distribution is skewed for journals because a very small number of articles are driving the vast majority of citations; therefore, some journals have stopped publicizing their impact factor, e.g. the journals of the American Society for Microbiology.[18] Citation counts follow mostly a lognormal distribution, except for the long tail, which is better fit by a power law.[19]

Other journal-level metrics include the Eigenfactor, and the SCImago Journal Rank.

Author-level

See main article: Author-level metrics. Total citations, or average citation count per article, can be reported for an individual author or researcher. Many other measures have been proposed, beyond simple citation counts, to better quantify an individual scholar's citation impact.[20] The best-known measures include the h-index[21] and the g-index.[22] Each measure has advantages and disadvantages,[23] spanning from bias to discipline-dependence and limitations of the citation data source.[24] Counting the number of citations per paper is also employed to identify the authors of citation classics.[25]

Citations are distributed highly unequally among researchers. In a study based on the Web of Science database across 118 scientific disciplines, the top 1% most-cited authors accounted for 21% of all citations. Between 2000 and 2015, the proportion of citations that went to this elite group grew from 14% to 21%. The highest concentrations of 'citation elite' researchers were in the Netherlands, the United Kingdom, Switzerland and Belgium. 70% of the authors in the Web of Science database have fewer than 5 publications, so that the most-cited authors among the 4 million included in this study constitute a tiny fraction.[26]

Alternatives

See main article: Altmetrics. An alternative approach to measure a scholar's impact relies on usage data, such as number of downloads from publishers and analyzing citation performance, often at article level.[27] [28] [29] [30]

As early as 2004, the BMJ published the number of views for its articles, which was found to be somewhat correlated to citations.[31] In 2008 the Journal of Medical Internet Research began publishing views and Tweets. These "tweetations" proved to be a good indicator of highly cited articles, leading the author to propose a "Twimpact factor", which is the number of Tweets it receives in the first seven days of publication, as well as a Twindex, which is the rank percentile of an article's Twimpact factor.[32]

In response to growing concerns over the inappropriate use of journal impact factors in evaluating scientific outputs and scientists themselves,, Imperial College London, PLOS, eLife, EMBO Journal, The Royal Society, Nature and Science proposed citation distributions metrics as alternative to impact factors.[33] [34] [35]

Open Access publications

See main article: Open Access. Open access publications are accessible without cost to readers, hence they would be expected to be cited more frequently.[36] Some experimental and observational studies have found that articles published in open access journals do not receive more citations, on average, than those published in subscription journals;[37] other studies have found that they do.[38] [39] [40]

The evidence that author-self-archived ("green") open access articles are cited more than non open access articles is somewhat stronger than the evidence that ("gold") open access journals are cited more than non open access journals.[41] Two reasons for this are that many of the top-cited journals today are still only hybrid open access (author has the option to pay for gold)[42] and many pure author-pays open access journals today are either of low quality or downright fraudulent "predatory journals," preying on authors' eagerness to publish-or-perish, thereby lowering the average citation counts of open access journals.[43]

Recent developments

An important recent development in research on citation impact is the discovery of universality, or citation impact patterns that hold across different disciplines in the sciences, social sciences, and humanities. For example, it has been shown that the number of citations received by a publication, once properly rescaled by its average across articles published in the same discipline and in the same year, follows a universal log-normal distribution that is the same in every discipline.[44] This finding has suggested a universal citation impact measure that extends the h-index by properly rescaling citation counts and resorting publications, however the computation of such a universal measure requires the collection of extensive citation data and statistics for every discipline and year. Social crowdsourcing tools such as Scholarometer have been proposed to address this need.[45] [46] Kaur et al. proposed a statistical method to evaluate the universality of citation impact metrics, i.e., their capability to compare impact fairly across fields.[47] Their analysis identifies universal impact metrics, such as the field-normalized h-index.

Research suggests the impact of an article can be, partly, explained by superficial factors and not only by the scientific merits of an article.[48] Field-dependent factors are usually listed as an issue to be tackled not only when comparison across disciplines are made, but also when different fields of research of one discipline are being compared.[49] For instance in Medicine among other factors the number of authors, the number of references, the article length, and the presence of a colon in the title influence the impact. Whilst in Sociology the number of references, the article length, and title length are among the factors.[50] Also it is found that scholars engage in ethically questionable behavior in order to inflate the number of citations articles receive.[51]

Automated citation indexing[52] has changed the nature of citation analysis research, allowing millions of citations to be analyzed for large scale patterns and knowledge discovery. The first example of automated citation indexing was CiteSeer, later to be followed by Google Scholar. More recently, advanced models for a dynamic analysis of citation aging have been proposed.[53] [54] The latter model is even used as a predictive tool for determining the citations that might be obtained at any time of the lifetime of a corpus of publications.

