Alexander's trick explained

Alexander's trick, also known as the Alexander trick, is a basic result in geometric topology, named after J. W. Alexander.

Statement

Dn

which agree on the boundary sphere

Sn-1

are isotopic.

More generally, two homeomorphisms of

Dn

that are isotopic on the boundary are isotopic.

Proof

Base case: every homeomorphism which fixes the boundary is isotopic to the identity relative to the boundary.

If

f\colonDn\toDn

satisfies

f(x)=xforallx\inSn-1

, then an isotopy connecting f to the identity is given by

J(x,t)=\begin{cases}tf(x/t),&if0\leq\|x\|<t,\x,&ift\leq\|x\|\leq1.\end{cases}

Visually, the homeomorphism is 'straightened out' from the boundary, 'squeezing'

f

down to the origin. William Thurston calls this "combing all the tangles to one point". In the original 2-page paper, J. W. Alexander explains that for each

t>0

the transformation

Jt

replicates

f

at a different scale, on the disk of radius

t

, thus as

t0

it is reasonable to expect that

Jt

merges to the identity.

The subtlety is that at

t=0

,

f

"disappears": the germ at the origin "jumps" from an infinitely stretched version of

f

to the identity. Each of the steps in the homotopy could be smoothed (smooth the transition), but the homotopy (the overall map) has a singularity at

(x,t)=(0,0)

. This underlines that the Alexander trick is a PL construction, but not smooth.

General case: isotopic on boundary implies isotopic

If

f,g\colonDn\toDn

are two homeomorphisms that agree on

Sn-1

, then

g-1f

is the identity on

Sn-1

, so we have an isotopy

J

from the identity to

g-1f

. The map

gJ

is then an isotopy from

g

to

f

.

Radial extension

Some authors use the term Alexander trick for the statement that every homeomorphism of

Sn-1

can be extended to a homeomorphism of the entire ball

Dn

.

However, this is much easier to prove than the result discussed above: it is called radial extension (or coning) and is also true piecewise-linearly, but not smoothly.

Concretely, let

f\colonSn-1\toSn-1

be a homeomorphism, then

F\colonDn\toDnwithF(rx)=rf(x)forallr\in[0,1]andx\inSn-1

defines a homeomorphism of the ball.

Exotic spheres

The failure of smooth radial extension and the success of PL radial extensionyield exotic spheres via twisted spheres.

See also

References