Some researchers also propose that the journal citation rate on Wikipedia, next to the traditional citation index, "may be a good indicator of the work's impact in the field of psychology."[55] [56]

According to Mario Biagioli: "All metrics of scientific evaluation are bound to be abused. Goodhart's law [...] states that when a feature of the economy is picked as an indicator of the economy, then it inexorably ceases to function as that indicator because people start to game it."[57]

See also

Further reading

Notes and References

  1. Garfield . E. . 1955 . Citation Indexes for Science: A New Dimension in Documentation through Association of Ideas . . 122 . 3159 . 108–111 . 1955Sci...122..108G . 10.1126/science.122.3159.108 . 14385826.
  2. Garfield . E. . 1973 . Citation Frequency as a Measure of Research Activity and Performance . Essays of an Information Scientist . 1 . 406–408.
  3. Garfield . E. . 1988 . Can Researchers Bank on Citation Analysis? . Essays of an Information Scientist . 11 . 354.
  4. Web site: Garfield . E. . 1998 . The use of journal impact factors and citation analysis in the evaluation of science . 41st Annual Meeting of the Council of Biology Editors.
  5. Book: Moed . Henk F. . 2005 . Citation Analysis in Research Evaluation . . 978-1-4020-3713-9.
  6. Book: Haustein, S. . Multidimensional Journal Evaluation: Analyzing Scientific Periodicals beyond the Impact Factor . De Gruyter . Knowledge and Information . 2012 . 978-3-11-025555-3 . 2023-06-06 .
  7. Leydesdorff, L., & Milojević, S. (2012). Scientometrics. arXiv preprint arXiv:1208.4566.
  8. Harnad, S. (2009). Open access scientometrics and the UK Research Assessment Exercise. Scientometrics, 79(1), 147-156.
  9. Garfield . Eugene . Citation Analysis as a Tool in Journal Evaluation . Science . American Association for the Advancement of Science (AAAS) . 178 . 4060 . 1972-11-03 . 0036-8075 . 10.1126/science.178.4060.471 . 471–479. 5079701 . 1972Sci...178..471G .
  10. Book: de Solla Price . D. J. . 1963 . Little Science, Big Science . registration . Columbia University Press. 9780231085625 .
  11. Larsen . P. O. . von Ins . M. . 2010 . The rate of growth in scientific publication and the decline in coverage provided by Science Citation Index . . 84 . 3 . 575–603 . 10.1007/s11192-010-0202-z. 20700371 . 2909426 .
  12. Deng . B. . Papers with shorter titles get more citations . . 26 August 2015 . 10.1038/nature.2015.18246. 186805536 .
  13. Lowry . O. H. . Rosebrough . N. J. . Farr . A. L. . Randall . R. J. . 1951 . Protein measurement with the Folin phenol reagent . . 193 . 1 . 265–275 . 10.1016/S0021-9258(19)52451-6 . 14907713. free .
  14. van Noorden . R. . Maher . B. . Nuzzo . R.. Regina Nuzzo . 2014 . The top 100 papers . . 514 . 7524 . 550–553 . 2014Natur.514..550V . 10.1038/514550a . 25355343. free .
  15. Callaway . E. . 2016 . Beat it, impact factor! Publishing elite turns against controversial metric . . 535 . 7611 . 210–211 . 2016Natur.535..210C . 10.1038/nature.2016.20224 . 27411614. free .
  16. Brembs. Björn. Prestigious Science Journals Struggle to Reach Even Average Reliability . Frontiers in Human Neuroscience . 12 . 37 . 2018 . 29515380 . 5826185 . 10.3389/fnhum.2018.00037 . free.
  17. Chris R. Triggle. Ross. MacDonald. David J.. Triggle. Donald. Grierson. Requiem for impact factors and high publication charges. Accountability in Research. 2022-04-03. 133–164. 29. 3. 10.1080/08989621.2021.1909481. 33787413 . One might expect, therefore, that a high JIF factor indicates a higher standard of interest, accuracy and reliability of papers published therein. This is sometimes true but unfortunately is certainly not always the case (Brembs 2018, 2019). Thus, Björn Brembs (2019) concluded: "There is a growing body of evidence against our subjective notion of more prestigious journals publishing 'better' science. In fact, the most prestigious journals may be publishing the least reliable science.". free.
  18. Casadevall . A. . Bertuzzi . S. . Buchmeier . M. J. . Davis . R. J. . Drake . H. . Fang . F. C. . Gilbert . J. . Goldman . B. M. . Imperiale . M. J. . 2016 . ASM Journals Eliminate Impact Factor Information from Journal Websites . . 1 . 4 . e00184–16 . 10.1128/mSphere.00184-16 . 4941020 . 27408939.
  19. Chatterjee . Arnab . Ghosh . Asim . Chakrabarti . Bikas K. . Bornmann . Lutz . Universality of Citation Distributions for Academic Institutions and Journals . PLOS ONE . Public Library of Science (PLoS) . 11 . 1 . 2016-01-11 . 1932-6203 . 10.1371/journal.pone.0146762 . e0146762. 26751563 . 4709109 . 2016PLoSO..1146762C . free .
  20. Belikov . A. V. . Belikov . V. V. . 2015 . A citation-based, author- and age-normalized, logarithmic index for evaluation of individual researchers independently of publication counts . . 4 . 884 . 10.12688/f1000research.7070.1. 4654436 . free .
  21. Hirsch . J. E. . 2005 . An index to quantify an individual's scientific research output . . 102 . 46 . 16569 - 16572 . physics/0508025 . 2005PNAS..10216569H . 10.1073/pnas.0507655102 . 1283832 . 16275915. free .
  22. Egghe . L. . 2006 . Theory and practise of the g-index . . 69 . 1 . 131–152 . 10.1007/s11192-006-0144-7. 1942/981 . 207236267 . free .
  23. Gálvez RH . Assessing author self-citation as a mechanism of relevant knowledge diffusion . Scientometrics . 111 . 3 . 1801–1812 . March 2017 . 10.1007/s11192-017-2330-1. 6863843 .
  24. Couto . F. M. . Pesquita . C. . Grego . T. . Veríssimo . P. . 2009 . Handling self-citations using Google Scholar . Cybermetrics . 13 . 1 . 2 . 2009-05-27 . https://web.archive.org/web/20100624054737/http://www.cindoc.csic.es/cybermetrics/articles/v13i1p2.html . 2010-06-24 . dead .
  25. Serenko . A.. Dumay . J.. 2015. Citation classics published in knowledge management journals. Part I: Articles and their characteristics. . Journal of Knowledge Management. 19 . 2 . 401–431. 10.1108/JKM-06-2014-0220.
  26. Reardon. Sara. 2021-03-01. 'Elite' researchers dominate citation space. Nature. en. 591. 7849. 333–334. 10.1038/d41586-021-00553-7. 33649475. 2021Natur.591..333R. free.
  27. Bollen . J. . Van de Sompel . H. . Smith . J. . Luce . R. . 2005 . Toward alternative metrics of journal impact: A comparison of download and citation data . . 41 . 6 . 1419–1440 . cs.DL/0503007 . 10.1016/j.ipm.2005.03.024. 2005IPM....41.1419B . 9864663 .
  28. Brody . T. . Harnad . S. . Carr . L. . 2005 . Earlier Web Usage Statistics as Predictors of Later Citation Impact . . 57. 8. 1060 . cs/0503020 . 2005cs........3020B . 10.1002/asi.20373. 12496335 .
  29. Kurtz . M. J. . Eichhorn . G. . Accomazzi . A. . Grant . C. . Demleitner . M. . Murray . S. S. . 2004 . The Effect of Use and Access on Citations . . 41 . 6 . 1395–1402 . cs/0503029 . 2005IPM....41.1395K . 10.1016/j.ipm.2005.03.010. 16771224 .
  30. Moed . H. F. . 2005b . Statistical Relationships Between Downloads and Citations at the Level of Individual Documents Within a Single Journal . . 56 . 10 . 1088–1097 . 10.1002/asi.20200.
  31. Perneger . T. V. . 2004 . Relation between online "hit counts" and subsequent citations: Prospective study of research papers in the BMJ . . 329 . 7465 . 546–7 . 10.1136/bmj.329.7465.546 . 15345629 . 516105.
  32. Eysenbach . G. . 2011 . Can Tweets Predict Citations? Metrics of Social Impact Based on Twitter and Correlation with Traditional Metrics of Scientific Impact . . 13 . 4 . e123 . 10.2196/jmir.2012 . 22173204 . 3278109. free .
  33. Web site: Veronique Kiermer . Measuring Up: Impact Factors Do Not Reflect Article Citation Rates . . 2016 .
  34. Web site: Ditching Impact Factors for Deeper Data . The Scientist. 2016-07-29.
  35. Scientific publishing observers and practitioners blast the JIF and call for improved metrics. . Physics Today . 10.1063/PT.5.8183 . 2016.
  36. Web site: Hitchcock. Steve. The effect of open access and downloads ('hits') on citation impact: a bibliography of studies. 2023-01-22. opcit.eprints.org. University of Southampton. 2013 . 2004. Brody . T. . Harnad . S. . 2004 . Comparing the Impact of Open Access (OA) vs. Non-OA Articles in the Same Journals . . 10 . 6. Eysenbach . G. . Tenopir . C. . 2006 . Citation Advantage of Open Access Articles . . 4 . 5 . e157 . 10.1371/journal.pbio.0040157 . 16683865 . 1459247. free . Eysenbach . G. . 2006 . The Open Access Advantage . . 8 . 2 . e8 . 10.2196/jmir.8.2.e8. 16867971 . 1550699 . free . Hajjem . C. . Harnad . S. . Gingras . Y. . 2005 . Ten-Year Cross-Disciplinary Comparison of the Growth of Open Access and How It Increases Research Citation Impact . . 28 . 4 . 39–47 . cs/0606079 . 2006cs........6079H. Lawrence . S. . 2001 . Free online availability substantially increases a paper's impact . . 411 . 6837 . 521 . 10.1038/35079151 . 11385534 . 2001Natur.411..521L. 4422192 . MacCallum . C. J. . Parthasarathy . H. . 2006 . Open Access Increases Citation Rate . . 4 . 5 . e176 . 10.1371/journal.pbio.0040176. 16683866 . 1459260 . free . Gargouri . Y. . Hajjem . C. . Lariviere . V. . Gingras . Y. . Brody . T. . Carr . L. . Harnad . S. . 2010 . Self-Selected or Mandated, Open Access Increases Citation Impact for Higher Quality Research . . 5 . 10 . e13636 . 2010PLoSO...513636G . 10.1371/journal.pone.0013636 . 20976155 . 2956678. 1001.0361. free .
  37. Davis . P. M. . Lewenstein . B. V. . Simon . D. H. . Booth . J. G. . Connolly . M. J. L. . 2008 . Open access publishing, article downloads, and citations: randomised controlled trial . . 337 . a568 . 10.1136/bmj.a568 . 18669565 . 2492576. Davis . P. M. . 2011 . Open access, readership, citations: a randomized controlled trial of scientific journal publishing . . 25 . 7 . 2129–2134 . 10.1096/fj.11-183988 . free . 21450907. 205367842 .
  38. Chua. SK. Qureshi. Ahmad M. Krishnan. Vijay. Pai. Dinker R. Kamal. Laila B. Gunasegaran. Sharmilla. Afzal. MZ. Ambawatta. Lahiru. Gan. JY. 2017-03-02. The impact factor of an open access journal does not contribute to an article's citations. F1000Research. 6. 10.12688/f1000research.10892.1. 28649365. 208. 5464220 . free .
  39. Tang, M., Bever, J. D., & Yu, F. H. (2017). Open access increases citations of papers in ecology. Ecosphere, 8(7), e01887.
  40. Niyazov, Y., Vogel, C., Price, R., Lund, B., Judd, D., Akil, A., ... & Shron, M. (2016). Open access meets discoverability: Citations to articles posted to Academia. edu. PLOS ONE, 11(2), e0148257.
  41. Young, J. S., & Brandes, P. M. (2020). Green and gold open access citation and interdisciplinary advantage: A bibliometric study of two science journals. The Journal of Academic Librarianship, 46(2), 102105.
  42. Torres-Salinas, D., Robinson-Garcia, N., & Moed, H. F. (2019). Disentangling Gold Open Access. In Springer Handbook of Science and Technology Indicators (pp. 129–144). Springer, Cham.
  43. Björk, B. C., Kanto-Karvonen, S., & Harviainen, J. T. (2020). How frequently are articles in predatory open access journals cited. Publications, 8(2), 17.
  44. Radicchi . F. . Fortunato . S. . Castellano . C. . 2008 . Universality of citation distributions: Toward an objective measure of scientific impact . . 105 . 45 . 17268–17272 . 0806.0974 . 2008PNAS..10517268R . 10.1073/pnas.0806977105 . 2582263 . 18978030. free .
  45. Hoang . D. . Kaur . J. . Menczer . F. . 2010 . Crowdsourcing Scholarly Data . Proceedings of the WebSci10: Extending the Frontiers of Society On-Line . 2017-02-20 . https://web.archive.org/web/20160316092504/http://journal.webscience.org/321/2/websci10_submission_107.pdf . 2016-03-16 . dead .
  46. Kaur . J. . Hoang . D. . Sun . X. . Possamai . L. . JafariAsbagh . M. . Patil . S. . Menczer . F. . 2012 . Scholarometer: A Social Framework for Analyzing Impact across Disciplines . . 7 . 9 . e43235 . 10.1371/journal.pone.0043235. 22984414 . 3440403 . 2012PLoSO...743235K . free .
  47. Kaur . J. . Radicchi . F. . Menczer . F. . 2013 . Universality of scholarly impact metrics . . 7 . 4 . 924–932 . 10.1016/j.joi.2013.09.002. 1305.6339 . 7415777 .
  48. Bornmann . L. . Daniel . H. D. . 2008 . What do citation counts measure? A review of studies on citing behavior . . 64 . 1 . 45–80 . 10.1108/00220410810844150. 11858/00-001M-0000-0013-7A94-3 . 17260826 . free .
  49. Anauati . M. V. . Galiani . S. . Gálvez . R. H. . 2014 . Quantifying the Life Cycle of Scholarly Articles Across Fields of Economic Research . 10.2139/ssrn.2523078 . 2523078 . SSRN. 11336/99402 .
  50. van Wesel . M. . Wyatt . S. . ten Haaf . J. . 2014 . What a difference a colon makes: how superficial factors influence subsequent citation . . 98 . 3 . 1601–1615 . 10.1007/s11192-013-1154-x. 20.500.11755/2fd7fc12-1766-4ddd-8f19-1d2603d2e11d . 18553863 . free .
  51. van Wesel . M. . 2016 . Evaluation by Citation: Trends in Publication Behavior, Evaluation Criteria, and the Strive for High Impact Publications . . 22 . 1 . 199–225 . 10.1007/s11948-015-9638-0. 25742806 . 4750571.
  52. Giles . C. L. . Bollacker . K. . Lawrence . S. . 1998 . CiteSeer: An Automatic Citation Indexing System . DL'98 Digital Libraries, 3rd ACM Conference on Digital Libraries . 89–98 . 10.1145/276675.276685.
  53. Yu . G. . Li . Y.-J. . 2010 . Identification of referencing and citation processes of scientific journals based on the citation distribution model . . 82 . 2 . 249–261 . 10.1007/s11192-009-0085-z. 38693917 .
  54. Bouabid . H. . 2011 . Revisiting citation aging: A model for citation distribution and life-cycle prediction . . 88 . 1 . 199–211 . 10.1007/s11192-011-0370-5. 30345334 .
  55. Banasik-Jemielniak. Natalia. Jemielniak. Dariusz. Wilamowski. Maciej. 2021-02-16. Psychology and Wikipedia: Measuring Psychology Journals' Impact by Wikipedia Citations. Social Science Computer Review. 40 . 3 . en. 756–774. 10.1177/0894439321993836. 233968639 . 0894-4393.
  56. Web site: Psychology and Wikipedia: Measuring journals' impact by Wikipedia citations. 2021-09-08. phys.org. en.
  57. Biagioli . M. . Watch out for cheats in citation game . . 2016 . 535 . 7611 . 201 . 2016Natur.535..201B . 10.1038/535201a . 27411599. 4392261 . free .